Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Senior Vice President | August 26, 2015 | August 27, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
THERMO FISHER SCIENTIFIC INC.
Report date August 26, 2015 · Filed August 27, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,389 |
Reported balance
After 2015-08-26 transaction · row 1
1 source rowRow 1 · 2015-08-26 · Tax withholding · Disposed 2,737 · Balance 52,389 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2015 Filed Aug 27, 2015 22:02 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,737 | $125.26 | $342,836.62 |
DisclosureSEC source: 0001127602-15-026016 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,389 Read SEC document |
| August 25, 2015 Filed Aug 26, 2015 20:51 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 488 | $120.05 | $58,584.40 |
DisclosureSEC source: 0001127602-15-025915 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,126 Read SEC document |
| July 14, 2015 Filed Jul 16, 2015 20:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $135.27 | $27,054.00 |
DisclosureSEC source: 0001127602-15-022961 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,614 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2015. Read SEC document |
| July 14, 2015 Filed Jul 16, 2015 20:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,800 | $135.23 | $649,104.00 |
DisclosureSEC source: 0001127602-15-022961 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,814 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2015. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,825 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-15-014566 · form4.xml · derivative · entry 7 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,825 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on March 5, 2012, 2013, 2014 and 2015. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,450 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-15-014566 · form4.xml · derivative · entry 6 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,450 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,150 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-15-014566 · form4.xml · derivative · entry 5 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal installments on March 5, 2011, 2012, 2013 and 2014. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 12,425 | $133.50 | $1,658,737.50 |
DisclosureSEC source: 0001127602-15-014566 · form4.xml · nonDerivative · entry 4 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,614 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.29 to $133.88, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,825 | $49.49 | $90,319.25 |
DisclosureSEC source: 0001127602-15-014566 · form4.xml · nonDerivative · entry 3 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 8,450 | $54.97 | $464,496.50 |
DisclosureSEC source: 0001127602-15-014566 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2015 Filed Apr 15, 2015 21:17 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 2,150 | $49.49 | $106,403.50 |
DisclosureSEC source: 0001127602-15-014566 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 20:03 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,475 | $131.35 | $456,441.25 |
DisclosureSEC source: 0001127602-15-009991 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,614 Read SEC document |
| February 26, 2015 Filed Mar 2, 2015 21:48 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 744 | $130.14 | $96,824.16 |
DisclosureSEC source: 0001127602-15-009109 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,089 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 27,900 | $0.00 Strike: $131.07 | $0.00 |
DisclosureSEC source: 0001127602-15-008831 · form4.xml · derivative · entry 4 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,900 Underlying: Common Stock · 27,900 shares Expires 2022-02-25 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 25, 2016. Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,950 | $131.07 | $255,586.50 |
DisclosureSEC source: 0001127602-15-008831 · form4.xml · nonDerivative · entry 3 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,833 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008831 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,783 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 22:07 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 9,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008831 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,883 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2014. The Company's Compensation Committee determined on February 25, 2015, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2015, one-third of the shares vest on February 25, 2016, and the remaining one-third vest on February 25, 2017. Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 23:38 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,121 | $120.71 | $256,025.91 |
DisclosureSEC source: 0001127602-14-026762 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,499 Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 21:57 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,474 | $124.54 | $432,651.96 |
DisclosureSEC source: 0001127602-14-010003 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,620 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 27,000 | $0.00 Strike: $124.28 | $0.00 |
DisclosureSEC source: 0001127602-14-009287 · form4.xml · derivative · entry 4 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2021-02-26 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2015. Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 988 | $124.28 | $122,788.64 |
DisclosureSEC source: 0001127602-14-009287 · form4.xml · nonDerivative · entry 3 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,094 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009287 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,082 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009287 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,282 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2013. The Company's Compensation Committee determined on February 26, 2014, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2014, one-third of the shares vest on February 26, 2015, and the remaining one-third vest on February 26, 2016. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 22:56 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,312 | $123.81 | $162,438.72 |
DisclosureSEC source: 0001127602-14-009002 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,067 Read SEC document |
| February 21, 2014 Filed Feb 25, 2014 23:15 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 780 | $123.18 | $96,080.40 |
DisclosureSEC source: 0001127602-14-008419 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,379 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,825 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-14-006861 · form4.xml · derivative · entry 7 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825 Underlying: Common Stock · 1,825 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first and second installments became exercisable on March 5, 2012 and 2013, and the next two installments become exercisable on March 5, 2014 and 2015. Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,450 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-14-006861 · form4.xml · derivative · entry 6 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,450 Underlying: Common Stock · 8,450 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first and second installments became exercisable on February 23, 2012, and 2013, and the next two installments become exercisable on February 23, 2014 and 2015. Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,450 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-14-006861 · form4.xml · derivative · entry 5 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 Underlying: Common Stock · 6,450 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2011, 2012 and 2013, and the next installment becomes exercisable on March 5, 2014. Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 16,725 | $123.14 | $2,059,516.50 |
DisclosureSEC source: 0001127602-14-006861 · form4.xml · nonDerivative · entry 4 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,159 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.96 to $123.27, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,825 | $49.49 | $90,319.25 |
DisclosureSEC source: 0001127602-14-006861 · form4.xml · nonDerivative · entry 3 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 8,450 | $54.97 | $464,496.50 |
DisclosureSEC source: 0001127602-14-006861 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 6,450 | $49.49 | $319,210.50 |
DisclosureSEC source: 0001127602-14-006861 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2013 Filed Aug 27, 2013 20:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 981 | $90.36 | $88,643.16 |
DisclosureSEC source: 0001127602-13-026105 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,159 Read SEC document |
| May 07, 2013 Filed May 8, 2013 21:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,700 | $0.00 Strike: $46.56 | $0.00 |
DisclosureSEC source: 0001127602-13-016163 · form4.xml · derivative · entry 3 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,700 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal installments on November 20, 2010, 2011, and 2012. Read SEC document |
| May 07, 2013 Filed May 8, 2013 21:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 12,700 | $83.65 | $1,062,355.00 |
DisclosureSEC source: 0001127602-13-016163 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,140 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.54 to $83.74, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 07, 2013 Filed May 8, 2013 21:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 12,700 | $46.56 | $591,312.00 |
DisclosureSEC source: 0001127602-13-016163 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2013 Filed Mar 7, 2013 21:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 210 | $76.43 | $16,050.30 |
DisclosureSEC source: 0001127602-13-009909 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,140 Read SEC document |
| March 02, 2013 Filed Mar 5, 2013 21:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,411 | $74.78 | $180,294.58 |
DisclosureSEC source: 0001127602-13-009327 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,350 Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 23:03 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 30,700 | $0.00 Strike: $73.24 | $0.00 |
DisclosureSEC source: 0001127602-13-008584 · form4.xml · derivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,700 Underlying: Common Stock · 30,700 shares Expires 2020-02-26 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2014. Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 23:03 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 13,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-008584 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,761 Read SEC document |
| February 25, 2013 Filed Feb 27, 2013 23:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,179 | $71.60 | $84,416.40 |
DisclosureSEC source: 0001127602-13-008408 · form4.xml · nonDerivative · entry 3 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,061 Read SEC document |
| February 25, 2013 Filed Feb 27, 2013 23:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-008408 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,240 F2 · shares: Shares represent a performance-based restricted stock unit award granted on March 2, 2012. The Company's Compensation Committee determined on February 25, 2013, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2013, one-third of the shares vest on February 25, 2014, and the remaining one-third vest on February 25, 2015. Read SEC document |
| February 25, 2013 Filed Feb 27, 2013 23:44 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-008408 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,990 F1 · shares: Shares represent a performance-based restricted stock unit award granted on March 5, 2010, for which the performance criteria have been satisfied. Read SEC document |
| February 23, 2013 Filed Feb 26, 2013 23:19 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 562 | $72.95 | $40,997.90 |
DisclosureSEC source: 0001127602-13-008112 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,180 Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 22:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $40.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033560 · form4.xml · derivative · entry 3 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2016-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal installments on February 6, 2010, 2011 and 2012. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 22:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $64.75 | $647,500.00 |
DisclosureSEC source: 0001127602-12-033560 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,742 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2012. Read SEC document |
| December 10, 2012 Filed Dec 11, 2012 22:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 10,000 | $40.00 | $400,000.00 |
DisclosureSEC source: 0001127602-12-033560 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2012 Filed Nov 21, 2012 21:28 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 240 | $61.83 | $14,839.20 |
DisclosureSEC source: 0001127602-12-031827 · form4.xml · nonDerivative · entry 1 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,742 Read SEC document |
| November 19, 2012 Filed Nov 20, 2012 21:42 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $40.00 | $0.00 |
DisclosureSEC source: 0001127602-12-031712 · form4.xml · derivative · entry 3 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 15,000 shares Expires 2016-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal installments on February 6, 2010, 2011 and 2012. Read SEC document |
| November 19, 2012 Filed Nov 20, 2012 21:42 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 15,000 | $61.31 | $919,650.00 |
DisclosureSEC source: 0001127602-12-031712 · form4.xml · nonDerivative · entry 2 Thomson Andrew J · CIK 0001542508 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,982 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.24 to $61.41, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.