Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Patheon N.V.PTHN · Entity 173467 | Director | August 29, 2017 | August 29, 2017 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Sr. VP & Retiring Gen. Counsel | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Patheon N.V.
Report date August 29, 2017 · Filed August 29, 2017
This filing explicitly reported no securities owned.
THERMO FISHER SCIENTIFIC INC.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,530 |
Ending reported balance
After 2018-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-27 · Grant · Acquired 6,203 · Balance 31,272 F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020. Row 2 · 2018-02-27 · Tax withholding · Disposed 2,273 · Balance 28,999 Row 3 · 2018-02-28 · Tax withholding · Disposed 630 · Balance 28,369 Row 4 · 2018-02-28 · Tax withholding · Disposed 1,839 · Balance 26,530 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 407.26 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 407.26 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2018 Filed Mar 1, 2018 22:00 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,839 | $208.58 | $383,578.62 |
DisclosureSEC source: 0001127602-18-009383 · form4.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP & Retiring Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,530 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 22:00 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 630 | $208.58 | $131,405.40 |
DisclosureSEC source: 0001127602-18-009383 · form4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP & Retiring Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,369 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:00 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,273 | $210.68 | $478,875.64 |
DisclosureSEC source: 0001127602-18-009383 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP & Retiring Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,999 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:00 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009383 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP & Retiring Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,272 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 28, 2017. The Company's Compensation Committee determined on February 27, 2018, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 27, 2018, one-third of the shares vest on February 27, 2019, and the remaining one-third vest on February 27, 2020. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:37 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 449 | $211.71 | $95,057.79 |
DisclosureSEC source: 0001127602-18-008685 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP & Retiring Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,069 Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 22:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,140 | $177.80 | $736,092.00 |
DisclosureSEC source: 0001127602-17-026673 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,518 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2017. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 21:40 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 509 | $177.22 | $90,204.98 |
DisclosureSEC source: 0001127602-17-026566 · form4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,658 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 21:40 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 537 | $177.22 | $95,167.14 |
DisclosureSEC source: 0001127602-17-026566 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,167 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 21:40 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 400 | $175.96 | $70,384.00 |
DisclosureSEC source: 0001127602-17-026566 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,704 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:10 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 3,142 | $158.71 | $498,666.82 |
DisclosureSEC source: 0001127602-17-010865 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,104 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 460 | $157.68 | $72,532.80 |
DisclosureSEC source: 0001127602-17-009842 · form4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,246 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 4,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009842 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,706 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 4,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009842 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP and Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,571 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 24, 2016. The Company's Compensation Committee determined on February 28, 2017, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 28, 2017, one-third of the shares vest on February 28, 2018, and the remaining one-third vest on February 28, 2019. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:00 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 495 | $158.98 | $78,695.10 |
DisclosureSEC source: 0001127602-17-008936 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,321 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:00 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 568 | $158.98 | $90,300.64 |
DisclosureSEC source: 0001127602-17-008936 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,816 Read SEC document |
| August 29, 2016 Filed Aug 31, 2016 20:56 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,270 | $152.28 | $345,675.60 |
DisclosureSEC source: 0001127602-16-061603 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,384 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2016. Read SEC document |
| August 26, 2016 Filed Aug 30, 2016 21:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,596 | $152.36 | $243,166.56 |
DisclosureSEC source: 0001127602-16-061506 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,654 Read SEC document |
| August 25, 2016 Filed Aug 29, 2016 21:55 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 424 | $151.35 | $64,172.40 |
DisclosureSEC source: 0001127602-16-061398 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Read SEC document |
| August 24, 2016 Filed Aug 26, 2016 22:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 240 | $151.26 | $36,302.40 |
DisclosureSEC source: 0001127602-16-061266 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,674 Read SEC document |
| August 10, 2016 Filed Aug 11, 2016 20:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,023 | $156.00 | $783,588.00 |
DisclosureSEC source: 0001127602-16-060100 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,914 Read SEC document |
| April 05, 2016 Filed Apr 7, 2016 20:28 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $73.24 | $0.00 |
DisclosureSEC source: 0001127602-16-049041 · form4.xml · derivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Underlying: Common Stock · 10,000 shares Expires 2020-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2014. Read SEC document |
| April 05, 2016 Filed Apr 7, 2016 20:28 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,600 | $142.45 | $370,370.00 |
DisclosureSEC source: 0001127602-16-049041 · form4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,937 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.03 to $142.66, inclusive. Read SEC document |
| April 05, 2016 Filed Apr 7, 2016 20:28 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 7,400 | $141.65 | $1,048,210.00 |
DisclosureSEC source: 0001127602-16-049041 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,537 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.34 to $141.98, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| April 05, 2016 Filed Apr 7, 2016 20:28 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 10,000 | $73.24 | $732,400.00 |
DisclosureSEC source: 0001127602-16-049041 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2016 Filed Mar 2, 2016 22:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,951 | $135.00 | $398,385.00 |
DisclosureSEC source: 0001127602-16-044555 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,937 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2015. Read SEC document |
| February 26, 2016 Filed Mar 1, 2016 22:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 367 | $130.71 | $47,970.57 |
DisclosureSEC source: 0001127602-16-044235 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,888 Read SEC document |
| February 25, 2016 Filed Feb 29, 2016 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 568 | $130.57 | $74,163.76 |
DisclosureSEC source: 0001127602-16-043887 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,255 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 13,850 | $0.00 Strike: $129.77 | $0.00 |
DisclosureSEC source: 0001127602-16-043622 · form4.xml · derivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,850 Underlying: Common Stock · 13,850 shares Expires 2023-02-24 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 24, 2017. Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 492 | $129.77 | $63,846.84 |
DisclosureSEC source: 0001127602-16-043622 · form4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,823 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043622 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,315 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043622 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,915 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 25, 2015. The Company's Compensation Committee determined on February 24, 2016, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 24, 2016, one-third of the shares vest on February 24, 2017, and the remaining one-third vest on February 24, 2018. Read SEC document |
| November 04, 2015 Filed Nov 5, 2015 21:26 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,692 | $135.00 | $228,420.00 |
DisclosureSEC source: 0001127602-15-030435 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,415 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2015. Read SEC document |
| August 26, 2015 Filed Aug 27, 2015 22:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,508 | $125.26 | $188,892.08 |
DisclosureSEC source: 0001127602-15-026021 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,107 Read SEC document |
| August 25, 2015 Filed Aug 26, 2015 20:57 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 255 | $120.05 | $30,612.75 |
DisclosureSEC source: 0001127602-15-025919 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,615 Read SEC document |
| April 21, 2015 Filed Apr 23, 2015 20:55 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,325 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-15-015037 · form4.xml · derivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,325 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015. Read SEC document |
| April 21, 2015 Filed Apr 23, 2015 20:55 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,813 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-15-015037 · form4.xml · derivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,813 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal installments on March 5, 2012, 2013, 2014 and 2015. Read SEC document |
| April 21, 2015 Filed Apr 23, 2015 20:55 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 13,256 | $135.00 | $1,789,560.00 |
DisclosureSEC source: 0001127602-15-015037 · form4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2015. Read SEC document |
| April 21, 2015 Filed Apr 23, 2015 20:55 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 8,325 | $54.97 | $457,625.25 |
DisclosureSEC source: 0001127602-15-015037 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2015 Filed Apr 23, 2015 20:55 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 1,813 | $49.49 | $89,725.37 |
DisclosureSEC source: 0001127602-15-015037 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2015 Filed Mar 5, 2015 21:28 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 6,528 | $130.38 | $851,120.64 |
DisclosureSEC source: 0001127602-15-010316 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,988 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2014. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 19:56 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,298 | $131.35 | $301,842.30 |
DisclosureSEC source: 0001127602-15-009978 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,516 Read SEC document |
| February 26, 2015 Filed Mar 2, 2015 21:41 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 368 | $130.14 | $47,891.52 |
DisclosureSEC source: 0001127602-15-009100 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,814 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 12,600 | $0.00 Strike: $131.07 | $0.00 |
DisclosureSEC source: 0001127602-15-008815 · form4.xml · derivative · entry 5 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 Underlying: Common Stock · 12,600 shares Expires 2022-02-25 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 25, 2016. Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,159 | $131.07 | $151,910.13 |
DisclosureSEC source: 0001127602-15-008815 · form4.xml · nonDerivative · entry 3 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,182 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008815 · form4.xml · nonDerivative · entry 2 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,341 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 5,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008815 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,741 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2014. The Company's Compensation Committee determined on February 25, 2015, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2015, one-third of the shares vest on February 25, 2016, and the remaining one-third vest on February 25, 2017. Read SEC document |
| February 23, 2015 Filed Feb 25, 2015 23:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 851 | $130.98 | $111,463.98 |
DisclosureSEC source: 0001127602-15-008400 · form4.xml · nonDerivative · entry 1 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,497 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 23:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,775 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-14-026756 · form4.xml · derivative · entry 7 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,325 Underlying: Common Stock · 7,775 shares Expires 2018-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013 and 2014, and the next installment becomes exercisable on February 23, 2015. Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 23:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,812 | $0.00 Strike: $49.49 | $0.00 |
DisclosureSEC source: 0001127602-14-026756 · form4.xml · derivative · entry 6 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 Underlying: Common Stock · 1,812 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2012, 2013 and 2014, and the next installment becomes exercisable on March 5, 2015. Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 23:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,577 | $120.77 | $1,277,384.29 |
DisclosureSEC source: 0001127602-14-026756 · form4.xml · nonDerivative · entry 4 HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,348 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2014. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.49 to $120.90, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.