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Nasdaq · USD

TFSL

TFS Financial CORP

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Tapewire entity
3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 20:49 UTC
Stefanski Marc ADirector · Chairman, President and CEO
SaleCommon Stock 8,800 $18.50 $162,800.00
Disclosure

SEC source: 0001381668-21-000025 · wf-form4_161376776366365.xml · nonDerivative · entry 8

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child 4

Disclosed balance after: 9,000

F3 · balance_after: The reporting person no longer has a reportable beneficial interest in the 9,000 shares owned by child #4 and going forward these shares will not be included in the reporting person's ownership reports.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 11:13 UTC GiftCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000019 · wf-form4_161280082029968.xml · nonDerivative · entry 3

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 53,737

F1 · shares: On February 5, 2021, the reporting person gifted these shares to his wife, who shares reporting person's household.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 11:13 UTC GiftCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000019 · wf-form4_161280082029968.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On February 5, 2021, the reporting person gifted these shares to his wife, who shares reporting person's household.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 11:13 UTC GrantCommon Stock 2,247 $17.78 $39,951.66
Disclosure

SEC source: 0001381668-21-000019 · wf-form4_161280082029968.xml · nonDerivative · entry 2

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 50,937

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:51 UTC
Adam Judith ZFormer Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000002 · wf-form4_160995908923788.xml · derivative · entry 5

Adam Judith Z · CIK 0001388163 · Former Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F1 · derivative.exercise_date: In connection with the retirement of the reporting person effective June 1, 2020, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, all remaining stock options have an adjusted expiration date of June 1, 2023.

F1 · derivative.expiration_date: In connection with the retirement of the reporting person effective June 1, 2020, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, all remaining stock options have an adjusted expiration date of June 1, 2023.

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January 04, 2021 Filed Jan 6, 2021 18:51 UTC
Adam Judith ZFormer Chief Risk Officer
Tax withholdingCommon Stock 4,838 $17.63 $85,293.94
Disclosure

SEC source: 0001381668-21-000002 · wf-form4_160995908923788.xml · nonDerivative · entry 2

Adam Judith Z · CIK 0001388163 · Former Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,942

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 18:51 UTC
Adam Judith ZFormer Chief Risk Officer
Exercise / conversionCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000002 · wf-form4_160995908923788.xml · nonDerivative · entry 1

Adam Judith Z · CIK 0001388163 · Former Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the retirement of the reporting person effective June 1, 2020, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, all remaining stock options have an adjusted expiration date of June 1, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 13:42 UTC Amendment
Stefanski III Ben SDirector · Secretarry
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000191 · wf-form4a_160857613740604.xml · derivative · entry 1

Stefanski III Ben S · CIK 0001483875 · Director · Secretarry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.exercise_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.expiration_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 11:24 UTC
Stefanski III Ben SDirector · Secretarry
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000177 · wf-form4_160856785245062.xml · derivative · entry 4

Stefanski III Ben S · CIK 0001483875 · Director · Secretarry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 10:55 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000149 · wf-form4_160856610737101.xml · derivative · entry 3

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 11:04 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000157 · wf-form4_160856663982981.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 15:59 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000153 · wf-form4_160856633955999.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 18:38 UTC Amendment
Rubino Andrew JChief Marketing Officer
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000189 · wf-form4a_160857591298438.xml · derivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.exercise_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.expiration_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 18:36 UTC Amendment
Danckers Kathleen M.Chief Risk Officer
GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000187 · wf-form4a_160857578088834.xml · derivative · entry 1

Danckers Kathleen M. · CIK 0001820761 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.exercise_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.expiration_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 18:34 UTC Amendment
Holmes Russell C.Chief Retail Officer
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000185 · wf-form4a_160857565163901.xml · derivative · entry 1

Holmes Russell C. · CIK 0001820711 · Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.exercise_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.expiration_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 18:31 UTC Amendment
Miller Susanne N.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000183 · wf-form4a_160857549828194.xml · derivative · entry 1

Miller Susanne N. · CIK 0001820738 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.exercise_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.expiration_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:52 UTC
Motta Anna Maria PChief Information Officer
GrantRestricted Stock Units · Derivative 4,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000181 · wf-form4_160856954185000.xml · derivative · entry 4

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 4,200 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:50 UTC
Rubino Andrew JChief Marketing Officer
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000179 · wf-form4_160856942278760.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:22 UTC
Holmes Russell C.Chief Retail Officer
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000175 · wf-form4_160856775464367.xml · derivative · entry 4

Holmes Russell C. · CIK 0001820711 · Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:21 UTC
Danckers Kathleen M.Chief Risk Officer
GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000173 · wf-form4_160856765104552.xml · derivative · entry 3

Danckers Kathleen M. · CIK 0001820761 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:19 UTC
Miller Susanne N.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000171 · wf-form4_160856755759241.xml · derivative · entry 4

Miller Susanne N. · CIK 0001820738 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:18 UTC
Huml Paul JChief Financial Officer
GrantRestricted Stock Units · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000169 · wf-form4_160856747197355.xml · derivative · entry 6

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Common Stock · 7,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F4 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:16 UTC
Zbanek Cathy WChief Synergy Officer
GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000167 · wf-form4_160856738172490.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:14 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000165 · wf-form4_160856724384099.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F4 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:11 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 32,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000163 · wf-form4_160856707404489.xml · derivative · entry 11

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,300

Underlying: Common Stock · 32,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:08 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000161 · wf-form4_160856689844515.xml · derivative · entry 4

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:06 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000159 · wf-form4_160856679588611.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:01 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000155 · wf-form4_160856646320133.xml · derivative · entry 4

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 15:57 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000151 · wf-form4_160856622834725.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 22:34 UTC SaleCommon Stock 12,800 $17.82 $228,096.00
Disclosure

SEC source: 0001381668-20-000147 · wf-form4_160798526946629.xml · nonDerivative · entry 3

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
December 11, 2020 Filed Dec 14, 2020 19:55 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · nonDerivative · entry 5

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,000

F2 · shares: On December 11, 2020 the reporting person transferred 1,000 shares to his spouse.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 19:55 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000145 · wf-form4_160797574294036.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,799

F2 · shares: On December 11, 2020 the reporting person transferred 1,000 shares to his spouse.

Read SEC document
December 10, 2020 Filed Dec 10, 2020 16:46 UTC Exercise / conversionRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000115 · wf-form4_160763679530224.xml · derivative · entry 3

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

F3 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

Read SEC document
December 10, 2020 Filed Dec 10, 2020 16:46 UTC Exercise / conversionCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000115 · wf-form4_160763679530224.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 10, 2020 Filed Dec 10, 2020 16:56 UTC Exercise / conversionRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000123 · wf-form4_160763735692726.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

F3 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

Read SEC document
December 10, 2020 Filed Dec 10, 2020 16:56 UTC Exercise / conversionCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000123 · wf-form4_160763735692726.xml · nonDerivative · entry 1

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000121 · wf-form4_160763724161398.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

F3 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:54 UTC Exercise / conversionCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000121 · wf-form4_160763724161398.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:58 UTC Exercise / conversionRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000125 · wf-form4_160763747637108.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

F3 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:58 UTC Exercise / conversionCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000125 · wf-form4_160763747637108.xml · nonDerivative · entry 1

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000119 · wf-form4_160763711358877.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

F3 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:52 UTC Exercise / conversionCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000119 · wf-form4_160763711358877.xml · nonDerivative · entry 1

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:49 UTC Exercise / conversionRestricted Stock Units · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000117 · wf-form4_160763697997256.xml · derivative · entry 4

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

F3 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 2,800 Restricted Stock Units (RSUs), which fully vest on December 10, 2020

Read SEC document
December 10, 2020 Filed Dec 10, 2020 21:49 UTC Exercise / conversionCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000117 · wf-form4_160763697997256.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:41 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,634 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000127 · wf-form4_160772647309469.xml · derivative · entry 12

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F11 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F11 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:41 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000127 · wf-form4_160772647309469.xml · derivative · entry 11

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367

Underlying: Common Stock · 3,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F10 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:41 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000127 · wf-form4_160772647309469.xml · derivative · entry 9

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

F8 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:41 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Tax withholdingCommon Stock 4,078 $17.70 $72,180.60
Disclosure

SEC source: 0001381668-20-000127 · wf-form4_160772647309469.xml · nonDerivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,489

F4 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:41 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 2,700 $17.65 $47,655.00
Disclosure

SEC source: 0001381668-20-000127 · wf-form4_160772647309469.xml · nonDerivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:41 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,367 $17.65 $59,427.55
Disclosure

SEC source: 0001381668-20-000127 · wf-form4_160772647309469.xml · nonDerivative · entry 3

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.