Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TFS Financial CORP
Report date August 01, 2022 · Filed August 03, 2022
Section 16 reporting ended · disclosed 2022-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,764 |
Last balance in matching sequence
After 2022-08-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2022-08-01 · Exercise / conversion · Acquired 1,995 · Balance 72,741 F1: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner F2: Shares are held with shared voting power with spouse. Row 2 · 2022-08-01 · Exercise / conversion · Acquired 4,934 · Balance 77,675 F1: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner F2: Shares are held with shared voting power with spouse. Row 3 · 2022-08-01 · Tax withholding · Disposed 2,911 · Balance 74,764 F3: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F2: Shares are held with shared voting power with spouse. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-08-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-08-01 · Exercise / conversion · Disposed 1,995 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-08-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-08-01 · Exercise / conversion · Disposed 4,934 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 11,913 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,913 F4: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 51,595 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 51,595 F4: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Ira | 4,700 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,700 |
| Common StockSEC Table I · non-derivative | IndirectChild 2 | 2,000 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 2,000 |
| Performance Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 10,800 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 10,800 F5: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 9,600 Performance Share Units ("PSUs"), resulting in a total earned award of 10,800 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2024-12-18 | Direct | 32,400 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 32,400 F9: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2025-01-14 | Direct | 156,300 |
Reported balance
Holding disclosure · report date 2022-08-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 156,300 F10: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018. F1: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner
F2: Shares are held with shared voting power with spouse.
F3: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F4: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F5: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F6: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 9,600 Performance Share Units ("PSUs"), resulting in a total earned award of 10,800 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.
F7: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020.
F8: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.
F9: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
F10: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2022 Filed Aug 3, 2022 14:21 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F8 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 14:21 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · derivative · entry 9 Huml Paul J · CIK 0001388162 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. F7 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 14:21 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 2,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,764 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 14:21 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 4,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 14:21 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000090 · wf-form4_165953645443094.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the retirement of the reporting person effective January 14, 2022, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations. In addition, expiration dates of the stock options have been adjusted to January 14, 2025, unless their original expiration date was sooner F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 14 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,934 Underlying: Common Stock · 2,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F11 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F11 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 13 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 Underlying: Common Stock · 1,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F10 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. F10 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 12 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F9 · derivative.expiration_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantPerformance Restricted Share Units · Derivative | 10,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,800 Underlying: Common Stock · 10,800 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 9,600 Performance Share Units ("PSUs"), resulting in a total earned award of 10,800 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. F8 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 9,600 Performance Share Units ("PSUs"), resulting in a total earned award of 10,800 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionPerformance Restricted Share Units · Derivative | 12,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. 872 shares were previously withheld for taxes. F7 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. 872 shares were previously withheld for taxes. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 8,115 | $18.10 | $146,881.50 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 5 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,746 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F4 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 12,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs). Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 19:04 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 78,300 | $14.81 Strike: $14.81 | $1,159,623.00 |
DisclosureSEC source: 0001381668-21-000084 · wf-form4_162914065393272.xml · derivative · entry 14 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,300 shares Expires 2025-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 19:04 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 11,288 | $20.01 | $225,872.88 |
DisclosureSEC source: 0001381668-21-000084 · wf-form4_162914065393272.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,544 F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 19:04 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 67,012 | $20.26 | $1,357,663.12 |
DisclosureSEC source: 0001381668-21-000084 · wf-form4_162914065393272.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,832 F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 19:04 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 78,300 | $14.81 | $1,159,623.00 |
DisclosureSEC source: 0001381668-21-000084 · wf-form4_162914065393272.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · derivative · entry 13 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,279 Underlying: Common Stock · 121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F9 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · derivative · entry 12 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,989 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. F8 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,462 Underlying: Common Stock · 172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F7 · derivative.expiration_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionPerformance Restricted Share Units · Derivative | 872 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,516 Underlying: Common Stock · 872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. F6 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 1,443 | $20.45 | $29,509.35 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 5 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,544 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 20:45 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 872 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000048 · wf-form4_161834671095562.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 18:32 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $14.81 Strike: $14.81 | $444,300.00 |
DisclosureSEC source: 0001381668-21-000042 · wf-form4_161583311530415.xml · derivative · entry 12 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,300 Underlying: Common Stock · 30,000 shares Expires 2025-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 18:32 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 25,132 | $21.29 | $535,060.28 |
DisclosureSEC source: 0001381668-21-000042 · wf-form4_161583311530415.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,544 F2 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). F1 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 18:32 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 30,000 | $14.81 | $444,300.00 |
DisclosureSEC source: 0001381668-21-000042 · wf-form4_161583311530415.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 16:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 49,200 | $19.06 Strike: $19.06 | $937,752.00 |
DisclosureSEC source: 0001381668-21-000036 · wf-form4_161496310351092.xml · derivative · entry 14 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,200 shares Expires 2025-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 16:51 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 2,140 | $20.76 | $44,426.40 |
DisclosureSEC source: 0001381668-21-000036 · wf-form4_161496310351092.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,676 F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 16:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 47,060 | $20.91 | $984,024.60 |
DisclosureSEC source: 0001381668-21-000036 · wf-form4_161496310351092.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,816 F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). F2 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 16:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 49,200 | $19.06 | $937,752.00 |
DisclosureSEC source: 0001381668-21-000036 · wf-form4_161496310351092.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:18 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000169 · wf-form4_160856747197355.xml · derivative · entry 6 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 7,400 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F4 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:49 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000139 · wf-form4_160797534098020.xml · derivative · entry 12 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. F9 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:49 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000139 · wf-form4_160797534098020.xml · derivative · entry 11 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634 Underlying: Common Stock · 2,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F8 · derivative.expiration_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:49 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000139 · wf-form4_160797534098020.xml · derivative · entry 10 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,267 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. F7 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:49 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 3,265 | $17.65 | $57,627.25 |
DisclosureSEC source: 0001381668-20-000139 · wf-form4_160797534098020.xml · nonDerivative · entry 4 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,676 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:49 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000139 · wf-form4_160797534098020.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:49 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000139 · wf-form4_160797534098020.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:49 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000139 · wf-form4_160797534098020.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| November 24, 2020 Filed Nov 24, 2020 22:10 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantPerformance Restricted Share Units · Derivative | 13,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000110 · wf-form4_160625579118876.xml · derivative · entry 6 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,388 Underlying: Common Stock · 13,388 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. F4 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:38 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000048 · wf-form4_159078471672420.xml · derivative · entry 14 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F13 · derivative.exercise_date: As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. F13 · derivative.expiration_date: As reported on a Form 4 dated May 28, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:38 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 1,912 | $15.50 | $29,636.00 |
DisclosureSEC source: 0001381668-20-000048 · wf-form4_159078471672420.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,975 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. F2 · ownership.direct: Shares are held with shared voting power of spouse Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:38 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000048 · wf-form4_159078471672420.xml · nonDerivative · entry 1 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units F2 · ownership.direct: Shares are held with shared voting power of spouse Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 19:20 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 67,200 | $19.31 Strike: $19.31 | $1,297,632.00 |
DisclosureSEC source: 0001381668-20-000014 · wf-form4_158144878491406.xml · derivative · entry 8 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,200 shares Expires 2026-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 67,200 stock options. These stock options vest in three equal annual installments beginning on December 10, 2017. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 19:20 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 3,819 | $21.84 | $83,406.96 |
DisclosureSEC source: 0001381668-20-000014 · wf-form4_158144878491406.xml · nonDerivative · entry 3 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,807 F3 · ownership.direct: Shares are held with shared voting power with spouse. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 19:20 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 63,381 | $21.76 | $1,379,170.56 |
DisclosureSEC source: 0001381668-20-000014 · wf-form4_158144878491406.xml · nonDerivative · entry 2 Huml Paul J · CIK 0001388162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,626 F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.