Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TFS Financial CORPTFSL · Entity 3924 | Director | December 18, 2025 | December 18, 2025 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TFS Financial CORP
Report date December 18, 2025 · Filed December 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2025-12-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-12-18 · Grant · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2: On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 68,900 |
Reported balance
Holding disclosure · report date 2025-12-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 68,900 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F2: On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026.
UNIVERSAL ELECTRONICS INC
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe William Mulligan Rev Dec Trust | 77,104 |
Reported balance
After 2026-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-19 · Exercise / conversion · Acquired 18,437 · Balance 77,104 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-19 · Exercise / conversion · Disposed 18,437 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | Direct | 2,490 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,490 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.
F3: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 21, 2026 21:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 18,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001216549-26-000002 · wk-form4_1779400474.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders. F3 · derivative.expiration_date: On July 1, 2025, the reporting person was granted 18,437 restricted stock units, with 100% vesting upon the earlier of (i) one year following the date of grant and (ii) immediately prior to the Company's next annual meeting of stockholders. Read SEC document |
| May 19, 2026 Filed May 21, 2026 21:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 18,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001216549-26-000002 · wk-form4_1779400474.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The William Mulligan Rev Dec Trust Disclosed balance after: 77,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| December 18, 2025 Filed Dec 18, 2025 19:19 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001216549-25-000009 · wk-form4_1766085571.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026. F2 · derivative.expiration_date: On December 18, 2025, the reporting person received a grant of 5,000 Restricted Stock Units ("RSU's") that fully vest on December 10, 2026. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001216549-25-000007 · wk-form4_1765574884.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 19, 2024, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2025. F3 · derivative.expiration_date: On December 19, 2024, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2025. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:28 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001216549-25-000007 · wk-form4_1765574884.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 22:42 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 18,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001216549-25-000005 · wk-form4_1751496164.xml · derivative · entry 4 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,437 Underlying: Common Stock · 18,437 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026. F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2025 as director compensation and vest on July 1, 2026. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 22:42 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001216549-25-000005 · wk-form4_1751496164.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 22:42 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001216549-25-000005 · wk-form4_1751496164.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The William Mulligan Rev Dec Trust Disclosed balance after: 58,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| May 27, 2025 Filed May 28, 2025 18:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 6,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000141 · wk-form4_1748458567.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 6,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| May 27, 2025 Filed May 28, 2025 18:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 6,004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000141 · wk-form4_1748458567.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The William Mulligan Rev Dec Trust Disclosed balance after: 57,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 23:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000052 · wk-form4_1743636681.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,254 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| April 01, 2025 Filed Apr 2, 2025 23:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000052 · wk-form4_1743636681.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The William Mulligan Rev Dec Trust Disclosed balance after: 51,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 20:59 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-25-000039 · wk-form4_1740430785.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On February 22, 2024, the reporting person received a grant of 3,900 Restricted Stock Units ("RSUs") which fully vest on February 21, 2025 F3 · derivative.expiration_date: On February 22, 2024, the reporting person received a grant of 3,900 Restricted Stock Units ("RSUs") which fully vest on February 21, 2025 Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 20:59 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-25-000039 · wk-form4_1740430785.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units ("RSUs"). Read SEC document |
| January 01, 2025 Filed Jan 2, 2025 22:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-25-000011 · wk-form4_1735857067.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,504 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| January 01, 2025 Filed Jan 2, 2025 22:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-25-000011 · wk-form4_1735857067.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The William Mulligan Rev Dec Trust Disclosed balance after: 50,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 14:38 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-24-000190 · wk-form4_1734705500.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 19, 2024, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2025. F2 · derivative.expiration_date: On December 19, 2024, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2025. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 22:17 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 6,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000196 · wk-form4_1734473845.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,754 Underlying: Common Stock · 6,004 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: Restricted stock units awarded on December 13, 2024 as supplemental director compensation and cliff vest on the earlier date of the Company's next Annual Meeting or June 30, 2025. F3 · derivative.expiration_date: Restricted stock units awarded on December 13, 2024 as supplemental director compensation and cliff vest on the earlier date of the Company's next Annual Meeting or June 30, 2025. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:24 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000160 · wk-form4_1727907886.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU grant. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:24 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000160 · wk-form4_1727907886.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The William Mulligan Rev Dec Trust Disclosed balance after: 48,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 22:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000111 · wk-form4_1719960559.xml · derivative · entry 4 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025. F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2024 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2025. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 22:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000111 · wk-form4_1719960559.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 22:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000111 · wk-form4_1719960559.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Please refer to footnote #2 Disclosed balance after: 47,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 21:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000051 · wk-form4_1712094277.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 21:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000051 · wk-form4_1712094277.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Please refer to footnote #2 Disclosed balance after: 46,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 17:45 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-24-000035 · wk-form4_1708969541.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 3,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On February 22, 2024, the reporting person received a grant of 3,900 Restricted Stock Units ("RSUs") which fully vest on February 21, 2025 F2 · derivative.expiration_date: On February 22, 2024, the reporting person received a grant of 3,900 Restricted Stock Units ("RSUs") which fully vest on February 21, 2025 Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 21:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-24-000011 · wk-form4_1704319166.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 21:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000101984-24-000011 · wk-form4_1704319166.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Please refer to footnote #2 Disclosed balance after: 45,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 15:25 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000114 · wk-form4_1702394709.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F3 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 15:25 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000114 · wk-form4_1702394709.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| October 01, 2023 Filed Oct 2, 2023 22:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051202 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| October 01, 2023 Filed Oct 2, 2023 22:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-051202 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Please refer to footnote #2 Disclosed balance after: 43,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| July 01, 2023 Filed Jul 3, 2023 23:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040711 · doc4.xml · derivative · entry 4 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024. F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024. Read SEC document |
| July 01, 2023 Filed Jul 3, 2023 23:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040711 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023. Read SEC document |
| July 01, 2023 Filed Jul 3, 2023 23:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-040711 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Please refer to footnote #2 Disclosed balance after: 42,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 21:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022298 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| April 01, 2023 Filed Apr 3, 2023 21:26 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-022298 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote #2 Disclosed balance after: 41,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 18:44 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | PurchaseCommon Stock | 5,000 | $9.81 | $49,042.50 |
DisclosureSEC source: 0001209191-23-021855 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote #1 Disclosed balance after: 40,163 F1 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 00:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000452 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 00:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-000452 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 35,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 14:50 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000182 · wf-form4_167146144558137.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:07 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000158 · wf-form4_167096564416238.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:07 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000158 · wf-form4_167096564416238.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 18:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052127 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 18:41 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-052127 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 33,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040773 · doc4.xml · derivative · entry 4 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: Restricted stock units awarded on July 1, 2022 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2023. F4 · derivative.expiration_date: Restricted stock units awarded on July 1, 2022 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2023. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040773 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2022. F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2022. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:59 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-040773 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Please refer to footnote #2 Disclosed balance after: 32,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:08 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022639 · doc4.xml · derivative · entry 3 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F3 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F3 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:08 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022639 · doc4.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote #2 Disclosed balance after: 31,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F2 · ownership.direct: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.