Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TFS Financial CORP
Report date March 01, 2022 · Filed March 03, 2022
Section 16 reporting ended · disclosed 2022-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,140 |
Ending reported balance
After 2022-03-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-01 · Exercise / conversion · Acquired 17,000 · Balance 81,140 Row 2 · 2022-03-01 · Tax withholding · Disposed 16,401 · Balance 64,739 F1: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). Row 3 · 2022-03-01 · Sale · Disposed 599 · Balance 64,140 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.37 · Expires 2022-04-27 | Direct | 0 |
Reported balance
After 2022-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-01 · Exercise / conversion · Disposed 17,000 · Balance 0 F3: On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 1,417 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,417 F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| Common StockSEC Table I · non-derivative | IndirectTrustee for uncle's trust | 60,371 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 60,371 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).
F2: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F3: On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 13:54 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 17,000 | $16.37 Strike: $16.37 | $278,290.00 |
DisclosureSEC source: 0001381668-22-000029 · wf-form4_164633364210793.xml · derivative · entry 6 Stefanski III Ben S · CIK 0001483875 · Former Chief Mktg Off/Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2022-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 13:54 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 599 | $17.13 | $10,260.87 |
DisclosureSEC source: 0001381668-22-000029 · wf-form4_164633364210793.xml · nonDerivative · entry 3 Stefanski III Ben S · CIK 0001483875 · Former Chief Mktg Off/Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,140 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 13:54 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 16,401 | $17.17 | $281,605.17 |
DisclosureSEC source: 0001381668-22-000029 · wf-form4_164633364210793.xml · nonDerivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Former Chief Mktg Off/Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,739 F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 13:54 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 17,000 | $16.37 | $278,290.00 |
DisclosureSEC source: 0001381668-22-000029 · wf-form4_164633364210793.xml · nonDerivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Former Chief Mktg Off/Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 14:48 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000016 · wf-form4_164365847220196.xml · derivative · entry 5 Stefanski III Ben S · CIK 0001483875 · Director · Former Chief Mktg Off/Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · shares: In connection with the separation of service (Third Federal employment) of the reporting person effective January 27, 2022, a total of 15,000 restricted stock units were forfeited. In addition, all remaining stock options have an expiration date of April 27, 2022. F4 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. F4 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. Read SEC document |
| May 14, 2021 Filed Dec 7, 2021 15:40 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 3,449 | $22.03 | $75,981.47 |
DisclosureSEC source: 0001381668-21-000111 · wf-form4_163890964461659.xml · nonDerivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Director · Secretary-Chief of Marketing 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for uncle's trust Disclosed balance after: 60,371 F1 · shares: Trust was reduced by 3,449 shares on May 14, 2021 Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 13:42 UTC Amendment | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000191 · wf-form4a_160857613740604.xml · derivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Director · Secretarry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023. F1 · derivative.exercise_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023. F1 · derivative.expiration_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 11:24 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000177 · wf-form4_160856785245062.xml · derivative · entry 4 Stefanski III Ben S · CIK 0001483875 · Director · Secretarry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F2 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 14:53 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000143 · wf-form4_160797560151129.xml · derivative · entry 5 Stefanski III Ben S · CIK 0001483875 · Director · Secretarry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On July 23, 2018, the reporting person received a grant of 17,000 Restricted Stock Units (RSUs). These RSUs vest on December 10, 2020 F4 · derivative.expiration_date: On July 23, 2018, the reporting person received a grant of 17,000 Restricted Stock Units (RSUs). These RSUs vest on December 10, 2020 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 14:53 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 5,160 | $17.65 | $91,074.00 |
DisclosureSEC source: 0001381668-20-000143 · wf-form4_160797560151129.xml · nonDerivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Director · Secretarry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,140 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 14:53 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000143 · wf-form4_160797560151129.xml · nonDerivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Director · Secretarry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 16:22 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 63,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000052 · wf-form4_159130215850620.xml · nonDerivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Director · Secretarry 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee for uncle's trust Disclosed balance after: 63,820 F1 · kind: On June 3, 2020, Marc Stefanski, the reporting person's uncle, transferred 63,820 shares to a trust. The reporting person is the Trustee. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 13:20 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000106 · wf-form4_154455239118309.xml · derivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Director · Secretarry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018. F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 13:20 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000106 · wf-form4_154455239118309.xml · nonDerivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Director · Secretarry 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2018 Filed Jul 27, 2018 11:34 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000073 · wf-form4_153270565484446.xml · derivative · entry 3 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: As reported on Form 4 dated July 23, 2018, the reporting person received a grant of 17,000 Restricted Stock Units (RSUs). These RSUs vest on December 10, 2020 F3 · derivative.expiration_date: As reported on Form 4 dated July 23, 2018, the reporting person received a grant of 17,000 Restricted Stock Units (RSUs). These RSUs vest on December 10, 2020 Read SEC document |
| July 23, 2018 Filed Jul 27, 2018 11:34 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantEmployee Stock Option (right to buy) · Derivative | 17,000 | $0.00 Strike: $16.37 | $0.00 |
DisclosureSEC source: 0001381668-18-000073 · wf-form4_153270565484446.xml · derivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2028-01-05 F1 · derivative.exercise_date: As reported on Form 4 dated July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest on December 10, 2020 Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 08:03 UTC | TFS Financial CORP TFSL · Entity 3924 | SaleCommon Stock | 26,600 | $15.10 | $401,660.00 |
DisclosureSEC source: 0001381668-18-000030 · wf-form4_151869977071854.xml · nonDerivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,700 Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 12:58 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000120 · wf-form4_151336070020291.xml · derivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018. F2 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 16:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000105 · wf-form4_151302648616496.xml · derivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 16:08 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000105 · wf-form4_151302648616496.xml · nonDerivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 15:39 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000310 · wf-form4_148183436225158.xml · derivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 Underlying: Common Stock · 2,300 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017. Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 10:09 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000274 · wf-form4_148155533943310.xml · derivative · entry 2 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016. F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016. Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 10:09 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-16-000274 · wf-form4_148155533943310.xml · nonDerivative · entry 1 Stefanski III Ben S · CIK 0001483875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.