Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TFS Financial CORP
Report date April 01, 2022 · Filed April 05, 2022
Section 16 reporting ended · disclosed 2022-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103,485 |
Ending reported balance
After 2022-04-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-04-01 · Exercise / conversion · Acquired 7,650 · Balance 99,190 F1: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations Row 2 · 2022-04-01 · Exercise / conversion · Acquired 3,150 · Balance 102,340 F1: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations Row 3 · 2022-04-01 · Exercise / conversion · Acquired 2,400 · Balance 104,740 F1: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations Row 4 · 2022-04-01 · Exercise / conversion · Acquired 1,500 · Balance 106,240 F1: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations Row 5 · 2022-04-01 · Tax withholding · Disposed 2,755 · Balance 103,485 F2: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. |
| Performance Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Exercise / conversion · Disposed 7,650 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. |
| Performance Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 6,188 |
Reported balance
Holding disclosure · report date 2022-04-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 6,188 F3: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 5,500 Performance Share Units ("PSUs"), resulting in a total earned award of 6,188 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Exercise / conversion · Disposed 3,150 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Exercise / conversion · Disposed 2,400 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-04-01 · Exercise / conversion · Disposed 1,500 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. |
| Common StockSEC Table I · non-derivative | IndirectIRA | 25,877 |
Reported balance
Holding disclosure · report date 2022-04-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 25,877 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.08 · Expires 2024-09-30 | Direct | 21,000 |
Reported balance
Holding disclosure · report date 2022-04-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 21,000 F9: As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 26,000 stock options. These stock options fully vest on December 10, 2017. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2024-09-30 | Direct | 17,000 |
Reported balance
Holding disclosure · report date 2022-04-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 17,000 F10: On January 5, 2018, the reporting person received a grant of 17,000 stock options. These options fully vest on December 10, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations
F2: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
F3: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.
F5: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.
F6: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020
F7: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.
F8: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 5,500 Performance Share Units ("PSUs"), resulting in a total earned award of 6,188 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.
F9: As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 26,000 stock options. These stock options fully vest on December 10, 2017.
F10: On January 5, 2018, the reporting person received a grant of 17,000 stock options. These options fully vest on December 10, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · derivative · entry 10 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F7 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · derivative · entry 9 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 F6 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · derivative · entry 8 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionPerformance Restricted Share Units · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · derivative · entry 7 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. F4 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 2,755 | $16.67 | $45,925.85 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 5 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,485 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 3 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 2 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 17:05 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:25 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantPerformance Restricted Share Units · Derivative | 6,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000135 · wf-form4_163952072396893.xml · derivative · entry 6 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,188 Underlying: Common Stock · 6,188 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 5,500 Performance Share Units ("PSUs"), resulting in a total earned award of 6,188 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. F6 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 5,500 Performance Share Units ("PSUs"), resulting in a total earned award of 6,188 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. Read SEC document |
| November 17, 2021 Filed Dec 14, 2021 22:25 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantCommon Stock | 25,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000135 · wf-form4_163952072396893.xml · nonDerivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 25,877 F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, 401k and ASOP shares were transfered to a personal IRA Read SEC document |
| November 17, 2021 Filed Dec 14, 2021 22:25 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 11,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000135 · wf-form4_163952072396893.xml · nonDerivative · entry 3 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Disclosed balance after: 0 F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, 401k and ASOP shares were transfered to a personal IRA F2 · ownership.nature: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Read SEC document |
| October 13, 2021 Filed Dec 14, 2021 22:25 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherCommon Stock | 14,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000135 · wf-form4_163952072396893.xml · nonDerivative · entry 2 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Disclosed balance after: 0 F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, 401k and ASOP shares were transfered to a personal IRA F2 · ownership.nature: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:02 UTC | TFS Financial CORP TFSL · Entity 3924 | OtherRestricted Stock Units · Derivative | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-21-000096 · wf-form4_163337773035427.xml · derivative · entry 5 Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Underlying: Common Stock · 1,050 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · shares: In connection with the retirement of the reporting person effective September 30, 2021, a total of 1,050 restricted stock units were forfeited and all remaining restricted stock units are fully vested and will be issued six months after the reporting person's retirement in accordance with IRS Section 409A regulations. In addition, all remaining stock options have an expiration date of September 30, 2024. F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:52 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000181 · wf-form4_160856954185000.xml · derivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Underlying: Common Stock · 4,200 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000141 · wf-form4_160797546985128.xml · derivative · entry 10 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F8 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000141 · wf-form4_160797546985128.xml · derivative · entry 9 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 1,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 F7 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000141 · wf-form4_160797546985128.xml · derivative · entry 8 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020. F6 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 5,160 | $17.65 | $91,074.00 |
DisclosureSEC source: 0001381668-20-000141 · wf-form4_160797546985128.xml · nonDerivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,540 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000141 · wf-form4_160797546985128.xml · nonDerivative · entry 3 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000141 · wf-form4_160797546985128.xml · nonDerivative · entry 2 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 19:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000141 · wf-form4_160797546985128.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 13:34 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantPerformance Restricted Share Units · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-20-000113 · wf-form4_160631128677649.xml · derivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 7,650 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. F4 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 13:34 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $15.08 Strike: $15.08 | $75,400.00 |
DisclosureSEC source: 0001381668-20-000113 · wf-form4_160631128677649.xml · derivative · entry 10 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 5,000 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 26,000 stock options. These stock options fully vest on December 10, 2017. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 13:34 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 5,000 | $15.08 | $75,400.00 |
DisclosureSEC source: 0001381668-20-000113 · wf-form4_160631128677649.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 18:53 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000136 · wf-form4_157686800770858.xml · derivative · entry 5 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 F4 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:32 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000115 · wf-form4_157618635778539.xml · derivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F4 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:32 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-19-000115 · wf-form4_157618635778539.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common share were acquired upon the vesting and settlement of certain restricted stock units Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 15:27 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000148 · wf-form4_154583804893645.xml · derivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. F3 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:47 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantRestricted Stock Units · Derivative | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-18-000018 · wf-form4_151553081946689.xml · derivative · entry 5 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020. F4 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:47 UTC | TFS Financial CORP TFSL · Entity 3924 | GrantEmployee Stock Option (right to buy) · Derivative | 17,000 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0001381668-18-000018 · wf-form4_151553081946689.xml · derivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2028-01-05 F2 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 17,000 stock options. These options fully vest on December 10, 2020. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:58 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionRestricted Stock Units · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000097 · wf-form4_151302589292768.xml · derivative · entry 4 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 13,000 Restricted Stock Units ("RSUs") that fully vest on December 10, 2017. F4 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 13,000 Restricted Stock Units ("RSUs") that fully vest on December 10, 2017. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 20:58 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-17-000097 · wf-form4_151302589292768.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 16:13 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $8.61 | $0.00 |
DisclosureSEC source: 0001381668-17-000063 · wf-form4_150480079637338.xml · derivative · entry 5 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options which vested 100% on December 15, 2014. The reporting person previously exercised 35,000 of these stock options. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 16:13 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 5,000 | $8.61 | $43,050.00 |
DisclosureSEC source: 0001381668-17-000063 · wf-form4_150480079637338.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $8.61 | $0.00 |
DisclosureSEC source: 0001381668-17-000023 · wf-form4_148881549031270.xml · derivative · entry 6 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options which vested 100% on December 15, 2014. The reporting person previously exercised 25,000 of these stock options. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Tax withholdingCommon Stock | 6,690 | $17.06 | $114,131.40 |
DisclosureSEC source: 0001381668-17-000023 · wf-form4_148881549031270.xml · nonDerivative · entry 2 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e). Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 15:51 UTC | TFS Financial CORP TFSL · Entity 3924 | Exercise / conversionCommon Stock | 10,000 | $8.61 | $86,100.00 |
DisclosureSEC source: 0001381668-17-000023 · wf-form4_148881549031270.xml · nonDerivative · entry 1 Motta Anna Maria P · CIK 0001617699 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.