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Rubino Andrew J

Disclosed activity across 1 company

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43765
SEC CIK
0001820740

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TFS Financial CORPTFSL · Entity 3924Chief Operating OfficerMay 26, 2026May 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TFS Financial CORP

Report date May 26, 2026 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,310 Ending reported balance After 2026-05-26 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-05-26 · Exercise / conversion · Acquired 11,000 · Balance 32,310

F1: These common shares were acquired upon the vesting and settlement of certain stock options.

Row 2 · 2026-05-26 · Tax withholding · Disposed 10,406 · Balance 21,904

F2: These common shares were delivered to the issuer to pay for the options exercise price and applicable withholding tax due upon the exercise of certain stock options.

Row 3 · 2026-05-26 · Sale · Disposed 594 · Balance 21,310

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2028-01-05Direct0 Reported balance After 2026-05-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-26 · Exercise / conversion · Disposed 11,000 · Balance 0

F4: On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020

Common StockSEC Table I · non-derivativeIndirectESOP13,887 Reported balance Holding disclosure · report date 2026-05-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 13,887

F3: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect14,300 Reported balance Holding disclosure · report date 2026-05-26 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 14,300

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6: On December 18, 2025, the reporting person received a grant of 14,300 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,167 Reported balance Holding disclosure · report date 2026-05-26 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,167

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,800 Reported balance Holding disclosure · report date 2026-05-26 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 5,800

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8: On December 19, 2024, the reporting person received a grant of 8,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

Performance Restricted Share UnitsSEC Table II · derivative / convertible securityDirect9,800 Reported balance Holding disclosure · report date 2026-05-26 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 9,800

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 9,800 Performance Share Units ("PSUs"), resulting in a total earned award of 9,800 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: These common shares were acquired upon the vesting and settlement of certain stock options.

F2: These common shares were delivered to the issuer to pay for the options exercise price and applicable withholding tax due upon the exercise of certain stock options.

F3: Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.

F4: On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020

F5: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6: On December 18, 2025, the reporting person received a grant of 14,300 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

F7: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F8: On December 19, 2024, the reporting person received a grant of 8,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

F9: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 9,800 Performance Share Units ("PSUs"), resulting in a total earned award of 9,800 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2026 Filed May 27, 2026 19:30 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,000 $14.74 Strike: $14.74 $162,140.00
Disclosure

SEC source: 0001820740-26-000004 · wk-form4_1779910228.xml · derivative · entry 5

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2028-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020

Read SEC document
May 26, 2026 Filed May 27, 2026 19:30 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 594 $16.09 $9,557.46
Disclosure

SEC source: 0001820740-26-000004 · wk-form4_1779910228.xml · nonDerivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,310

Read SEC document
May 26, 2026 Filed May 27, 2026 19:30 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 10,406 $15.97 $166,183.82
Disclosure

SEC source: 0001820740-26-000004 · wk-form4_1779910228.xml · nonDerivative · entry 2

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,904

F2 · shares: These common shares were delivered to the issuer to pay for the options exercise price and applicable withholding tax due upon the exercise of certain stock options.

Read SEC document
May 26, 2026 Filed May 27, 2026 19:30 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 11,000 $14.74 $162,140.00
Disclosure

SEC source: 0001820740-26-000004 · wk-form4_1779910228.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain stock options.

Read SEC document
May 06, 2026 Filed May 6, 2026 15:59 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 6,600 $15.18 $100,188.00
Disclosure

SEC source: 0001820740-26-000002 · wk-form4_1778083177.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,310

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 6, 2026. The actual sale prices ranged from a low of $15.11 to a high of $15.25, inclusive. Each reporting person undertakes to provide upon request of the SEC Staff, TFS Financial Corporation or any security holder of TFS Financial Corporation full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 2 decimal points.

Read SEC document
December 18, 2025 Filed Dec 18, 2025 19:24 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 14,300 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000010 · wk-form4_1766085868.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,300

Underlying: Common Stock · 14,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 18, 2025, the reporting person received a grant of 14,300 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

F3 · derivative.expiration_date: On December 18, 2025, the reporting person received a grant of 14,300 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2026.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · derivative · entry 10

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 2,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 19, 2024, the reporting person received a grant of 8,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

F8 · derivative.expiration_date: On December 19, 2024, the reporting person received a grant of 8,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,167 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · derivative · entry 9

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,167

Underlying: Common Stock · 2,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F7 · derivative.expiration_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,134 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · derivative · entry 8

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F6 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionPerformance Restricted Share Units · Derivative 8,730 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · derivative · entry 7

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

F5 · derivative.expiration_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 7,147 $13.91 $99,414.77
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · nonDerivative · entry 5

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,910

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units or performance share units.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,900 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · nonDerivative · entry 4

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,167 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · nonDerivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,134 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · nonDerivative · entry 2

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2025 Filed Dec 12, 2025 22:15 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 8,730 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000008 · wk-form4_1765577726.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
November 25, 2025 Filed Nov 26, 2025 15:13 UTC TFS Financial CORP TFSL · Entity 3924 GrantPerformance Restricted Share Units · Derivative 9,800 $0.00 $0.00
Disclosure

SEC source: 0001820740-25-000005 · wk-form4_1764170028.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 9,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 9,800 Performance Share Units ("PSUs"), resulting in a total earned award of 9,800 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

F3 · derivative.expiration_date: On November 25, 2025, the reporting person achieved performance level of 100% on a target award of 9,800 Performance Share Units ("PSUs"), resulting in a total earned award of 9,800 shares. This represents the final determination a March 4, 2024 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2025. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2026.

Read SEC document
November 24, 2025 Filed Nov 26, 2025 15:13 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 5,000 $14.23 $71,150.00
Disclosure

SEC source: 0001820740-25-000005 · wk-form4_1764170028.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,126

Read SEC document
May 05, 2025 Filed May 6, 2025 15:55 UTC TFS Financial CORP TFSL · Entity 3924 SaleCommon Stock 6,000 $13.61 $81,660.00
Disclosure

SEC source: 0001381668-25-000059 · wk-form4_1746546910.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,126

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on March 5, 2025. The actual sale prices ranged from a low of $13.59 to a high of $13.66, inclusive. Each reporting person undertakes to provide upon request of the SEC Staff, TFS Financial Corporation or any security holder of TFS Financial Corporation full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 2 decimal points.

Read SEC document
December 19, 2024 Filed Dec 20, 2024 14:32 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 8,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000180 · wk-form4_1734705171.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,700

Underlying: Common Stock · 8,700 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 19, 2024, the reporting person received a grant of 8,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

F3 · derivative.expiration_date: On December 19, 2024, the reporting person received a grant of 8,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,166 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · derivative · entry 10

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 2,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F8 · derivative.expiration_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionPerformance Restricted Share Units · Derivative 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · derivative · entry 9

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F7 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · derivative · entry 8

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F6 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · derivative · entry 7

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F5 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 4,970 $13.65 $67,840.50
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 5

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,126

F2 · shares: These common shares were delivered to the issuer to pay applicable tax due upon vesting of certain restricted stock units or performance share units.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 4

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,166 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 2

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
December 10, 2024 Filed Dec 12, 2024 15:52 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000164 · wk-form4_1734018750.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs) or performance share units (PSUs).

Read SEC document
November 21, 2024 Filed Nov 25, 2024 14:56 UTC TFS Financial CORP TFSL · Entity 3924 GrantPerformance Restricted Share Units · Derivative 8,730 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000146 · wk-form4_1732546581.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,730

Underlying: Common Stock · 8,730 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

F3 · derivative.expiration_date: On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:08 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-24-000064 · wk-form4_1709759325.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

F3 · derivative.expiration_date: On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 2,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · derivative · entry 8

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,267

Underlying: Common Stock · 2,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F7 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 1,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · derivative · entry 7

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,267

Underlying: Common Stock · 1,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F6 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · derivative · entry 6

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 8,254 $13.45 $111,016.30
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · nonDerivative · entry 4

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,020

F2 · shares: These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 2,133 $13.45 $28,688.85
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · nonDerivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 1,267 $13.45 $17,041.15
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · nonDerivative · entry 2

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 08, 2023 Filed Dec 12, 2023 22:23 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 15,000 $13.45 $201,750.00
Disclosure

SEC source: 0001381668-23-000139 · wk-form4_1702419787.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
November 21, 2023 Filed Dec 6, 2023 19:23 UTC TFS Financial CORP TFSL · Entity 3924 GrantPerformance Restricted Share Units · Derivative 5,510 $0.00 $0.00
Disclosure

SEC source: 0001381668-23-000102 · wk-form4_1701890570.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,510

Underlying: Common Stock · 5,510 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

F3 · derivative.expiration_date: On November 21, 2023, the reporting person achieved performance level of 95.0% on a target award of 5,800 Performance Share Units ("PSUs"), resulting in a total earned award of 5,510 shares. This represents the final determination a December 16, 2021 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2023. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2024.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 15:09 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 6,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000189 · wf-form4_167146256126096.xml · derivative · entry 4

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

F4 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:56 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 1,266 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000150 · wf-form4_167096496512166.xml · derivative · entry 4

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534

Underlying: Common Stock · 1,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F5 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:56 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000150 · wf-form4_167096496512166.xml · nonDerivative · entry 2

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,874

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 20:56 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 1,266 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000150 · wf-form4_167096496512166.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 16, 2021 Filed Dec 20, 2021 18:36 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 3,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000165 · wf-form4_164002538942466.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 3,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 18:38 UTC Amendment TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000189 · wf-form4a_160857591298438.xml · derivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.exercise_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

F1 · derivative.expiration_date: The original Form 4, filed on December 21, 2020, reporting the award of RSUs had an incorrect explanation of the vesting terms, and is being amended by this Form 4 amendment solely to correct the explanation to read that the RSUs vest 100% on December 10, 2023.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:50 UTC TFS Financial CORP TFSL · Entity 3924 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000179 · wf-form4_160856942278760.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:42 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000133 · wf-form4_160797493128570.xml · derivative · entry 4

Rubino Andrew J · CIK 0001820740 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs". Theses RSUs fully vest on December 10, 2020

F5 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs". Theses RSUs fully vest on December 10, 2020

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:42 UTC TFS Financial CORP TFSL · Entity 3924 Tax withholdingCommon Stock 3,339 $17.65 $58,933.35
Disclosure

SEC source: 0001381668-20-000133 · wf-form4_160797493128570.xml · nonDerivative · entry 2

Rubino Andrew J · CIK 0001820740 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,993

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 19:42 UTC TFS Financial CORP TFSL · Entity 3924 Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-20-000133 · wf-form4_160797493128570.xml · nonDerivative · entry 1

Rubino Andrew J · CIK 0001820740 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.