Tapewire

NYSE · USD

TFIN

Triumph Financial, Inc.

Export transactions ↓
Tapewire entity
4635
SEC CIK
0001539638
Parsed reports
473

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202610
Mar 202601
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2025 Filed Jul 2, 2025 20:05 UTC GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033946 · wk-form4_1751486728.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,699

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:03 UTC GrantCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033941 · wk-form4_1751486612.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,312

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of 209,086 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:08 UTC GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033960 · wk-form4_1751486911.xml · nonDerivative · entry 1

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,833

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:13 UTC GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033977 · wk-form4_1751487209.xml · nonDerivative · entry 1

Anderson Charles Albert · CIK 0001609406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,114

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 120,373 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:12 UTC GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033974 · wk-form4_1751487130.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,178

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:10 UTC GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033967 · wk-form4_1751487001.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,280

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:04 UTC GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033944 · wk-form4_1751486678.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,043

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 20,909 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:04 UTC GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-033942 · wk-form4_1751486641.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,499

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 20:01 UTC
Nelson Adam DEVP and General Counsel
SaleCommon Stock 3,500 $60.16 $210,560.00
Disclosure

SEC source: 0001628280-25-033937 · wk-form4_1751486484.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,332

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 27,268 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:03 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
SaleCommon Stock 7,275 $60.00 $436,500.00
Disclosure

SEC source: 0001628280-25-030447 · wk-form4_1749585807.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,194

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 10,166 shares beneficially owned by reporting person, and (ii) 15,028 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 20:02 UTC
Graft Aaron PDirector · President & CEO
SaleCommon Stock 6,500 $60.15 $390,975.00
Disclosure

SEC source: 0001628280-25-030444 · wk-form4_1749585769.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,058

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 129,523 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:01 UTC OtherCommon Stock 11,928 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-026251 · wk-form4_1747425668.xml · nonDerivative · entry 2

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sparco Market Fund

Disclosed balance after: 0

F1 · shares: Represents shares of common stock distributed to the shareholders of Sparco Market Fund other than the reporting person as part of the winding up of such entity.

Read SEC document
May 05, 2025 Filed May 5, 2025 20:08 UTC PurchaseDepository Shares 399 $21.50 $8,578.50
Disclosure

SEC source: 0001628280-25-022171 · wk-form4_1746475713.xml · nonDerivative · entry 3

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,500

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

F2 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction.

Read SEC document
May 02, 2025 Filed May 5, 2025 20:08 UTC PurchaseDepository Shares 601 $21.70 $13,041.70
Disclosure

SEC source: 0001628280-25-022171 · wk-form4_1746475713.xml · nonDerivative · entry 2

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,101

F1 · security: Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.

F2 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction.

Read SEC document
May 02, 2025 Filed May 5, 2025 20:07 UTC PurchaseDepository Shares 688 $21.50 $14,792.00
Disclosure

SEC source: 0001628280-25-022165 · wk-form4_1746475630.xml · nonDerivative · entry 3

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,338

F1 · security: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

F2 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:18 UTC
Voss William B.Chief Financial Officer
GrantEmployee Stock Options · Derivative 5,291 $0.00 Strike: $54.38 $0.00
Disclosure

SEC source: 0001628280-25-022319 · wk-form4_1746483507.xml · derivative · entry 4

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,291

Underlying: Common Stock · 5,291 shares

Expires 2035-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:18 UTC
Voss William B.Chief Financial Officer
Tax withholdingCommon Stock 810 $54.38 $44,047.80
Disclosure

SEC source: 0001628280-25-022319 · wk-form4_1746483507.xml · nonDerivative · entry 3

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,757

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.

F4 · balance_after: Consists of (i) 7,729 shares beneficially owned by reporting person, and (ii) 5,028 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:18 UTC
Voss William B.Chief Financial Officer
GrantCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022319 · wk-form4_1746483507.xml · nonDerivative · entry 2

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,567

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:18 UTC
Voss William B.Chief Financial Officer
GrantCommon Stock 2,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022319 · wk-form4_1746483507.xml · nonDerivative · entry 1

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,893

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:23 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
GrantEmployee Stock Options · Derivative 5,291 $0.00 Strike: $54.38 $0.00
Disclosure

SEC source: 0001628280-25-022328 · wk-form4_1746483819.xml · derivative · entry 5

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,291

Underlying: Common Stock · 5,291 shares

Expires 2035-05-01

F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:23 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Tax withholdingCommon Stock 652 $54.38 $35,455.76
Disclosure

SEC source: 0001628280-25-022328 · wk-form4_1746483819.xml · nonDerivative · entry 3

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,859

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.

F4 · balance_after: Consists of (i) 8,204 shares beneficially owned by reporting person, and (ii) 4,655 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:23 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
GrantCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022328 · wk-form4_1746483819.xml · nonDerivative · entry 2

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,511

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:23 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
GrantCommon Stock 2,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022328 · wk-form4_1746483819.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,837

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:22 UTC
Graft Aaron PDirector · President & CEO
GrantEmployee Stock Options · Derivative 22,376 $0.00 Strike: $54.38 $0.00
Disclosure

SEC source: 0001628280-25-022325 · wk-form4_1746483748.xml · derivative · entry 4

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,376

Underlying: Common Stock · 22,376 shares

Expires 2035-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:22 UTC
Graft Aaron PDirector · President & CEO
GrantCommon Stock 3,360 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022325 · wk-form4_1746483748.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,558

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

F3 · balance_after: Consists of (i) 136,023 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:22 UTC
Graft Aaron PDirector · President & CEO
GrantCommon Stock 11,665 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022325 · wk-form4_1746483748.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,198

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:20 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
GrantEmployee Stock Options · Derivative 9,920 $0.00 Strike: $54.38 $0.00
Disclosure

SEC source: 0001628280-25-022321 · wk-form4_1746483610.xml · derivative · entry 3

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,920

Underlying: Common Stock · 9,920 shares

Expires 2035-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:20 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
Tax withholdingCommon Stock 6,271 $54.38 $341,016.98
Disclosure

SEC source: 0001628280-25-022321 · wk-form4_1746483610.xml · nonDerivative · entry 2

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,469

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units.

F3 · balance_after: Consists of (i) 17,441 shares beneficially owned by reporting person, and (ii) 15,028 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:20 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
GrantCommon Stock 5,171 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022321 · wk-form4_1746483610.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,740

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:17 UTC
Nelson Adam DEVP and General Counsel
GrantEmployee Stock Options · Derivative 4,409 $0.00 Strike: $54.38 $0.00
Disclosure

SEC source: 0001628280-25-022317 · wk-form4_1746483413.xml · derivative · entry 4

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,409

Underlying: Common Stock · 4,409 shares

Expires 2035-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:17 UTC
Nelson Adam DEVP and General Counsel
Tax withholdingCommon Stock 425 $54.38 $23,111.50
Disclosure

SEC source: 0001628280-25-022317 · wk-form4_1746483413.xml · nonDerivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,832

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.

F4 · balance_after: Consists of (i) 30,768 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:17 UTC
Nelson Adam DEVP and General Counsel
GrantCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022317 · wk-form4_1746483413.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,257

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:17 UTC
Nelson Adam DEVP and General Counsel
GrantCommon Stock 2,298 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022317 · wk-form4_1746483413.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,583

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:07 UTC PurchaseDepository Shares 650 $21.27 $13,825.50
Disclosure

SEC source: 0001628280-25-022165 · wk-form4_1746475630.xml · nonDerivative · entry 2

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,650

F1 · security: Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

F2 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:05 UTC OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-022157 · wk-form4_1746475528.xml · nonDerivative · entry 2

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Charles A. Anderson Exempt Trust

Disclosed balance after: 10,000

F1 · shares: Represents shares inherited by the Reporting Person pursuant to the laws of decent and distribution

F2 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

Read SEC document
April 29, 2025 Filed Apr 30, 2025 20:01 UTC PurchaseCommon Stock 1,000 $53.65 $53,650.00
Disclosure

SEC source: 0001628280-25-021042 · wk-form4_1746043275.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,565

F1 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction. Reporting person shall provide upon request, by the Commission Staff, the Issuer or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 11,915 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 9,650 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse.

Read SEC document
April 25, 2025 Filed Apr 28, 2025 20:02 UTC PurchaseCommon Stock 1,500 $53.50 $80,250.00
Disclosure

SEC source: 0001628280-25-020243 · wk-form4_1745870513.xml · nonDerivative · entry 1

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,220

F1 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 20:01 UTC PurchaseCommon Stock 3,950 $50.96 $201,292.00
Disclosure

SEC source: 0001628280-25-019924 · wk-form4_1745611267.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,501

F1 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction.

F2 · balance_after: Consists of (i) 119,760 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.

Read SEC document
April 23, 2025 Filed Apr 24, 2025 20:02 UTC PurchaseCommon Stock 1,508 $49.39 $74,480.12
Disclosure

SEC source: 0001628280-25-019658 · wk-form4_1745524962.xml · nonDerivative · entry 2

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Bradford Living Trust

Disclosed balance after: 3,348

F2 · price: The reported price in Column 4 represents the weighted average price per share of the reported transaction.

F3 · ownership.nature: These 3,348 shares are beneficially owned by reporting person as trustee of the Bradford Living Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

Read SEC document
April 22, 2025 Filed Apr 24, 2025 20:01 UTC PurchaseCommon Stock 265 $47.86 $12,682.90
Disclosure

SEC source: 0001628280-25-019656 · wk-form4_1745524894.xml · nonDerivative · entry 2

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 265

F3 · ownership.nature: Represents 265 shares indirectly owned through reporting person's spouse.

Read SEC document
April 22, 2025 Filed Apr 24, 2025 20:01 UTC PurchaseCommon Stock 6,765 $47.64 $322,284.60
Disclosure

SEC source: 0001628280-25-019656 · wk-form4_1745524894.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,455

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 208,229 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 21:06 UTC
Graft Aaron PDirector · President & CEO
SaleCommon Stock 9,000 $68.96 $620,640.00
Disclosure

SEC source: 0001628280-25-007720 · wk-form4_1740517544.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,533

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 127,060 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:06 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004024 · wk-form4_1738789568.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,666

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:09 UTC
Easley LauraDirector
GrantCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004029 · wk-form4_1738789735.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,648

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:09 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004030 · wk-form4_1738789765.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,086

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:10 UTC GrantCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004034 · wk-form4_1738789842.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,690

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 201,464 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:08 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004028 · wk-form4_1738789697.xml · nonDerivative · entry 1

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,720

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:11 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004037 · wk-form4_1738789884.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,904

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:10 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004032 · wk-form4_1738789800.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,430

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 20,296 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:06 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004026 · wk-form4_1738789602.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,667

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 17,127 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.