Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 5 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2017 Filed Jun 30, 2017 12:02 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 109,700 | $11.01 | $1,208,268.71 |
DisclosureSEC source: 0001214659-17-004240 · marketforms-39151.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,763,358 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 12:02 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 45,913 | $11.07 | $508,247.73 |
DisclosureSEC source: 0001214659-17-004240 · marketforms-39151.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,873,058 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 12:02 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 50,000 | $10.94 | $547,000.00 |
DisclosureSEC source: 0001214659-17-004240 · marketforms-39151.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,918,971 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 12:02 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 9,544 | $10.99 | $104,894.29 |
DisclosureSEC source: 0001214659-17-004240 · marketforms-39151.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,968,971 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 09:51 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 89,308 | $11.08 | $989,496.92 |
DisclosureSEC source: 0001214659-17-004193 · marketforms-39150.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,978,515 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 09:51 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 90,520 | $11.36 | $1,028,605.92 |
DisclosureSEC source: 0001214659-17-004193 · marketforms-39150.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,067,823 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 15:02 UTC |
ROWE JOHN WDirector
|
GrantDeferred Share Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022092 · form4.xml · derivative · entry 1 ROWE JOHN W · CIK 0001067838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,145.49 Underlying: Common Stock · 2,880 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,880 Deferred Share Units beneficially owned following reported transaction granted under SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 14:50 UTC |
Bledsoe AlvinDirector
|
GrantDeferred Share Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022084 · form4.xml · derivative · entry 1 Bledsoe Alvin · CIK 0001408213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,007.49 Underlying: Common Stock · 2,880 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,880 Deferred Share Units beneficially owned following reported transaction granted under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 19:10 UTC |
SWEETNAM JAMES EDirector
|
GrantDeferred Share Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022094 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,007.49 Underlying: Common Stock · 2,880 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,880 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 14:53 UTC |
HAMILTON PETER BDirector
|
GrantCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022087 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,856 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 14:59 UTC |
PEISER ROBERT ADirector
|
GrantCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022089 · form4.xml · nonDerivative · entry 1 PEISER ROBERT A · CIK 0001197331 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A. Peiser Living Trust Disclosed balance after: 18,356 F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 14:47 UTC |
AFRICK ANDREWDirector
|
GrantCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022082 · form4.xml · nonDerivative · entry 1 AFRICK ANDREW · CIK 0001256239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,356 F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| May 11, 2017 Filed May 12, 2017 18:12 UTC |
Gates Katherine TSr VP & General Counsel
|
OtherCommon Stock | 2,042 | $8.18 | $16,703.56 |
DisclosureSEC source: 0001127602-17-018002 · form4.xml · nonDerivative · entry 1 Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 2,042 F1 · balance_after: Represents shares acquired under SXC's 401(k) plan since the date of the reporting person's last ownership report. Read SEC document |
| May 09, 2017 Filed May 10, 2017 19:27 UTC |
Yeaw Gary PSenior Vice President
|
PurchaseCommon Stock | 10,000 | $8.08 | $80,800.00 |
DisclosureSEC source: 0001127602-17-017609 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,973 F1 · shares: Open market purchase. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 12:05 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
PurchaseCommon Stock, $0.01 par value | 3,402 | $8.25 | $28,081.47 |
DisclosureSEC source: 0001214659-17-002155 · marketforms-38453.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,158,343 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 12:05 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
PurchaseCommon Stock, $0.01 par value | 4,491 | $8.25 | $37,049.40 |
DisclosureSEC source: 0001214659-17-002155 · marketforms-38453.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,154,941 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 12:36 UTC |
ROWE JOHN WDirector
|
GrantDeferred Share Units · Derivative | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012879 · form4.xml · derivative · entry 1 ROWE JOHN W · CIK 0001067838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,265.49 Underlying: Common Stock · 3,111 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,111 Deferred Share Units beneficially owned following reported transaction granted under SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 12:27 UTC |
DARNALL ROBERT JDirector
|
GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012873 · form4.xml · nonDerivative · entry 1 DARNALL ROBERT J · CIK 0001178443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,572 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 12:30 UTC |
HAMILTON PETER BDirector
|
GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012875 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,976 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 12:22 UTC |
Bledsoe AlvinDirector
|
GrantDeferred Share Units · Derivative | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012870 · form4.xml · derivative · entry 1 Bledsoe Alvin · CIK 0001408213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,127.49 Underlying: Common Stock · 3,111 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,111 Deferred Share Units beneficially owned following reported transaction granted under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 16:40 UTC |
SWEETNAM JAMES EDirector
|
GrantDeferred Share Units · Derivative | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012881 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,127.49 Underlying: Common Stock · 3,111 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,111 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 12:32 UTC |
PEISER ROBERT ADirector
|
GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012877 · form4.xml · nonDerivative · entry 1 PEISER ROBERT A · CIK 0001197331 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A. Peiser Living Trust Disclosed balance after: 15,476 F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 12:17 UTC |
AFRICK ANDREWDirector
|
GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012868 · form4.xml · nonDerivative · entry 1 AFRICK ANDREW · CIK 0001256239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,476 F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 09:16 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 200 | $10.30 | $2,060.00 |
DisclosureSEC source: 0001214659-17-002104 · marketforms-38441.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150,450 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 16:23 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 58,045 | $10.12 | $587,624.36 |
DisclosureSEC source: 0001214659-17-002053 · marketforms-38425.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150,650 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 16:23 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 226,439 | $10.11 | $2,289,909.68 |
DisclosureSEC source: 0001214659-17-002053 · marketforms-38425.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,208,695 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 10:15 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 500 | $10.10 | $5,050.00 |
DisclosureSEC source: 0001214659-17-001635 · marketforms-38197.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,435,134 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 10:15 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 100,000 | $10.06 | $1,006,260.00 |
DisclosureSEC source: 0001214659-17-001635 · marketforms-38197.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,435,634 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:57 UTC |
Gates Katherine TSr VP & General Counsel
|
Exercise / conversionRSU's (Feb 2014) · Derivative | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008791 · form4.xml · derivative · entry 3 Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The Restricted share units vest in three equal installments commencing on February 26, 2015. F3 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:57 UTC |
Gates Katherine TSr VP & General Counsel
|
Tax withholdingCommon Stock | 314 | $9.55 | $2,998.70 |
DisclosureSEC source: 0001127602-17-008791 · form4.xml · nonDerivative · entry 2 Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,699 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:57 UTC |
Gates Katherine TSr VP & General Counsel
|
Exercise / conversionCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008791 · form4.xml · nonDerivative · entry 1 Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:44 UTC |
Henderson Frederick A.Director · Chairman, CEO & President
|
Exercise / conversionRSU's (Feb 2014) · Derivative | 13,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008780 · form4.xml · derivative · entry 3 Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,059 Underlying: Common Stock · 13,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 26, 2015. F3 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:44 UTC |
Henderson Frederick A.Director · Chairman, CEO & President
|
Tax withholdingCommon Stock | 4,250 | $9.55 | $40,587.50 |
DisclosureSEC source: 0001127602-17-008780 · form4.xml · nonDerivative · entry 2 Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,860 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 00:44 UTC |
Henderson Frederick A.Director · Chairman, CEO & President
|
Exercise / conversionCommon Stock | 13,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008780 · form4.xml · nonDerivative · entry 1 Henderson Frederick A. · CIK 0001181685 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:31 UTC |
Yeaw Gary PSenior Vice President
|
Exercise / conversionRSU's (Feb 2014) · Derivative | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008776 · form4.xml · derivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 26, 2015. F2 · derivative.exercise_price: Conversion rate is 1 for 1. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:31 UTC |
Yeaw Gary PSenior Vice President
|
Exercise / conversionCommon Stock | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008776 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:51 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Exercise / conversionRSU's (Feb 2014) · Derivative | 1,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008787 · form4.xml · derivative · entry 3 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 26, 2015. F3 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:51 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Tax withholdingCommon Stock | 488 | $9.55 | $4,660.40 |
DisclosureSEC source: 0001127602-17-008787 · form4.xml · nonDerivative · entry 2 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,977 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:51 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Exercise / conversionCommon Stock | 1,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008787 · form4.xml · nonDerivative · entry 1 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 01:15 UTC |
Lausas Allison SVice President & Controller
|
Tax withholdingCommon Stock | 144 | $9.55 | $1,375.20 |
DisclosureSEC source: 0001127602-17-008800 · form4.xml · nonDerivative · entry 2 Lausas Allison S · CIK 0001623870 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,928 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 01:15 UTC |
Lausas Allison SVice President & Controller
|
Exercise / conversionCommon Stock | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008800 · form4.xml · nonDerivative · entry 1 Lausas Allison S · CIK 0001623870 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 01:02 UTC |
West FayDirector · Senior Vice President & CFO
|
Exercise / conversionRSU's (Feb 2014) · Derivative | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008797 · form4.xml · derivative · entry 3 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 26, 2014. F3 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 01:02 UTC |
West FayDirector · Senior Vice President & CFO
|
Tax withholdingCommon Stock | 743 | $9.55 | $7,095.65 |
DisclosureSEC source: 0001127602-17-008797 · form4.xml · nonDerivative · entry 2 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,385 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units. Read SEC document |
| February 26, 2017 Filed Feb 28, 2017 01:02 UTC |
West FayDirector · Senior Vice President & CFO
|
Exercise / conversionCommon Stock | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008797 · form4.xml · nonDerivative · entry 1 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 12:17 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 11,539 | $10.00 | $115,390.00 |
DisclosureSEC source: 0001214659-17-001308 · marketforms-38017.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535,634 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 12:17 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 41,400 | $10.01 | $414,322.92 |
DisclosureSEC source: 0001214659-17-001308 · marketforms-38017.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,547,173 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 12:17 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 94,230 | $10.03 | $944,900.75 |
DisclosureSEC source: 0001214659-17-001308 · marketforms-38017.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,588,573 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 12:17 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 21,410 | $10.06 | $215,391.02 |
DisclosureSEC source: 0001214659-17-001308 · marketforms-38017.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,682,803 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 19:22 UTC |
Gates Katherine TSr VP & General Counsel
|
Exercise / conversionRSU's (Feb 2015) · Derivative | 1,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007534 · form4.xml · derivative · entry 3 Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463 Underlying: Common Stock · 1,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2016. F3 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 19:22 UTC |
Gates Katherine TSr VP & General Counsel
|
Tax withholdingCommon Stock | 533 | $9.99 | $5,324.67 |
DisclosureSEC source: 0001127602-17-007534 · form4.xml · nonDerivative · entry 2 Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,152 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.