Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | Director | February 16, 2018 | February 20, 2018 |
| SunCoke Energy, Inc.SXC · Entity 5055 | Director | March 25, 2020 | March 26, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date February 16, 2018 · Filed February 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,250 |
Ending reported balance
After 2018-02-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-16 · Exercise / conversion · Acquired 1,500 · Balance 23,750 Row 2 · 2018-02-16 · Sale · Disposed 1,500 · Balance 22,250 F1: Reporting Person completed a cashless exercise of OSK stock options granted in 2011 and due to expire on July 18, 2018. F2: Represents weighted average price. Individual sales by lot ranged from $87.20 to $87.27. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $30.05 · Expires 2018-07-18 | Direct | 0 |
Reported balance
After 2018-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-16 · Exercise / conversion · Disposed 1,500 · Balance 0 F3: Option (right to buy) granted pursuant to the Company's Stock Plan. F4: Options vest in one-third (1/3) annual increments commencing on 7/18/2012. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person completed a cashless exercise of OSK stock options granted in 2011 and due to expire on July 18, 2018.
F2: Represents weighted average price. Individual sales by lot ranged from $87.20 to $87.27. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3: Option (right to buy) granted pursuant to the Company's Stock Plan.
F4: Options vest in one-third (1/3) annual increments commencing on 7/18/2012.
SunCoke Energy, Inc.
Report date March 25, 2020 · Filed March 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 98,356 |
Reported balance
After 2020-03-25 transaction · row 1
1 source rowRow 1 · 2020-03-25 · Grant · Acquired 8,713 · Balance 98,356 F1: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spectra Energy Corp.
Report date February 27, 2017 · Filed February 28, 2017
Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 38,707 · Balance 0 F1: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 shares of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 shares of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2020 Filed Mar 26, 2020 11:18 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 8,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011972 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,356 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 16:34 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 5,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035659 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,643 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 17:00 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 4,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-029145 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,545 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 09:27 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 3,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-022324 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,347 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 17:54 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 3,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012712 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,632 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 18:09 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036999 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,451 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 26, 2018 Filed Sep 27, 2018 20:11 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 2,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028475 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,231 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 16:39 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021690 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,837 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 16:58 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 2,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012546 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,845 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 18:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 1,500 | $0.00 Strike: $30.05 | $0.00 |
DisclosureSEC source: 0000775158-18-000031 · edgar.xml · derivative · entry 3 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2018-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F4 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 7/18/2012. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 18:44 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 1,500 | $87.21 | $130,815.00 |
DisclosureSEC source: 0000775158-18-000031 · edgar.xml · nonDerivative · entry 2 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,250 F1 · shares: Reporting Person completed a cashless exercise of OSK stock options granted in 2011 and due to expire on July 18, 2018. F2 · price: Represents weighted average price. Individual sales by lot ranged from $87.20 to $87.27. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 18:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,500 | $30.05 | $45,075.00 |
DisclosureSEC source: 0000775158-18-000031 · edgar.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:16 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,625 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-18-000010 · edgar.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,250 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 15:34 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035328 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,490 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:03 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028372 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,028 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 14:53 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022087 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,856 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 12:30 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012875 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,976 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 19:35 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 38,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005661 · doc4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 shares of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:36 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000012 · edgar.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,625 F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 14:20 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 2,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070784 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,865 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 13:46 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 4,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063503 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,592 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.