Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SunCoke Energy, Inc.SXC · Entity 5055 | Senior Vice President | June 28, 2019 | July 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SunCoke Energy, Inc.
Report date June 28, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,959 |
Reported balance
After 2019-06-28 transaction · row 1
1 source rowRow 1 · 2019-06-28 · Grant · Acquired 3,589 · Balance 84,959 F1: Shares of issuer common stock received in exchange for 2,500 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of issuer common stock received in exchange for 2,500 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2019 Filed Jul 2, 2019 20:30 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 3,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-023803 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,959 F1 · price: Shares of issuer common stock received in exchange for 2,500 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share. Read SEC document |
| February 17, 2019 Filed Feb 15, 2019 16:04 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | OtherCommon Stock | 35,139 | $9.87 | $346,821.93 |
DisclosureSEC source: 0001127602-19-006280 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,209 F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 17, 2016 pursuant to the SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements). Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 11:59 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionRSU's (02.15.17) · Derivative | 1,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006553 · form4.xml · derivative · entry 6 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,269 Underlying: Common Stock · 1,269 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. F3 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 11:59 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Tax withholdingCommon Stock | 372 | $9.87 | $3,671.64 |
DisclosureSEC source: 0001127602-19-006553 · form4.xml · nonDerivative · entry 4 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,231 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 11:59 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionCommon Stock | 1,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006553 · form4.xml · nonDerivative · entry 3 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 11:59 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionRSU's (02.14.18) · Derivative | 1,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006553 · form4.xml · derivative · entry 5 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,574 Underlying: Common Stock · 1,788 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. F3 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 11:59 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Tax withholdingCommon Stock | 524 | $9.61 | $5,035.64 |
DisclosureSEC source: 0001127602-19-006553 · form4.xml · nonDerivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,334 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 11:59 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionCommon Stock | 1,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006553 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:04 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantStock Options (02.13.19) · Derivative | 13,753 | $9.87 Strike: $9.87 | $135,742.11 |
DisclosureSEC source: 0001127602-19-006280 · form4.xml · derivative · entry 3 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,506 Underlying: Common Stock · 13,753 shares Expires 2029-02-13 F4 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 13, 2020. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:04 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantRSU's (02.13.19) · Derivative | 8,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006280 · form4.xml · derivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,096 Underlying: Common Stock · 8,548 shares Expires 2022-02-13 F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 13, 2020. F3 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| February 18, 2018 Filed Feb 20, 2018 17:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionRSU's (Feb 2015) · Derivative | 3,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007318 · form4.xml · derivative · entry 6 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. F3 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 18, 2018 Filed Feb 20, 2018 17:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Tax withholdingCommon Stock | 1,200 | $10.80 | $12,960.00 |
DisclosureSEC source: 0001127602-18-007318 · form4.xml · nonDerivative · entry 4 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,070 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units. Read SEC document |
| February 18, 2018 Filed Feb 20, 2018 17:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionCommon Stock | 3,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007318 · form4.xml · nonDerivative · entry 3 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 17:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionRSU's (02.15.17) · Derivative | 1,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007318 · form4.xml · derivative · entry 5 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,538 Underlying: Common Stock · 1,269 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date. F3 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 17:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Tax withholdingCommon Stock | 440 | $10.61 | $4,668.40 |
DisclosureSEC source: 0001127602-18-007318 · form4.xml · nonDerivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,802 F1 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 17:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionCommon Stock | 1,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007318 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:47 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantStock Options (02.14.18) · Derivative | 10,455 | $10.49 Strike: $10.49 | $109,672.95 |
DisclosureSEC source: 0001127602-18-006758 · form4.xml · derivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,455 Underlying: Common Stock · 10,455 shares Expires 2028-02-14 F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 14, 2019. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:47 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantRSU's (02.14.18) · Derivative | 5,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006758 · form4.xml · derivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,362 Underlying: Common Stock · 5,362 shares Expires 2021-02-14 F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 14, 2019. F2 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| May 09, 2017 Filed May 10, 2017 19:27 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | PurchaseCommon Stock | 10,000 | $8.08 | $80,800.00 |
DisclosureSEC source: 0001127602-17-017609 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,973 F1 · shares: Open market purchase. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:31 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionRSU's (Feb 2014) · Derivative | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008776 · form4.xml · derivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 26, 2015. F2 · derivative.exercise_price: Conversion rate is 1 for 1. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 26, 2017 Filed Feb 27, 2017 19:31 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionCommon Stock | 2,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008776 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 18:55 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionRSU's (Feb 2015) · Derivative | 3,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007522 · form4.xml · derivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,468 Underlying: Common Stock · 3,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 18, 2016. F2 · derivative.exercise_price: Conversion rate is 1 for 1. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 18:55 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | Exercise / conversionCommon Stock | 3,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007522 · form4.xml · nonDerivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:45 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantPerformance Options (02.15.17) · Derivative | 4,123 | $0.00 Strike: $9.85 | $0.00 |
DisclosureSEC source: 0001127602-17-007077 · form4.xml · derivative · entry 3 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,246 Underlying: Common Stock · 4,123 shares Expires 2027-02-15 F4 · security: Performance stock options (right to buy SunCoke Energy, Inc. common stock), granted February 15, 2017, pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest, subject to reporting person's continued employment, in equal installments on the first, second and third anniversaries of the date of grant, and the vested portion of such options will become exercisable beginning on the first trading day following that on which the closing price of the common stock equals or exceeds $14.78/share. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:45 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantMarket Options (02.15.17) · Derivative | 3,626 | $0.00 Strike: $9.85 | $0.00 |
DisclosureSEC source: 0001127602-17-007077 · form4.xml · derivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,252 Underlying: Common Stock · 3,626 shares Expires 2027-02-15 F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 15, 2018. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:45 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantRSU's (02.15.17) · Derivative | 3,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007077 · form4.xml · derivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,614 Underlying: Common Stock · 3,807 shares Expires 2021-02-15 F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 15, 2018. F2 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.