Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arogo Capital Acquisition Corp.AOGO · Entity 84193 | 10% owner | December 05, 2023 | December 15, 2023 |
| Pearl Holdings Acquisition CorpPRLH · Entity 86152 | 10% owner | December 18, 2023 | December 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arogo Capital Acquisition Corp.
Report date December 05, 2023 · Filed December 15, 2023
Jointly reported with MANGROVE PARTNERS IM, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 217,523 |
Reported balance
Holding disclosure · report date 2023-12-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 217,523 F1: These shares of the Issuer's Class A Common Stock are held directly by the Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Mangrove Partners serves as the investment manager of the Master Fund, and Nathaniel H. August is the principal of Mangrove Partners. In such capacities, each of Mangrove Partners and Mr. August (each, a "Reporting Person") may be deemed to beneficially own the securities reported herein, and each disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of the Issuer's Class A Common Stock are held directly by the Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Mangrove Partners serves as the investment manager of the Master Fund, and Nathaniel H. August is the principal of Mangrove Partners. In such capacities, each of Mangrove Partners and Mr. August (each, a "Reporting Person") may be deemed to beneficially own the securities reported herein, and each disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Pearl Holdings Acquisition Corp
Report date December 18, 2023 · Filed December 20, 2023
Jointly reported with MANGROVE PARTNERS IM, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnote | 249,158 |
Reported balance
After 2023-12-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-12-18 · Sale · Disposed 842 · Balance 249,158 F1: These shares of the Issuer's Class A Ordinary Shares are held directly by the Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Mangrove Partners serves as the investment manager of the Master Fund, and Nathaniel H. August is the principal of Mangrove Partners. In such capacities, each of Mangrove Partners and Mr. August (each, a "Reporting Person") may be deemed to beneficially own the securities reported herein, and each disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of the Issuer's Class A Ordinary Shares are held directly by the Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Mangrove Partners serves as the investment manager of the Master Fund, and Nathaniel H. August is the principal of Mangrove Partners. In such capacities, each of Mangrove Partners and Mr. August (each, a "Reporting Person") may be deemed to beneficially own the securities reported herein, and each disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Past disclosures · reporting ended (9)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASTA FUNDING INC
Report date February 23, 2017 · Filed February 24, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-02-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 471,086 |
Reported balance
After 2017-02-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-02-23 · Other · Disposed 3,534,615 · Balance 471,086 F3: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them. F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
F3: Pursuant to a cash tender offer conducted by the Issuer, the Reporting Persons tendered, in exchange for cash consideration of $10.35 per share, Shares beneficially owned by them.
Calamos Asset Management, Inc. /DE/
Report date February 06, 2017 · Filed February 08, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-02-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,767,490 |
Last balance in matching sequence
After 2017-02-06 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2017-02-06 · Purchase · Acquired 6,372 · Balance 2,672,607 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 2 · 2017-02-06 · Purchase · Acquired 75,000 · Balance 2,747,607 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 3 · 2017-02-06 · Purchase · Acquired 19,883 · Balance 2,767,490 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
Green Plains Inc.
Report date March 30, 2020 · Filed April 02, 2020
Jointly reported with Mangrove Partners Master Fund, Ltd., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2020-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock of $0.01 par valueSEC Table I · non-derivative | Direct | 3,504,739 |
Reported balance
After 2020-04-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-01 · Sale · Disposed 9,000 · Balance 3,504,739 F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Cash settled total return swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2023-11-17 | Direct | 384,261 |
Reported balance
After 2020-03-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-30 · Sale · Disposed 86,160 · Balance 384,261 F1: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Cash settled total return swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2023-11-17 | Direct | 256,699 |
Reported balance
After 2020-03-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-31 · Sale · Disposed 127,562 · Balance 256,699 F1: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Cash settled total return swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2023-11-17 | Direct | 192,755 |
Reported balance
After 2020-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-04-01 · Sale · Disposed 63,924 · Balance 192,755 F1: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.
F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
Navios Maritime Containers L.P.
Report date January 06, 2021 · Filed January 07, 2021
Jointly reported with Mangrove Partners Master Fund, Ltd., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2021-01-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 3,227,268 |
Reported balance
After 2021-01-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-01-06 · Sale · Disposed 37,573 · Balance 3,227,268 F1: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
Ranger Oil Corp
Report date June 05, 2020 · Filed June 10, 2020
Jointly reported with Mangrove Partners Master Fund, Ltd., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2020-06-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock of $0.01 par valueSEC Table I · non-derivative | Direct | 1,132,251 |
Last balance in matching sequence
After 2020-06-08 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-06-08 · Sale · Disposed 646 · Balance 1,728,736 F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Row 2 · 2020-06-08 · Sale · Disposed 654 · Balance 1,728,082 F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Row 3 · 2020-06-08 · Sale · Disposed 50,000 · Balance 1,678,082 F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Row 4 · 2020-06-08 · Sale · Disposed 545,831 · Balance 1,132,251 F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Cash settled total return swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2022-11-14 | Direct | 0 |
Reported balance
After 2020-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-06-05 · Sale · Disposed 106,976 · Balance 0 F1: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between November 9, 2017 and August 8, 2018 at prices between $33.45 and $79.73. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between November 9, 2017 and August 8, 2018 at prices between $33.45 and $79.73. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.
F2: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
STONEMOR PARTNERS LP
Report date December 31, 2019 · Filed January 03, 2020
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman Drawdown), L.P., Mangrove Partners i-Feeder 1, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., Mangrove Partners Fund (Cayman Partnership), L.P., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2020-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy MPF InvestCo 6, LLC | 0 |
Reported balance
After 2019-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-31 · Other · Disposed 1,323,806 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F6: The Mangrove Partners Fund (Cayman Drawdown), L.P. ("Cayman Drawdown") wholly owns MPF InvestCo 6, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Cayman Drawdown. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy MPF InvestCo 7, LLC | 0 |
Reported balance
After 2019-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-31 · Other · Disposed 540,438 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F7: The Mangrove Partners i-Feeder 1, Ltd. ("i-Feeder") wholly owns MPF InvestCo 7, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of i-Feeder. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy MPF InvestCo 8, LLC | 0 |
Reported balance
After 2019-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-31 · Other · Disposed 1,441,276 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F8: The Mangrove Partners Fund (Cayman), Ltd. ("Mangrove Fund Cayman") wholly owns MPF InvestCo 8, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Mangrove Fund Cayman. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy The Mangrove Partners Fund, L.P. | 0 |
Reported balance
After 2019-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-12-31 · Other · Disposed 1,828,929 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F9: The Mangrove Partners Fund, L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund, L.P. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Series A Preferred UnitsSEC Table II · derivative / convertible security | IndirectBy The Mangrove Partners Fund (Cayman Partnership), L.P. | 0 |
Reported balance
After 2019-12-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-12-31 · Other · Disposed 5,160,383 · Balance 0 F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F10: The Mangrove Partners Fund (Cayman Partnership), L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund (Cayman Partnership), L.P. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Cash-Settled Total Return Swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2022-07-22 | Direct | 0 |
Reported balance
After 2019-12-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-12-31 · Other · Disposed 2,369,877 · Balance 0 F3: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F11: Mangrove Partners serves as investment manager of Master Fund. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
| Cash-Settled Total Return Swap (obligation to buy)SEC Table II · derivative / convertible security · Expires 2022-05-30 | Direct | 0 |
Reported balance
After 2019-12-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-12-31 · Other · Disposed 48,893 · Balance 0 F4: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund. F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F11: Mangrove Partners serves as investment manager of Master Fund. F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date.
F2: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund.
F3: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund.
F4: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund.
F5: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities.
F6: The Mangrove Partners Fund (Cayman Drawdown), L.P. ("Cayman Drawdown") wholly owns MPF InvestCo 6, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Cayman Drawdown.
F7: The Mangrove Partners i-Feeder 1, Ltd. ("i-Feeder") wholly owns MPF InvestCo 7, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of i-Feeder.
F8: The Mangrove Partners Fund (Cayman), Ltd. ("Mangrove Fund Cayman") wholly owns MPF InvestCo 8, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Mangrove Fund Cayman.
F9: The Mangrove Partners Fund, L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund, L.P.
F10: The Mangrove Partners Fund (Cayman Partnership), L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund (Cayman Partnership), L.P.
F11: Mangrove Partners serves as investment manager of Master Fund.
F12: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
F13: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund.
Stonemor Inc.
Report date April 03, 2020 · Filed April 06, 2020
Jointly reported with Mangrove Partners Master Fund, Ltd., MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2020-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 9,327,799 |
Last balance in matching sequence
After 2020-04-03 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-04-03 · Sale · Disposed 83,968 · Balance 9,415,289 F1: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Row 2 · 2020-04-03 · Sale · Disposed 87,490 · Balance 9,327,799 F1: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any.
SunCoke Energy, Inc.
Report date July 10, 2017 · Filed July 11, 2017
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2017-07-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 6,348,923 |
Last balance in matching sequence
After 2017-07-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-07-10 · Sale · Disposed 36,605 · Balance 6,398,923 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Row 2 · 2017-07-10 · Sale · Disposed 50,000 · Balance 6,348,923 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
WESTMORELAND COAL Co
Report date December 06, 2016 · Filed December 07, 2016
Jointly reported with Mangrove Partners Master Fund, Ltd., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners Fund, L.P., MANGROVE CAPITAL, MANGROVE PARTNERS IM, LLC
Section 16 reporting ended · disclosed 2016-12-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,854,722 |
Reported balance
After 2016-12-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-06 · Sale · Disposed 39,886 · Balance 1,854,722 F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
F2: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2023 Filed Dec 20, 2023 22:34 UTC | Pearl Holdings Acquisition Corp PRLH · Entity 86152 | SaleClass A Ordinary Shares | 842 | $10.70 | $9,009.40 |
DisclosureSEC source: 0000905148-23-001678 · form4.xml · nonDerivative · entry 1 MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 249,158 F1 · ownership.nature: These shares of the Issuer's Class A Ordinary Shares are held directly by the Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Mangrove Partners serves as the investment manager of the Master Fund, and Nathaniel H. August is the principal of Mangrove Partners. In such capacities, each of Mangrove Partners and Mr. August (each, a "Reporting Person") may be deemed to beneficially own the securities reported herein, and each disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 18:53 UTC | Navios Maritime Containers L.P. NMCI · Entity 144025 | SaleCommon Units | 37,573 | $3.91 | $146,842.80 |
DisclosureSEC source: 0001214659-21-000277 · marketforms-50909.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,227,268 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 17:58 UTC | Navios Maritime Containers L.P. NMCI · Entity 144025 | SaleCash settled total return swap (obligation to buy) · Derivative | 21,115 | $4.06 | $85,646.66 |
DisclosureSEC source: 0001214659-21-000154 · marketforms-50877.xml · derivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 21,115 shares Expires 2023-05-03 F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between April 4, 2019 and June 17, 2019 at prices between $1.93 and $2.26. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between April 4, 2019 and June 17, 2019 at prices between $1.93 and $2.26. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| January 05, 2021 Filed Jan 5, 2021 17:58 UTC | Navios Maritime Containers L.P. NMCI · Entity 144025 | SaleCommon Units | 27,009 | $4.09 | $110,483.02 |
DisclosureSEC source: 0001214659-21-000154 · marketforms-50877.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,264,841 F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:58 UTC | Navios Maritime Containers L.P. NMCI · Entity 144025 | SaleCash settled total return swap (obligation to buy) · Derivative | 63,458 | $4.26 | $270,248.58 |
DisclosureSEC source: 0001214659-21-000154 · marketforms-50877.xml · derivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,115 Underlying: Common Units · 63,458 shares Expires 2023-05-03 F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between April 4, 2019 and June 17, 2019 at prices between $1.93 and $2.26. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between April 4, 2019 and June 17, 2019 at prices between $1.93 and $2.26. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:58 UTC | Navios Maritime Containers L.P. NMCI · Entity 144025 | SaleCommon Units | 15,900 | $4.16 | $66,109.02 |
DisclosureSEC source: 0001214659-21-000154 · marketforms-50877.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,291,850 F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 17:04 UTC | Ranger Oil Corp PVAC · Entity 112039 | SaleCommon stock of $0.01 par value | 545,831 | $17.85 | $9,742,319.19 |
DisclosureSEC source: 0001214659-20-005530 · marketforms-49019.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132,251 F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 17:04 UTC | Ranger Oil Corp PVAC · Entity 112039 | SaleCommon stock of $0.01 par value | 50,000 | $17.97 | $898,480.00 |
DisclosureSEC source: 0001214659-20-005530 · marketforms-49019.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678,082 F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 17:04 UTC | Ranger Oil Corp PVAC · Entity 112039 | SaleCommon stock of $0.01 par value | 654 | $18.09 | $11,831.97 |
DisclosureSEC source: 0001214659-20-005530 · marketforms-49019.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,728,082 F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 17:04 UTC | Ranger Oil Corp PVAC · Entity 112039 | SaleCommon stock of $0.01 par value | 646 | $18.09 | $11,687.24 |
DisclosureSEC source: 0001214659-20-005530 · marketforms-49019.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,728,736 F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| June 05, 2020 Filed Jun 10, 2020 17:04 UTC | Ranger Oil Corp PVAC · Entity 112039 | SaleCash settled total return swap (obligation to buy) · Derivative | 106,976 | $15.90 | $1,700,715.15 |
DisclosureSEC source: 0001214659-20-005530 · marketforms-49019.xml · derivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock of $0.01 par value · 106,976 shares Expires 2022-11-14 F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between November 9, 2017 and August 8, 2018 at prices between $33.45 and $79.73. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between November 9, 2017 and August 8, 2018 at prices between $33.45 and $79.73. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 20:32 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 87,490 | $0.75 | $65,451.27 |
DisclosureSEC source: 0001214659-20-003204 · marketforms-48517.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,327,799 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 20:32 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 83,968 | $0.75 | $63,093.56 |
DisclosureSEC source: 0001214659-20-003204 · marketforms-48517.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,415,289 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| April 02, 2020 Filed Apr 2, 2020 21:35 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 97,510 | $0.99 | $96,807.93 |
DisclosureSEC source: 0001214659-20-003168 · marketforms-48509.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,499,257 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| April 02, 2020 Filed Apr 2, 2020 21:35 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 64,539 | $1.00 | $64,255.03 |
DisclosureSEC source: 0001214659-20-003168 · marketforms-48509.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,596,767 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:28 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCash settled total return swap (obligation to buy) · Derivative | 63,924 | $4.16 | $266,051.69 |
DisclosureSEC source: 0001214659-20-003152 · marketforms-48502.xml · derivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,755 Underlying: Common Stock, Par Value $0.001 Per Share · 63,924 shares Expires 2023-11-17 F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:28 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCommon stock of $0.01 par value | 9,000 | $4.23 | $38,045.70 |
DisclosureSEC source: 0001214659-20-003152 · marketforms-48502.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,504,739 F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:35 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 12,309 | $1.09 | $13,448.81 |
DisclosureSEC source: 0001214659-20-003168 · marketforms-48509.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,661,306 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:35 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 37,399 | $1.08 | $40,327.34 |
DisclosureSEC source: 0001214659-20-003168 · marketforms-48509.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,673,615 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:28 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCash settled total return swap (obligation to buy) · Derivative | 127,562 | $4.81 | $613,445.66 |
DisclosureSEC source: 0001214659-20-003152 · marketforms-48502.xml · derivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,699 Underlying: Common Stock, Par Value $0.001 Per Share · 127,562 shares Expires 2023-11-17 F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 16:45 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 47,085 | $1.05 | $49,472.21 |
DisclosureSEC source: 0001214659-20-003057 · marketforms-48486.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,711,014 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 16:45 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 47,237 | $1.05 | $49,409.90 |
DisclosureSEC source: 0001214659-20-003057 · marketforms-48486.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,758,099 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 20:28 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCash settled total return swap (obligation to buy) · Derivative | 86,160 | $4.05 | $348,680.90 |
DisclosureSEC source: 0001214659-20-003152 · marketforms-48502.xml · derivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,261 Underlying: Common Stock, Par Value $0.001 Per Share · 86,160 shares Expires 2023-11-17 F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") with Morgan Stanley Capital Services LLC as the counterparty between August 16, 2019 and March 13, 2020 at prices between $5.44 and $12.18. The swaps can be settled and closed at any time by Master Fund. The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 12:22 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 41,099 | $1.07 | $43,873.18 |
DisclosureSEC source: 0001214659-20-002980 · marketforms-48457.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,805,336 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 25, 2020 Filed Mar 25, 2020 21:23 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 50,421 | $1.05 | $53,098.36 |
DisclosureSEC source: 0001214659-20-002912 · marketforms-48444.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,846,435 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 25, 2020 Filed Mar 25, 2020 21:23 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 125,900 | $1.07 | $134,561.92 |
DisclosureSEC source: 0001214659-20-002912 · marketforms-48444.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,896,856 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 21:23 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 11,496 | $1.26 | $14,436.68 |
DisclosureSEC source: 0001214659-20-002912 · marketforms-48444.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,022,756 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 21:23 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 36,456 | $1.20 | $43,685.22 |
DisclosureSEC source: 0001214659-20-002912 · marketforms-48444.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,034,252 F1 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 16:15 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 96,100 | $1.26 | $121,451.18 |
DisclosureSEC source: 0001214659-20-002861 · marketforms-48414.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,111,113 F3 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 16:15 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 77,219 | $1.20 | $92,539.25 |
DisclosureSEC source: 0001214659-20-002861 · marketforms-48414.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,207,213 F3 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 16:15 UTC | Stonemor Inc. STON · Entity 122585 | SaleCash settled total return swap (obligation to buy) · Derivative | 127,174 | $1.34 | $170,209.68 |
DisclosureSEC source: 0001214659-20-002861 · marketforms-48414.xml · derivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242,703 Underlying: Common Stock · 127,174 shares Expires 2022-07-22 F1 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F2 · derivative.exercise_price: The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F1 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F2 · derivative.exercise_date: The swaps provide Master Fund with economic exposure to the Common Stock referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Stock increases, and benefiting counterparty if the price of the Common Stock decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F3 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 16:15 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 40,405 | $1.51 | $61,076.20 |
DisclosureSEC source: 0001214659-20-002861 · marketforms-48414.xml · nonDerivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,070,708 F3 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 16:15 UTC | Stonemor Inc. STON · Entity 122585 | SaleCommon Stock, $0.01 par value per share | 10,400 | $1.51 | $15,725.84 |
DisclosureSEC source: 0001214659-20-002861 · marketforms-48414.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,284,432 F3 · ownership.direct: Master Fund, Mangrove Partners, the investment manager of Master Fund, and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 22:38 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCommon stock of $0.01 par value | 81,718 | $12.44 | $1,016,898.79 |
DisclosureSEC source: 0001214659-20-001939 · marketforms-47987.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513,739 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherCash-Settled Total Return Swap (obligation to buy) · Derivative | 48,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 7 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 48,893 shares Expires 2022-05-30 F4 · derivative.exercise_price: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund. F5 · derivative.exercise_price: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F4 · derivative.exercise_date: These cash-settled total return swaps were entered into by Master Fund between May 28, 2019 and June 17, 2019, with Barclays Bank PLC as the counterparty and at prices between $2.0029 and $2.586. The swaps can be settled and closed at any time by Master Fund. F5 · derivative.exercise_date: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F11 · ownership.direct: Mangrove Partners serves as investment manager of Master Fund. F12 · ownership.direct: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherCash-Settled Total Return Swap (obligation to buy) · Derivative | 2,369,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 6 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 2,369,877 shares Expires 2022-07-22 F3 · derivative.exercise_price: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F5 · derivative.exercise_price: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F3 · derivative.exercise_date: These cash-settled total return swaps were entered into by The Mangrove Partners Master Fund, Ltd. ("Master Fund") between July 20, 2017 and May 24, 2019, with Morgan Stanley Capital Services LLC as the counterparty and at prices between $2.0669 and $7.5468. The swaps can be settled and closed at any time by Master Fund. F5 · derivative.exercise_date: The swaps provide Master Fund with economic exposure to the Common Units referenced in the swap (the "Subject Securities"), benefiting Master Fund if the price of the Common Units increases, and benefitting counterparty if the price of the Common Units decreases. The swap does not provide Master Fund with the power to vote or direct the voting or dispose of, or to dispose or direct the disposition of, the Subject Securities, nor the right to acquire such power over the Subject Securities. The Reporting Persons expressly disclaim beneficial ownership of the Subject Securities. F11 · ownership.direct: Mangrove Partners serves as investment manager of Master Fund. F12 · ownership.direct: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 5,160,383 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 5 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Mangrove Partners Fund (Cayman Partnership), L.P. Disclosed balance after: 0 Underlying: Common Units · 5,160,383 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F10 · ownership.nature: The Mangrove Partners Fund (Cayman Partnership), L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund (Cayman Partnership), L.P. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 1,828,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 4 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Mangrove Partners Fund, L.P. Disclosed balance after: 0 Underlying: Common Units · 1,828,929 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F9 · ownership.nature: The Mangrove Partners Fund, L.P. is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of The Mangrove Partners Fund, L.P. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 1,441,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MPF InvestCo 8, LLC Disclosed balance after: 0 Underlying: Common Units · 1,441,276 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F8 · ownership.nature: The Mangrove Partners Fund (Cayman), Ltd. ("Mangrove Fund Cayman") wholly owns MPF InvestCo 8, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Mangrove Fund Cayman. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 540,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MPF InvestCo 7, LLC Disclosed balance after: 0 Underlying: Common Units · 540,438 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F7 · ownership.nature: The Mangrove Partners i-Feeder 1, Ltd. ("i-Feeder") wholly owns MPF InvestCo 7, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of i-Feeder. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 10:04 UTC | STONEMOR PARTNERS LP STON · Entity 152652 | OtherSeries A Preferred Units · Derivative | 1,323,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-000116 · form4.xml · derivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman Drawdown), L.P. · CIK 0001796901 · 10% owner Mangrove Partners i-Feeder 1, Ltd. · CIK 0001797304 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner Mangrove Partners Fund (Cayman Partnership), L.P. · CIK 0001796955 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By MPF InvestCo 6, LLC Disclosed balance after: 0 Underlying: Common Units · 1,323,806 shares Expires not disclosed F1 · derivative.exercise_price: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F2 · kind: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · kind: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F2 · price: Pursuant to the Merger and Reorganization Agreement and Plan of Merger dated as of September 27, 2018 (as amended to date, the "Merger Agreement"), by and among the Issuer, StoneMor GP LLC (now StoneMor Inc. ("StoneMor Inc.")) and certain of their affiliates, at the effective time of the merger on December 31, 2019 (the "Effective Time"), each Preferred Unit held by the Reporting Persons and each Common Unit underlying swaps held by Master Fund converted into one share of common stock, par value $0.01 per share of StoneMor Inc. ("Common Stock"). At the Effective Time, the shares of Common Stock received in exchange for the Preferred Units are held directly by Master Fund. F13 · price: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC was assumed by StoneMor Inc. in a transaction intended to be tax-free under the U.S. Internal Revenue Code of 1986, as amended, in exchange for one share of Common Stock for each Preferred Unit held by each of MPF InvestCo 6, LLC, MPF InvestCo 7, LLC and MPF InvestCo 8, LLC. At the Effective Time, such shares of Common Stock are held directly by Master Fund. F1 · derivative.exercise_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F1 · derivative.expiration_date: Each Series A Preferred Unit ("Preferred Unit") is convertible into one common unit representing a limited partnership unit of the Issuer ("Common Unit") (i) at the option of the holder thereof beginning on the 10th day following the completion of the Rights Offering (as defined in the Issuer's Third Amended and Restated Agreement of Limited Partnership, dated as of June 27, 2019 (the "LPA")) and (ii) automatically upon the consummation of the merger pursuant to the Merger Agreement (as defined in footnote 2 herein). The Preferred Units do not have an expiration date. F6 · ownership.nature: The Mangrove Partners Fund (Cayman Drawdown), L.P. ("Cayman Drawdown") wholly owns MPF InvestCo 6, LLC and is a feeder fund to Master Fund. Mangrove Partners serves as investment manager of Cayman Drawdown. F12 · ownership.nature: Master Fund, Mangrove Partners and Nathaniel H. August, the principal of Mangrove Partners, may be deemed to indirectly beneficially own the securities reported herein and disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, if any. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 15:31 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCommon stock of $0.01 par value | 94,393 | $15.10 | $1,425,334.30 |
DisclosureSEC source: 0001214659-19-007065 · marketforms-46132.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,026,769 Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 15:31 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCommon stock of $0.01 par value | 128,762 | $15.13 | $1,948,169.06 |
DisclosureSEC source: 0001214659-19-007065 · marketforms-46132.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,121,162 Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 20:54 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCommon stock of $0.01 par value | 82,200 | $7.15 | $587,730.00 |
DisclosureSEC source: 0001214659-19-005343 · marketforms-45508.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,818,612 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 20:54 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCommon stock of $0.01 par value | 82,200 | $7.88 | $647,736.00 |
DisclosureSEC source: 0001214659-19-005343 · marketforms-45508.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900,812 Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:54 UTC | Green Plains Inc. GPRE · Entity 4937 | SaleCommon stock of $0.01 par value | 51,942 | $8.41 | $436,832.22 |
DisclosureSEC source: 0001214659-19-005343 · marketforms-45508.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,983,012 Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 17:29 UTC | Ranger Oil Corp PVAC · Entity 112039 | PurchaseCommon stock of $0.01 par value | 30,000 | $55.40 | $1,661,886.00 |
DisclosureSEC source: 0001214659-19-000117 · marketforms-43651.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,382 Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 14:21 UTC | Ranger Oil Corp PVAC · Entity 112039 | PurchaseCommon stock of $0.01 par value | 52,500 | $57.75 | $3,031,875.00 |
DisclosureSEC source: 0001214659-18-007401 · marketforms-43365.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,997 Read SEC document |
| November 28, 2018 Filed Jan 2, 2019 16:54 UTC | Ranger Oil Corp PVAC · Entity 112039 | PurchaseCommon stock of $0.01 par value | 52,500 | $57.75 | $3,031,875.00 |
DisclosureSEC source: 0001214659-19-000022 · marketforms-43631.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,997 Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 09:36 UTC | Ranger Oil Corp PVAC · Entity 112039 | PurchaseCommon stock of $0.01 par value | 40,000 | $55.78 | $2,231,200.00 |
DisclosureSEC source: 0001214659-18-007320 · marketforms-43312.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,615,497 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.