Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN AEROGELS INCASPN · Entity 5645 | Director | May 13, 2026 | May 14, 2026 |
| REPUBLIC AIRWAYS HOLDINGS INC.RJET · Entity 5114 | Director | May 21, 2026 | May 26, 2026 |
| SunCoke Energy, Inc.SXC · Entity 5055 | Director | March 24, 2021 | March 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN AEROGELS INC
Report date May 13, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,321 |
Reported balance
After 2026-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 10,370 · Balance 36,321 F1: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027. F2: Represents 25,951 shares of Common Stock and 10,370 RSUs. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.40 · Expires 2036-05-13 | Direct | 8,706 |
Reported balance
After 2026-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-13 · Grant · Acquired 8,706 · Balance 8,706 F3: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.
F2: Represents 25,951 shares of Common Stock and 10,370 RSUs.
F3: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027.
REPUBLIC AIRWAYS HOLDINGS INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,205 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 7,261 · Balance 34,205 F1: Represents an award of restricted stock units, granted as compensation for serving as a member of the Board of Directors of Republic Airways Holdings Inc., which was fully vested upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units, granted as compensation for serving as a member of the Board of Directors of Republic Airways Holdings Inc., which was fully vested upon grant.
SunCoke Energy, Inc.
Report date March 24, 2021 · Filed March 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 129,771.57 |
Reported balance
After 2021-03-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-24 · Grant · Acquired 4,108 · Balance 129,771.57 F1: Conversion rate is 1 for 1. F2: Total of 4,108 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3: Not applicable. |
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 130,932.61 |
Reported balance
After 2021-03-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-24 · Other · Acquired 1,161.04 · Balance 130,932.61 F1: Conversion rate is 1 for 1. F4: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion rate is 1 for 1.
F2: Total of 4,108 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).
F3: Not applicable.
F4: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 26, 2026 22:00 UTC | REPUBLIC AIRWAYS HOLDINGS INC. RJET · Entity 5114 | GrantCommon Stock | 7,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-239784 · ownership.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,205 F1 · kind: Represents an award of restricted stock units, granted as compensation for serving as a member of the Board of Directors of Republic Airways Holdings Inc., which was fully vested upon grant. Read SEC document |
| May 13, 2026 Filed May 14, 2026 21:30 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 8,706 | $0.00 Strike: $5.40 | $0.00 |
DisclosureSEC source: 0001193125-26-224375 · ownership.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,706 Underlying: Common Stock · 8,706 shares Expires 2036-05-13 F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027. Read SEC document |
| May 13, 2026 Filed May 14, 2026 21:30 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 10,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-224375 · ownership.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,321 F1 · shares: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) May 13, 2027, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2027. F2 · balance_after: Represents 25,951 shares of Common Stock and 10,370 RSUs. Read SEC document |
| November 25, 2025 Filed Nov 29, 2025 01:57 UTC | REPUBLIC AIRWAYS HOLDINGS INC. RJET · Entity 5114 | GrantCommon Stock | 26,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-302799 · ownership.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,944 F1 · price: On November 25, 2025, pursuant to that Agreement, Plan of Conversion and Plan of Merger (the "Merger Agreement") dated as of April 4, 2025, by and between Mesa Air Group, Inc. ("Mesa") and Republic Airways Holdings Inc. ("Republic"), among other things, (i) Republic merged with and into Mesa, with Mesa as the surviving corporation in the merger (the "Merger"), (ii) Mesa was converted from a Nevada corporation to a Delaware corporation, and (iii) Mesa was renamed Republic Airways Holdings Inc. (following the Merger, the "Issuer"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger ("Effective Time"), each share of Republic common stock issued and outstanding immediately prior to the Effective Time of the Merger was automatically converted into the right to receive 38.9933 validly issued, fully paid, and nonassessable shares of Issuer common stock and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. Read SEC document |
| April 30, 2025 Filed May 2, 2025 00:51 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 9,105 | $0.00 Strike: $5.40 | $0.00 |
DisclosureSEC source: 0000950170-25-062217 · ownership.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,105 Underlying: Common Stock · 9,105 shares Expires 2035-04-30 F3 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) April 30, 2026, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2026. Read SEC document |
| April 30, 2025 Filed May 2, 2025 00:51 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 10,370 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-062217 · ownership.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,951 F1 · shares: The reporting person was granted Restricted Stock Units ("RSUs") representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. Each RSU represents the right to receive one share of Common Stock upon vesting. These RSUs will vest on the earlier of (a) April 30, 2026, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2026. F2 · balance_after: Represents 15,581 shares of Common Stock and 10,370 RSUs. Read SEC document |
| May 30, 2024 Filed May 31, 2024 22:37 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (Right to Buy) · Derivative | 1,657 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0000950170-24-067547 · ownership.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,657 Underlying: Common Stock · 1,657 shares Expires 2034-05-30 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. Read SEC document |
| May 30, 2024 Filed May 31, 2024 22:37 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 1,898 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-067547 · ownership.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,581 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) May 30, 2025, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2025. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:18 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right-to-Buy) · Derivative | 7,712 | $0.00 Strike: $6.81 | $0.00 |
DisclosureSEC source: 0001209191-23-033701 · doc4.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,712 Underlying: Common Stock · 7,712 shares Expires 2033-06-01 F2 · derivative.exercise_date: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:18 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033701 · doc4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,683 F1 · shares: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 1, 2024, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2024. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 22:39 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,700 | $11.30 | $30,510.00 |
DisclosureSEC source: 0001209191-22-060221 · doc4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,195 F1 · balance_after: Represents 2,700 shares of Common Stock and 3,495 Restricted Stock. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Option (Right to Buy) · Derivative | 3,880 | $0.00 Strike: $14.59 | $0.00 |
DisclosureSEC source: 0001209191-22-044248 · doc4.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880 Underlying: Common Stock · 3,880 shares Expires 2032-08-02 F2 · derivative.exercise_date: The reporting person was granted options for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 21:10 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044248 · doc4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,495 F1 · shares: The reporting person was granted shares of common stock for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 19:20 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | OtherDeferred Share Units · Derivative | 1,161.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012011 · form4.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,932.61 Underlying: Common Stock · 1,161.04 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 19:20 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 4,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012011 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,771.57 Underlying: Common Stock · 4,108 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 4,108 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 01:44 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | OtherDeferred Share Units · Derivative | 1,570.71 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031900 · form4.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,663.57 Underlying: Common Stock · 1,570.71 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 01:44 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 5,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031900 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,092.86 Underlying: Common Stock · 5,583 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 5,583 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 17:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | OtherDeferred Share Units · Derivative | 2,001.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-025684 · form4.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,509.86 Underlying: Common Stock · 2,001.55 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 17:51 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 8,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-025684 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,508.31 Underlying: Common Stock · 8,191 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 8,191 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 24, 2020 Filed Jun 25, 2020 23:20 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | OtherDeferred Share Units · Derivative | 1,778.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-020375 · form4.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,317.31 Underlying: Common Stock · 1,778.11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 24, 2020 Filed Jun 25, 2020 23:20 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 9,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-020375 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,539.2 Underlying: Common Stock · 9,099 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 9,900 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 15:27 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | OtherDeferred Share Units · Derivative | 961.29 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011978 · form4.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,440.2 Underlying: Common Stock · 961.29 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 15:27 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 8,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011978 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,478.91 Underlying: Common Stock · 8,713 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 8,713 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 21:53 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | OtherDeferred Share Units · Derivative | 971.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035667 · form4.xml · derivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,765.91 Underlying: Common Stock · 971.42 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 21:53 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 5,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035667 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,794.49 Underlying: Common Stock · 5,098 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 5,098 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 21:07 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | PurchaseCommon Stock | 5,300 | $4.71 | $24,963.00 |
DisclosureSEC source: 0001127602-19-033353 · form4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,417 Read SEC document |
| November 19, 2019 Filed Jan 24, 2020 00:19 UTC Amendment | SunCoke Energy, Inc. SXC · Entity 5055 | PurchaseCommon Stock | 5,300 | $4.71 | $24,963.00 |
DisclosureSEC source: 0001127602-20-002309 · form4a.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,694 F1 · balance_after: This amended Form 4 is being filed for the sole purpose of correcting the amount of securities beneficially owned as reported in the end-of-period holdings column (column 5) on Table I of the Form 4 originally filed on November 20, 2019. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 21:07 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 4,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-029152 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,696.49 Underlying: Common Stock · 4,198 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 4,198 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:28 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 23,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-023801 · form4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,117 F1 · price: Shares of issuer common stock received in exchange for 16,100 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share. Read SEC document |
| June 28, 2019 Filed Jan 24, 2020 00:20 UTC Amendment | SunCoke Energy, Inc. SXC · Entity 5055 | GrantCommon Stock | 21,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-002311 · form4a.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,394 F1 · shares: This amended Form 4 is being filed for the sole purpose of correcting the previously reported number of shares of SunCoke Energy, Inc. common stock received in exchange for certain common units representing limited partnership interests in SunCoke Energy Partners, L.P. F2 · price: Shares of issuer common stock received in exchange for 14,900 common units representing limited partnership interests in SunCoke Energy Partners, L.P. [NYSE: SXCP] in connection with the previously announced stock-for-units exchange and merger transaction whereby SunCoke Energy, Inc. [NYSE: SXC] acquired all outstanding SXCP common units that it did not already own. The merger was effective at 9:00 am EDT on June 28, 2019 and SXCP common units were removed from listing and did not open for trading on that date. The last closing price for SXCP's common units, on June 27, 2019, was $12.41 per unit. On the effective date of the merger, the closing price of SunCoke Energy, Inc. common stock was $8.88 per share. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 13:35 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 3,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-022330 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,498.49 Underlying: Common Stock · 3,715 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,715 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 22:10 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 3,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-012721 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,783.49 Underlying: Common Stock · 3,181 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,181 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 23:19 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-037009 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,602.49 Underlying: Common Stock · 3,220 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,220 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 00:17 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 2,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028481 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,382.49 Underlying: Common Stock · 2,394 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,394 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:30 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 1,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021681 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,988.49 Underlying: Common Stock · 1,992 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 1,992 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 21:11 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 2,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012555 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,996.49 Underlying: Common Stock · 2,355 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,355 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 21:01 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035339 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,641.49 Underlying: Common Stock · 2,462 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,462 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 00:11 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028378 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,179.49 Underlying: Common Stock · 3,172 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,172 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 22:27 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock | 10,000 | $8.75 | $87,520.00 |
DisclosureSEC source: 0001127602-17-027351 · form4.xml · nonDerivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 22:27 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock | 10,000 | $8.77 | $87,681.00 |
DisclosureSEC source: 0001127602-17-027351 · form4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 00:48 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | SaleCommon Stock | 11,715 | $9.09 | $106,447.18 |
DisclosureSEC source: 0001127602-17-027286 · form4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 19:10 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022094 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,007.49 Underlying: Common Stock · 2,880 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,880 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 16:40 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 3,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012881 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,127.49 Underlying: Common Stock · 3,111 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,111 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 19:52 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 2,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070794 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,016.49 Underlying: Common Stock · 2,273 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,273 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:53 UTC | SunCoke Energy, Inc. SXC · Entity 5055 | GrantDeferred Share Units · Derivative | 4,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063509 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,743.49 Underlying: Common Stock · 4,015 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 4,015 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.