AFRICK ANDREW

SEC source: 0001641172-25-023173 · ownership_doc.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,317,615

F1 · shares: Automatic grant issued on the date of the Company's 2025 Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2025, December 31, 2025, March 31, 2026 and June 30, 2026) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0000766792-24-000007 · primary_doc.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,306,515

F1 · shares: Automatic grant issued on the date of the Company's Annual Meeting of Shareholders pursuant to the Company's previously disclosed Director Compensation Plan. Such grant consists of Common Stock issued pursuant to the Company's 2022 Share Incentive Plan and will vest at each quarter (September 30, 2024, December 31, 2024, March 31, 2025 and June 30, 2025) provided that the recipient is still serving as a Director on the respective vesting dates.

SEC source: 0000766792-24-000002 · primary_doc.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,295,215

F1 · shares: Common stock issued pursuant to the Company's 2022 Share Incentive Plan, and will vest on June 30, 2024, provided that such individual is still serving as a Director as of the vesting dates.

SEC source: 0001104659-24-043084 · tm2410979-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 1,294,388

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.95 to $5.13, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-24-043084 · tm2410979-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 1,248,082

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.68 to $5.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-122939 · tm2332041d1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 1,076,834

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.57 to $4.85, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-122939 · tm2332041d1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 1,023,283

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.22 to $4.75, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-119438 · tm2331069-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 980,624

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.51 to $5.62, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-119438 · tm2331069-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 918,624

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.75, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-094501 · tm2324622-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 832,787

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.98 to $7.05, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-094501 · tm2324622-1_4seq1.xml · nonDerivative · entry 3

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 798,885

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.88 to $7.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-094501 · tm2324622-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation Note

Disclosed balance after: 820,592

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.60, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-002733 · tm232933-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 787,877

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.81 to $6.04, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 787,877 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 787,877 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-23-002733 · tm232933-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 765,567

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.59 to $5.65, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F4 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 765,567 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 765,567 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-125175 · tm2232220-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 752,067

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 752,067 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 752,067 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-125175 · tm2232220-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 747,610

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.42 to $5.50, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F4 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 747,610 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 747,610 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-112900 · tm2229311-1_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 730,310

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $6.04 to $6.15, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 730,310 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 730,310 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-112900 · tm2229311-1_4seq1.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 721,786

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.56 to $5.98, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F4 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 721,786 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 721,786 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001104659-22-103440 · tm2226694-2_4seq1.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · 10% owner

ADA Partners, L.P. · CIK 0001948529 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation Note

Disclosed balance after: 699,838

F1 · price: The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $4.55 to $4.64, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · ownership.nature: ADA Partners, L.P. ("Partners") is the direct beneficial owner of the 699,838 shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the 699,838 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.

SEC source: 0001703056-22-000098 · wf-form4_164927658362738.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,645

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

SEC source: 0001703056-22-000015 · wf-form4_164150698690016.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,600

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

SEC source: 0001703056-21-000160 · wf-form4_163363811246576.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,560

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

SEC source: 0001703056-21-000123 · wf-form4_162525672801644.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,519

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

SEC source: 0001703056-21-000105 · wf-form4_162215159624292.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,488

F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest 100% on 5/26/2022.

F2 · balance_after: Includes 188 previously unreported Dividend Equivalent Units awarded with respect to awards of RSUs and which vest in full on May 29, 2021.

SEC source: 0001703056-21-000072 · wf-form4_161739441467216.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,723

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 29, 2021.

SEC source: 0001703056-20-000082 · wf-form4_159112919923564.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,476

F1 · shares: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest 100% on 5/29/2021.

F2 · balance_after: Includes 15,432 RSUs and 131 Dividend Equivalent Units ("DEUs") previously reported in Table II and 1,708 previously unreported DEUs awarded with respect to awards of RSUs and which have or will vest in full by June 13, 2020.

SEC source: 0001703056-19-000089 · wf-form4_156080255631070.xml · derivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,432

Underlying: Common Stock · 15,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on June 13, 2019 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs reported as acquired will "cliff vest" as to 100% of the RSUs on June 13, 2020, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

SEC source: 0001703056-19-000030 · wf-form4_154816671559176.xml · derivative · entry 3

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit vested January 18, 2019 and converted into shares of the Issuer's common stock without additional consideration.

F3 · derivative.exercise_date: Each Restricted Stock Unit vested January 18, 2019 and converted into shares of the Issuer's common stock without additional consideration.

F3 · derivative.expiration_date: Each Restricted Stock Unit vested January 18, 2019 and converted into shares of the Issuer's common stock without additional consideration.

SEC source: 0001703056-19-000030 · wf-form4_154816671559176.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares of the Issuer's common stock issued upon vesting of Restricted Stock Units granted May 15, 2018 (including associated dividend equivalent units).

SEC source: 0001703056-19-000014 · wf-form4_154689895325994.xml · derivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,212

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2019.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001703056-18-000061 · wf-form4_153868431998757.xml · derivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,138

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · shares: Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2019.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0000950142-18-001519 · es1800860_4-africk.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,081

F1 · security: Dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on January 18, 2019.

SEC source: 0001127602-18-021694 · form4.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,337

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

SEC source: 0001509432-18-000027 · wf-form4_152944898178658.xml · nonDerivative · entry 3

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, LP

Disclosed balance after: 0

F1 · price: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

SEC source: 0001509432-18-000027 · wf-form4_152944898178658.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Reflects restricted stock units, each representing a contingent right to receive one share of Issuer's common stock.

F3 · price: Upon or in connection with the Merger, each of 10,976 vested restricted stock units was cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes.

SEC source: 0001509432-18-000027 · wf-form4_152944898178658.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,976

F1 · price: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

F2 · balance_after: Reflects restricted stock units, each representing a contingent right to receive one share of Issuer's common stock.

SEC source: 0001703056-18-000020 · wf-form4_152649250792067.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,025

F1 · shares: Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on May 15, 2018 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on January 18, 2019, generally subject to the reporting person's continued service on the board of directors of ADT Inc.

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 6

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 130,000

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 5

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 120,200

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 4

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 110,300

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 3

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 100,600

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 2

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 65,600

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

SEC source: 0001703056-18-000016 · wf-form4_152639880933878.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ADA Partners, L.P.

Disclosed balance after: 31,600

F1 · ownership.nature: Mr. Africk controls the general partner of ADA Partners, L.P. and disclaims any beneficial ownership in the shares except to the extent of his pecuniary interest in the partnership.

SEC source: 0001127602-18-012542 · form4.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,345

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

SEC source: 0001127602-17-035323 · form4.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,990

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

SEC source: 0001127602-17-028364 · form4.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,528

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

SEC source: 0001127602-17-022082 · form4.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,356

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

SEC source: 0001509432-17-000063 · wf-form4_149756783438665.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,084

F1 · kind: In connection with the Reporting Person's continuous service as a non-employee director of the Company, such Reporting Person has been granted an award pursuant to the Company's amended compensation plan for non-employee directors.

SEC source: 0001127602-17-012868 · form4.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,476

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

SEC source: 0001127602-16-070770 · form4.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,365

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).