Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 5 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2018 Filed Feb 16, 2018 17:55 UTC |
Gates Katherine TSr VP & General Counsel
|
GrantMarket Options (02.14.18) · Derivative | 14,126 | $10.49 Strike: $10.49 | $148,181.74 |
DisclosureSEC source: 0001127602-18-006767 · form4.xml · derivative · entry 2 Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,126 Underlying: Common Stock · 14,126 shares Expires 2028-02-14 F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 14, 2019. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:55 UTC |
Gates Katherine TSr VP & General Counsel
|
GrantRSU's (02.14.18) · Derivative | 7,244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006767 · form4.xml · derivative · entry 1 Gates Katherine T · CIK 0001656488 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,244 Underlying: Common Stock · 7,244 shares Expires 2021-02-14 F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 14, 2019. F2 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · price: Conversion rate is 1 for 1. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:32 UTC |
Hardesty Phillip MichaelSenior Vice President
|
OtherCommon Stock | 48 | $10.49 | $503.52 |
DisclosureSEC source: 0001127602-18-006735 · form4.xml · nonDerivative · entry 1 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,765 F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 18, 2015 pursuant to the SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements). Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:27 UTC |
Hardesty Phillip MichaelSenior Vice President
|
GrantMarket Options (02.14.18) · Derivative | 14,126 | $10.49 Strike: $10.49 | $148,181.74 |
DisclosureSEC source: 0001127602-18-006727 · form4.xml · derivative · entry 2 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,126 Underlying: Common Stock · 14,126 shares Expires 2028-02-14 F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 14, 2019. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:27 UTC |
Hardesty Phillip MichaelSenior Vice President
|
GrantRSU's (02.14.18) · Derivative | 7,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006727 · form4.xml · derivative · entry 1 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,244 Underlying: Common Stock · 7,244 shares Expires 2021-02-14 F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 14, 2019. F2 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:47 UTC |
Yeaw Gary PSenior Vice President
|
GrantStock Options (02.14.18) · Derivative | 10,455 | $10.49 Strike: $10.49 | $109,672.95 |
DisclosureSEC source: 0001127602-18-006758 · form4.xml · derivative · entry 2 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,455 Underlying: Common Stock · 10,455 shares Expires 2028-02-14 F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 14, 2019. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 17:47 UTC |
Yeaw Gary PSenior Vice President
|
GrantRSU's (02.14.18) · Derivative | 5,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006758 · form4.xml · derivative · entry 1 Yeaw Gary P · CIK 0001337118 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,362 Underlying: Common Stock · 5,362 shares Expires 2021-02-14 F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 14, 2019. F2 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:43 UTC |
Lausas Allison SVice President & Controller
|
GrantStock Options (02.14.18) · Derivative | 2,342 | $10.49 Strike: $10.49 | $24,567.58 |
DisclosureSEC source: 0001127602-18-006753 · form4.xml · derivative · entry 2 Lausas Allison S · CIK 0001623870 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342 Underlying: Common Stock · 2,342 shares Expires 2028-02-14 F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 14, 2018. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:43 UTC |
Lausas Allison SVice President & Controller
|
GrantRSU's (02.14.18) · Derivative | 3,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006753 · form4.xml · derivative · entry 1 Lausas Allison S · CIK 0001623870 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,603 Underlying: Common Stock · 3,603 shares Expires 2021-02-14 F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal February 14, 2019. F2 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:39 UTC |
West FayDirector · Senior Vice President & CFO
|
OtherCommon Stock | 80 | $10.49 | $839.20 |
DisclosureSEC source: 0001127602-18-006748 · form4.xml · nonDerivative · entry 1 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,487 F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 18, 2015 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements). Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:36 UTC |
West FayDirector · Senior Vice President & CFO
|
GrantMarket Options (02.14.18) · Derivative | 23,940 | $10.49 Strike: $10.49 | $251,130.60 |
DisclosureSEC source: 0001127602-18-006743 · form4.xml · derivative · entry 2 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,940 Underlying: Common Stock · 23,940 shares Expires 2028-02-14 F3 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on February 14, 2019. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:36 UTC |
West FayDirector · Senior Vice President & CFO
|
GrantRSU's (02.14.18) · Derivative | 12,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006743 · form4.xml · derivative · entry 1 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,278 Underlying: Common Stock · 12,278 shares Expires 2021-02-14 F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on February 14, 2019. F2 · derivative.exercise_price: Conversion rate is 1 for 1. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 15:54 UTC |
ROWE JOHN WDirector
|
GrantDeferred Share Units · Derivative | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035335 · form4.xml · derivative · entry 1 ROWE JOHN W · CIK 0001067838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,779.49 Underlying: Common Stock · 2,462 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,462 Share Units deferred under SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 15:45 UTC |
Landahl Susan R.Director
|
GrantDeferred Share Units · Derivative | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035330 · form4.xml · derivative · entry 1 Landahl Susan R. · CIK 0001715919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 Underlying: Common Stock · 2,462 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,462 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 15:31 UTC |
Bledsoe AlvinDirector
|
GrantDeferred Share Units · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035325 · form4.xml · derivative · entry 1 Bledsoe Alvin · CIK 0001408213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,938.49 Underlying: Common Stock · 1,970 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 1,970 Share Units under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 21:01 UTC |
SWEETNAM JAMES EDirector
|
GrantDeferred Share Units · Derivative | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035339 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,641.49 Underlying: Common Stock · 2,462 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,462 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 15:34 UTC |
HAMILTON PETER BDirector
|
GrantCommon Stock | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035328 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,490 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 15:50 UTC |
PEISER ROBERT ADirector
|
GrantCommon Stock | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035332 · form4.xml · nonDerivative · entry 1 PEISER ROBERT A · CIK 0001197331 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A. Peiser Living Trust Disclosed balance after: 23,990 F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 15:27 UTC |
AFRICK ANDREWDirector
|
GrantCommon Stock | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035323 · form4.xml · nonDerivative · entry 1 AFRICK ANDREW · CIK 0001256239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,990 F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 14:20 UTC |
Rippey Michael GDirector · President and CEO
|
GrantMarket Options (12.06.17) · Derivative | 72,864 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001127602-17-034210 · form4.xml · derivative · entry 1 Rippey Michael G · CIK 0001640635 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,864 Underlying: Common Stock · 72,864 shares Expires 2027-12-06 F1 · security: Grant of stock options (right to buy SunCoke Energy, Inc. common stock) awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3 and exercisable in three equal annual installments commencing on December 6, 2018. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:36 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Exercise / conversionPerformance Options (02.17.2016) · Derivative | 4,444 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001127602-17-033990 · form4.xml · derivative · entry 3 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 4,444 shares Expires 2026-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Broker-assisted cashless exercise of first tranche of 13,333 performance options granted February 16, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest and become exercisable in three approximately equal annual tranches following satisfaction of the service and performance conditions set forth in the grant agreement. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:36 UTC |
Hardesty Phillip MichaelSenior Vice President
|
SaleCommon Stock | 4,444 | $11.38 | $50,574.50 |
DisclosureSEC source: 0001127602-17-033990 · form4.xml · nonDerivative · entry 2 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,717 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:36 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Exercise / conversionCommon Stock | 4,444 | $3.80 | $16,887.20 |
DisclosureSEC source: 0001127602-17-033990 · form4.xml · nonDerivative · entry 1 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 13:34 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Exercise / conversionMarket Options (02.17.2016) · Derivative | 4,444 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001127602-17-033620 · form4.xml · derivative · entry 3 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 4,444 shares Expires 2026-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Broker-assisted cashless exercise of first tranche of 13,333 market options granted February 16, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These options vest in three approximately equal annual installments on the first, second and third anniversaries of the grant date. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 13:34 UTC |
Hardesty Phillip MichaelSenior Vice President
|
SaleCommon Stock | 4,444 | $11.37 | $50,528.28 |
DisclosureSEC source: 0001127602-17-033620 · form4.xml · nonDerivative · entry 2 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,717 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 13:34 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Exercise / conversionCommon Stock | 4,444 | $3.80 | $16,887.20 |
DisclosureSEC source: 0001127602-17-033620 · form4.xml · nonDerivative · entry 1 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 19:51 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Exercise / conversionRSU's (Oct 2015) · Derivative | 9,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028698 · form4.xml · derivative · entry 3 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,956 Underlying: Common Stock · 9,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on October 1, 2016. F3 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 19:51 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Tax withholdingCommon Stock | 3,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028698 · form4.xml · nonDerivative · entry 2 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,717 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 19:51 UTC |
Hardesty Phillip MichaelSenior Vice President
|
Exercise / conversionCommon Stock | 9,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028698 · form4.xml · nonDerivative · entry 1 Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 23:55 UTC |
West FayDirector · Senior Vice President & CFO
|
Exercise / conversionRSU's (Oct 2015) · Derivative | 2,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028700 · form4.xml · derivative · entry 3 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,986 Underlying: Common Stock · 2,987 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments commencing on October 1, 2016. F3 · derivative.exercise_price: Conversion rate is 1 for 1. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 23:55 UTC |
West FayDirector · Senior Vice President & CFO
|
Tax withholdingCommon Stock | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028700 · form4.xml · nonDerivative · entry 2 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,407 F1 · shares: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted share units. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 23:55 UTC |
West FayDirector · Senior Vice President & CFO
|
Exercise / conversionCommon Stock | 2,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028700 · form4.xml · nonDerivative · entry 1 West Fay · CIK 0001524598 · Director · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:15 UTC |
ROWE JOHN WDirector
|
GrantDeferred Share Units · Derivative | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028381 · form4.xml · derivative · entry 1 ROWE JOHN W · CIK 0001067838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,317.49 Underlying: Common Stock · 3,172 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,172 Share Units deferred under SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:07 UTC |
Landahl Susan R.Director
|
GrantDeferred Share Units · Derivative | 1,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028374 · form4.xml · derivative · entry 1 Landahl Susan R. · CIK 0001715919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,058 Underlying: Common Stock · 1,058 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 1,058 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:01 UTC |
Bledsoe AlvinDirector
|
GrantDeferred Share Units · Derivative | 2,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028370 · form4.xml · derivative · entry 1 Bledsoe Alvin · CIK 0001408213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,968.49 Underlying: Common Stock · 2,961 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 2,961 Share Units under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 00:11 UTC |
SWEETNAM JAMES EDirector
|
GrantDeferred Share Units · Derivative | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028378 · form4.xml · derivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,179.49 Underlying: Common Stock · 3,172 shares Expires not disclosed F1 · derivative.exercise_price: Conversion rate is 1 for 1. F2 · shares: Total of 3,172 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d). F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:03 UTC |
HAMILTON PETER BDirector
|
GrantCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028372 · form4.xml · nonDerivative · entry 1 HAMILTON PETER B · CIK 0001193326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,028 F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:09 UTC |
PEISER ROBERT ADirector
|
GrantCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028376 · form4.xml · nonDerivative · entry 1 PEISER ROBERT A · CIK 0001197331 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Robert A. Peiser Living Trust Disclosed balance after: 21,528 F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 19:56 UTC |
AFRICK ANDREWDirector
|
GrantCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028364 · form4.xml · nonDerivative · entry 1 AFRICK ANDREW · CIK 0001256239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,528 F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d). Read SEC document |
| September 12, 2017 Filed Sep 12, 2017 22:27 UTC |
SWEETNAM JAMES EDirector
|
SaleCommon Stock | 10,000 | $8.75 | $87,520.00 |
DisclosureSEC source: 0001127602-17-027351 · form4.xml · nonDerivative · entry 2 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 22:27 UTC |
SWEETNAM JAMES EDirector
|
SaleCommon Stock | 10,000 | $8.77 | $87,681.00 |
DisclosureSEC source: 0001127602-17-027351 · form4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 00:48 UTC |
SWEETNAM JAMES EDirector
|
SaleCommon Stock | 11,715 | $9.09 | $106,447.18 |
DisclosureSEC source: 0001127602-17-027286 · form4.xml · nonDerivative · entry 1 SWEETNAM JAMES E · CIK 0001188600 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 09:32 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 50,000 | $11.00 | $550,000.00 |
DisclosureSEC source: 0001214659-17-004400 · marketforms-39212.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,348,923 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 09:32 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 36,605 | $11.00 | $402,794.10 |
DisclosureSEC source: 0001214659-17-004400 · marketforms-39212.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398,923 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 10:07 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 10,658 | $11.00 | $117,267.84 |
DisclosureSEC source: 0001214659-17-004391 · marketforms-39208.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,435,528 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 10:33 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 174,611 | $11.06 | $1,931,896.10 |
DisclosureSEC source: 0001214659-17-004383 · marketforms-39205.xml · nonDerivative · entry 3 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,446,186 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 06, 2017 Filed Jul 7, 2017 10:33 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 50,000 | $11.10 | $555,000.00 |
DisclosureSEC source: 0001214659-17-004383 · marketforms-39205.xml · nonDerivative · entry 2 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620,797 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 10:33 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 41,131 | $11.01 | $452,650.77 |
DisclosureSEC source: 0001214659-17-004383 · marketforms-39205.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,670,797 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 10:26 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 45,900 | $11.03 | $506,176.02 |
DisclosureSEC source: 0001214659-17-004287 · marketforms-39170.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,711,928 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 16:05 UTC |
Mangrove Partners Master Fund, Ltd.10% owner
Mangrove Partners Fund, L.P.10% owner
MANGROVE CAPITAL10% owner
AUGUST NATHANIEL H.10% owner
MANGROVE PARTNERS IM, LLC10% owner
|
SaleCommon Stock, $0.01 par value | 5,530 | $11.00 | $60,830.55 |
DisclosureSEC source: 0001214659-17-004271 · marketforms-39161.xml · nonDerivative · entry 1 Mangrove Partners Master Fund, Ltd. · CIK 0001569227 · 10% owner Mangrove Partners Fund (Cayman), Ltd. · CIK 0001569229 · 10% owner Mangrove Partners Fund, L.P. · CIK 0001486623 · 10% owner MANGROVE CAPITAL · CIK 0001535391 · 10% owner AUGUST NATHANIEL H. · CIK 0001535393 · 10% owner MANGROVE PARTNERS · CIK 0001535392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,757,828 F1 · ownership.direct: This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons." F2 · ownership.direct: The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.