Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2023 Filed Mar 22, 2023 20:17 UTC |
Hlavka KristinCORPORATE CONTROLLER
|
Tax withholdingCommon Stock | 2,192 | $1.48 | $3,244.16 |
DisclosureSEC source: 0001415889-23-005311 · form4-03222023_080320.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,766 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Jul 17, 2023 22:31 UTC |
Maskin ScottDirector
|
GiftCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011194 · form4-07172023_100737.xml · nonDerivative · entry 1 Maskin Scott · CIK 0001954316 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 537,391 Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:13 UTC | SaleCommon Stock | 65,969 | $1.69 | $111,593.16 |
DisclosureSEC source: 0001415889-22-012627 · form4-12162022_091244.xml · nonDerivative · entry 2 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,614,438 F2 · price: Reflects the weighted average price of 65,969 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on December 15, 2022 with sale prices ranging from $1.66 to $1.76 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
|
| December 14, 2022 Filed Dec 16, 2022 21:13 UTC | SaleCommon Stock | 44,650 | $1.85 | $82,798.96 |
DisclosureSEC source: 0001415889-22-012627 · form4-12162022_091244.xml · nonDerivative · entry 1 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,680,407 F1 · price: Reflects the weighted average price of 44,650 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on December 14, 2022 with sale prices ranging from $1.75 to $1.96 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
|
| November 15, 2022 Filed Nov 15, 2022 22:31 UTC |
Maskin ScottDirector
|
GrantCommon Stock | 69,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-011409 · form4-11152022_101152.xml · nonDerivative · entry 1 Maskin Scott · CIK 0001954316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,391 F1 · shares: Restricted stock units that vest over three years in equal annual installments starting on November 15, 2023. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 21:36 UTC |
Ingvaldson EricCHIEF FINANCIAL OFFICER
|
GrantCommon Stock | 82,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-010481 · form4-10122022_021036.xml · nonDerivative · entry 1 Ingvaldson Eric · CIK 0001947504 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,278 F1 · shares: Restricted Stock Units that vest in thirds on each of October 11, 2023, October 11, 2024 and October 11, 2025. Read SEC document |
| September 28, 2022 Filed Oct 4, 2022 12:37 UTC | OtherCommon Stock | 1,008,005 | $0.00 | $100.80 |
DisclosureSEC source: 0001415889-22-010116 · form4-10042022_051035.xml · nonDerivative · entry 1 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,725,057 F1 · shares: The reporting person sold an aggregate of 1,008,005 shares for a purchase price of $0.0001 per share to certain purchasers pursuant to those certain Stock Transfer Agreements, dated as of January 24, 2022, by and between the issuer and the purchasers identified therein. Read SEC document |
|
| September 20, 2022 Filed Sep 22, 2022 20:44 UTC |
Honour ScottDirector
|
GrantCommon Stock | 15,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009876 · form4-09222022_010951.xml · nonDerivative · entry 1 Honour Scott · CIK 0001437760 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,190 F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:43 UTC |
Holland TomDirector
|
GrantCommon Stock | 15,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009875 · form4-09222022_010911.xml · nonDerivative · entry 1 Holland Tom · CIK 0001915881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,190 F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:42 UTC |
SAMPSON RANDALL DDirector
|
GrantCommon Stock | 15,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009874 · form4-09222022_010927.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,328 F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant. F2 · balance_after: Reflects the effect of the Company's 1-for-4 reverse stock split on March 18, 2022. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:41 UTC |
Hlavka KristinINTERIM CFO AND CONTROLLER
|
GrantCommon Stock | 37,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009873 · form4-09222022_010942.xml · nonDerivative · entry 1 Hlavka Kristin · CIK 0001523124 · INTERIM CFO AND CONTROLLER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,958 F1 · shares: Restricted Stock Units that vest as follows: 5,858 vest 6 months, 6,800 vest 12 months, 12,658 vest 18 months, and 12,659 vest 30 months from the date of the grant. F2 · balance_after: Reflects the effect of the Company's 1-for-4 reverse stock split on March 18, 2022. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:40 UTC |
Lacey Roger HDDirector
|
GrantCommon Stock | 15,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009871 · form4-09222022_010946.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,412 F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:40 UTC |
Zapata Michael R.Director
|
GrantCommon Stock | 15,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009870 · form4-09222022_010906.xml · nonDerivative · entry 1 Zapata Michael R. · CIK 0001758042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,962 F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant. F2 · balance_after: Reflects the effect of the Company's 1-for-4 reverse stock split on March 18, 2022. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:39 UTC |
Adler Marilyn S.Director
|
GrantCommon Stock | 15,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009868 · form4-09222022_010904.xml · nonDerivative · entry 1 Adler Marilyn S. · CIK 0001918713 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,190 F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:37 UTC |
Udseth KyleDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 227,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009866 · form4-09222022_010912.xml · nonDerivative · entry 1 Udseth Kyle · CIK 0001879274 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,535 F1 · shares: Restricted Stock Units that vest as follows: 75,949 vest 12 months, 75,949 vest 18 months, and 75,950 vest 30 months from the date of the grant. Read SEC document |
| May 12, 2022 Filed May 17, 2022 00:02 UTC |
Lacey Roger HDDirector
|
PurchaseCommon Stock | 1,500 | $2.39 | $3,586.50 |
DisclosureSEC source: 0001415889-22-005070 · form4-05162022_050519.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,222 F1 · balance_after: Reflects the effect of the Company's 1-for-4 reverse stock split on March 18, 2022. Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 01:21 UTC |
Udseth KyleDirector · CHIEF EXECUTIVE OFFICER
|
GrantCommon Stock | 130,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003408 · form4-03282022_060352.xml · nonDerivative · entry 1 Udseth Kyle · CIK 0001879274 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,687 F1 · price: The reporting person acquired 83,068 shares of issuer common stock, par value $0.05 per share (the "Common Stock"), in exchange for 850,000 Class P Units of Pineapple Energy, LLC ("Pineapple") pursuant to Pineapple's merger into the issuer (the "Merger") on March 28, 2022 (the "Closing Date"). Additionally, on the Closing Date, the reporting person became entitled to receive 47,619 shares of Common Stock pursuant to an "earn-out" provision (the "Earn-Out Consideration") in the Merger agreement, which entitled certain Pineapple shareholders to receive additional shares of Common Stock if a funding-related condition to the closing of the Merger was satisfied by Pineapple or waived by the issuer. Of the 47,619 shares of Common Stock of Earn-Out Consideration, 15,873 shares of Common Stock are being held in escrow by a third-party escrow agent, (CONTINUED IN FOOTNOTE 2) F2 · price: (CONTINUING FROM FOOTNOTE 1) and will be distributed according to the terms of an escrow agreement that was entered into on the Closing Date by and among the issuer and certain Pineapple shareholders (the "Escrow Agreement"), which states that if the volume weighted average trading price of the Common Stock for the 30 consecutive trading days beginning on April 4, 2022 ("VWAP") is $8.00 per share of Common Stock or higher, the reporting person shall receive all of the 15,873 escrowed shares of Common Stock; however, to the extent the VWAP is below $8.00, the number of shares of Common Stock to be issued shall be reduced in accordance with the formula outlined in Section 6(c)(ii) of the Escrow Agreement. The remaining 31,746 shares of Earn-Out Consideration were issued to the reporting person in connection with the closing of the Merger. The closing price of the issuer's common stock on the Closing Date was $8.18. Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 01:19 UTC |
Holland TomDirector
|
GrantCommon Stock | 22,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003406 · form4-03282022_060318.xml · nonDerivative · entry 1 Holland Tom · CIK 0001915881 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 22,620 F1 · price: The reporting person acquired 7,945 shares of issuer common stock, par value $0.05 per share (the "Common Stock"), in exchange for 81,301 Class A Units of Pineapple Energy, LLC ("Pineapple") pursuant to Pineapple's merger into the issuer (the "Merger") on March 28, 2022 (the "Closing Date"). Additionally, on the Closing Date, the reporting person became entitled to receive 4,554 shares of Common Stock pursuant to an "earn-out" provision (the "Earn-Out Consideration") in the Merger agreement, which entitled certain Pineapple shareholders to receive additional shares of Common Stock if a funding-related condition to the closing of the Merger was satisfied by Pineapple or waived by the issuer. Of the 4,554 shares of Common Stock of Earn-Out Consideration, 1,518 shares of Common Stock are being held in escrow by a third-party escrow agent, (CONTINUED IN FOOTNOTE 2) F2 · price: (CONTINUING FROM FOOTNOTE 1) and will be distributed according to the terms of an escrow agreement that was entered into on the Closing Date by and among the issuer and certain Pineapple shareholders (the "Escrow Agreement"), which states that if the volume weighted average trading price of the Common Stock for the 30 consecutive trading days beginning on April 4, 2022 ("VWAP") is $8.00 per share of Common Stock or higher, the reporting person shall receive all of the 1,518 escrowed shares of Common Stock; however, to the extent the VWAP is below $8.00, the number of shares of Common Stock to be issued shall be reduced in accordance with the formula outlined in Section 6(c)(ii) of the Escrow Agreement. The remaining 3,036 shares of Earn-Out Consideration were issued to the reporting person in connection with the closing of the Merger. The closing price of the issuer's common stock on the Closing Date was $8.18. Read SEC document |
| March 28, 2022 Filed Apr 5, 2022 21:29 UTC | GrantCommon Stock | 2,733,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003851 · form4-04052022_020435.xml · nonDerivative · entry 2 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 2,733,062 F2 · price: The reporting person acquired (i) 1,578,302 shares of Common Stock in exchange for 16,150,000 Class A Units of Pineapple and (ii) 250,000 shares of Common Stock in exchange for 1,000,000 Class C units of Pineapple, pursuant to the Merger on the Closing Date. Additionally, on the Closing Date, the reporting person became entitled to receive 904,760 shares of Common Stock pursuant to an "earn-out" provision (the "Earn-Out Consideration") in the Merger agreement, which entitled certain Pineapple shareholders to receive additional shares of Common Stock if a funding-related condition to the closing of the Merger was satisfied by Pineapple or waived by the issuer. Of the 904,760 shares of Common Stock of Earn-Out Consideration, 301,587 shares of Common Stock are being held in escrow by a third-party escrow agent, (CONTINUED IN FOOTNOTE 3) F3 · price: (CONTINUING FROM FOOTNOTE 2) and will be distributed according to the terms of an escrow agreement that was entered into on the Closing Date by and among the issuer and certain Pineapple shareholders (the "Escrow Agreement"), which states that if the volume weighted average trading price of the Common Stock for the 30 consecutive trading days beginning on April 4, 2022 ("VWAP ") is $8.00 per share of Common Stock or higher, the reporting person shall receive all of the 301,587 escrowed shares of Common Stock; however, to the extent the VWAP is below $8.00, the number of shares of Common Stock to be issued shall be reduced in accordance with the formula outlined in Section 6(c)(ii) of the Escrow Agreement. The remaining 603,173 shares of Earn-Out Consideration were issued to the reporting person in connection with the closing of the Merger. The closing price of the issuer's common stock on the Closing Date was $8.18. Read SEC document |
|
| March 28, 2022 Filed Apr 5, 2022 21:29 UTC | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003851 · form4-04052022_020435.xml · nonDerivative · entry 1 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · price: The reporting person acquired 12,500 shares of issuer common stock, par value $0.05 per share (the "Common Stock"), in exchange for 50,000 Class C Units of Pineapple Energy, LLC ("Pineapple") pursuant to Pineapple's merger ("Merger") into the issuer on March 28, 2022 (the "Closing Date"). The closing price of the Common Stock on the Closing Date was $8.18. Read SEC document |
|
| August 02, 2021 Filed Aug 5, 2021 01:51 UTC |
Siegler MikeSenior Vice President
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 3,750 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000088 · primary_doc.xml · derivative · entry 6 Siegler Mike · CIK 0001839687 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2027-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:51 UTC |
Siegler MikeSenior Vice President
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,687 | $0.00 Strike: $5.24 | $0.00 |
DisclosureSEC source: 0001615594-21-000088 · primary_doc.xml · derivative · entry 5 Siegler Mike · CIK 0001839687 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,687 shares Expires 2027-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:51 UTC |
Siegler MikeSenior Vice President
|
Tax withholdingCommon Stock | 2,701 | $7.15 | $19,312.15 |
DisclosureSEC source: 0001615594-21-000088 · primary_doc.xml · nonDerivative · entry 4 Siegler Mike · CIK 0001839687 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,843 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:51 UTC |
Siegler MikeSenior Vice President
|
Exercise / conversionCommon Stock | 3,750 | $4.40 | $16,500.00 |
DisclosureSEC source: 0001615594-21-000088 · primary_doc.xml · nonDerivative · entry 3 Siegler Mike · CIK 0001839687 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:51 UTC |
Siegler MikeSenior Vice President
|
Tax withholdingCommon Stock | 3,434 | $7.15 | $24,553.10 |
DisclosureSEC source: 0001615594-21-000088 · primary_doc.xml · nonDerivative · entry 2 Siegler Mike · CIK 0001839687 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,794 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:51 UTC |
Siegler MikeSenior Vice President
|
Exercise / conversionCommon Stock | 4,687 | $6.85 | $32,105.95 |
DisclosureSEC source: 0001615594-21-000088 · primary_doc.xml · nonDerivative · entry 1 Siegler Mike · CIK 0001839687 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,865 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 28 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,865 shares Expires 2027-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,579 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 27 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,579 shares Expires 2026-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 61,875 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 26 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,875 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 40,794 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 25 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,794 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 15,456 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 24 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,456 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 41,250 | $0.00 Strike: $6.85 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 23 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41.25 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionStock Option (Right-to-Buy) · Derivative | 16,667 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 22 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,667 shares Expires 2023-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
OtherStock Option (Right-to-Buy) · Derivative | 25,050 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 21 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,050 shares Expires 2022-05-21 F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
OtherStock Option (Right-to-Buy) · Derivative | 18,850 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 20 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,850 shares Expires 2022-04-03 F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
OtherStock Option (Right-to-Buy) · Derivative | 6,100 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 19 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,100 shares Expires 2022-04-03 F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
OtherStock Option (Right-to-Buy) · Derivative | 22,655 | $0.00 Strike: $11.65 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 18 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,655 shares Expires 2022-03-17 F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Tax withholdingCommon Stock | 6,723 | $7.15 | $48,069.45 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 16 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,890.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionCommon Stock | 15,865 | $7.15 | $113,434.75 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 15 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,613.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Tax withholdingCommon Stock | 1,941 | $7.15 | $13,878.15 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 14 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,748.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionCommon Stock | 4,579 | $7.15 | $32,739.85 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 13 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,689.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Tax withholdingCommon Stock | 31,072 | $7.15 | $222,164.80 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 12 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,110.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionCommon Stock | 35,095 | $5.39 | $189,162.05 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 11 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,182.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Tax withholdingCommon Stock | 5,297 | $7.15 | $37,873.55 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 10 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,087.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionCommon Stock | 7,500 | $2.64 | $19,800.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 9 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,384.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Tax withholdingCommon Stock | 35,006 | $7.15 | $250,292.90 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 8 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,884.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionCommon Stock | 50,000 | $2.55 | $127,500.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 7 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,890.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Tax withholdingCommon Stock | 47,610 | $7.15 | $340,411.50 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 6 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,890.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Exercise / conversionCommon Stock | 61,875 | $3.61 | $223,368.75 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 5 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,500.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC |
Lacey Roger HDDirector · Chairman/Interim CEO
|
Tax withholdingCommon Stock | 46,176 | $7.15 | $330,158.40 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 4 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,625.579 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.