organization · Reporting owner
NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SUNation Energy, Inc.PEGY · Entity 7787 | 10% owner | June 12, 2023 | November 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SUNation Energy, Inc.
Report date June 12, 2023 · Filed November 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,597,571 |
Reported balance
After 2023-06-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-06-12 · Sale · Disposed 16,867 · Balance 1,597,571 F1: Reflects the weighted average price of 16,867 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 12, 2023 with sale prices ranging from $1.43 to $1.455 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,586,555 |
Reported balance
After 2023-06-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-06-13 · Sale · Disposed 11,016 · Balance 1,586,555 F2: Reflects the weighted average price of 11,016 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 13, 2023 with sale prices ranging from $1.42 to $1.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,581,249 |
Reported balance
After 2023-06-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-06-14 · Sale · Disposed 5,306 · Balance 1,581,249 F3: Reflects the weighted average price of 5,306 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 14, 2023 with sale prices ranging from $1.39 to $1.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,575,939 |
Reported balance
After 2023-06-15 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-06-15 · Sale · Disposed 5,310 · Balance 1,575,939 F4: Reflects the weighted average price of 5,310 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 15, 2023 with sale prices ranging from $1.38 to $1.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,525,939 |
Reported balance
After 2023-08-14 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-08-14 · Sale · Disposed 50,000 · Balance 1,525,939 F5: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 14, 2023 with sale prices ranging from $1.06 to $1.22 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,475,939 |
Reported balance
After 2023-08-21 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2023-08-21 · Sale · Disposed 50,000 · Balance 1,475,939 F6: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 21, 2023 with sale prices ranging from $1.03 to $1.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,473,039 |
Reported balance
After 2023-09-12 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2023-09-12 · Sale · Disposed 2,900 · Balance 1,473,039 F7: Reflects the weighted average price of 2,900 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 12, 2023 with sale prices ranging from $1.03 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,450,939 |
Reported balance
After 2023-09-13 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2023-09-13 · Sale · Disposed 22,100 · Balance 1,450,939 F8: Reflects the weighted average price of 22,100 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 13, 2023 with sale prices ranging from $0.92 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,149,352 |
Reported balance
After 2023-11-03 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2023-11-03 · Other · Disposed 301,587 · Balance 1,149,352 F9: As previously reported on the Form 4 filed by the reporting person on April 4, 2022, the reporting person had 301,587 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,146,752 |
Reported balance
After 2023-11-14 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2023-11-14 · Sale · Disposed 2,600 · Balance 1,146,752 F10: Reflects the weighted average price of 2,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 14, 2023 with sale prices ranging from $0.67 to $0.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,137,136 |
Reported balance
After 2023-11-15 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2023-11-15 · Sale · Disposed 9,616 · Balance 1,137,136 F11: Reflects the weighted average price of 9,616 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 15, 2023 with sale prices ranging from $0.64 to $0.6849 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,132,506 |
Reported balance
After 2023-11-16 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2023-11-16 · Sale · Disposed 4,630 · Balance 1,132,506 F12: Reflects the weighted average price of 4,630 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 16, 2023 with sale prices ranging from $0.6111 to $0.6200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,127,906 |
Reported balance
After 2023-11-17 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2023-11-17 · Sale · Disposed 4,600 · Balance 1,127,906 F13: Reflects the weighted average price of 4,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 17, 2023 with sale prices ranging from $0.6000 to $0.6310 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Lake Street Solar LLC | 1,125,418 |
Reported balance
After 2023-11-20 transaction · row 14
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 14 · 2023-11-20 · Sale · Disposed 2,488 · Balance 1,125,418 F14: Reflects the weighted average price of 2,488 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 20, 2023 with sale prices ranging from $0.605 to $0.620 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2023-06-12 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 12,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 16,867 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 12, 2023 with sale prices ranging from $1.43 to $1.455 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 11,016 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 13, 2023 with sale prices ranging from $1.42 to $1.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 5,306 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 14, 2023 with sale prices ranging from $1.39 to $1.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects the weighted average price of 5,310 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 15, 2023 with sale prices ranging from $1.38 to $1.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 14, 2023 with sale prices ranging from $1.06 to $1.22 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 21, 2023 with sale prices ranging from $1.03 to $1.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7: Reflects the weighted average price of 2,900 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 12, 2023 with sale prices ranging from $1.03 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8: Reflects the weighted average price of 22,100 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 13, 2023 with sale prices ranging from $0.92 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9: As previously reported on the Form 4 filed by the reporting person on April 4, 2022, the reporting person had 301,587 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders.
F10: Reflects the weighted average price of 2,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 14, 2023 with sale prices ranging from $0.67 to $0.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F11: Reflects the weighted average price of 9,616 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 15, 2023 with sale prices ranging from $0.64 to $0.6849 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F12: Reflects the weighted average price of 4,630 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 16, 2023 with sale prices ranging from $0.6111 to $0.6200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F13: Reflects the weighted average price of 4,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 17, 2023 with sale prices ranging from $0.6000 to $0.6310 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F14: Reflects the weighted average price of 2,488 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 20, 2023 with sale prices ranging from $0.605 to $0.620 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 2,488 | $0.61 | $1,517.68 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 14 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,125,418 F14 · price: Reflects the weighted average price of 2,488 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 20, 2023 with sale prices ranging from $0.605 to $0.620 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 17, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 4,600 | $0.62 | $2,838.66 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 13 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,127,906 F13 · price: Reflects the weighted average price of 4,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 17, 2023 with sale prices ranging from $0.6000 to $0.6310 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 4,630 | $0.62 | $2,859.03 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 12 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,132,506 F12 · price: Reflects the weighted average price of 4,630 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 16, 2023 with sale prices ranging from $0.6111 to $0.6200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 9,616 | $0.65 | $6,297.52 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 11 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,137,136 F11 · price: Reflects the weighted average price of 9,616 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 15, 2023 with sale prices ranging from $0.64 to $0.6849 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 2,600 | $0.68 | $1,757.60 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 10 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,146,752 F10 · price: Reflects the weighted average price of 2,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 14, 2023 with sale prices ranging from $0.67 to $0.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 03, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | OtherCommon Stock | 301,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 9 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,149,352 F9 · shares: As previously reported on the Form 4 filed by the reporting person on April 4, 2022, the reporting person had 301,587 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders. Read SEC document |
| September 13, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 22,100 | $1.01 | $22,321.00 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 8 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,450,939 F8 · price: Reflects the weighted average price of 22,100 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 13, 2023 with sale prices ranging from $0.92 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 2,900 | $1.04 | $3,016.00 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 7 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,473,039 F7 · price: Reflects the weighted average price of 2,900 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 12, 2023 with sale prices ranging from $1.03 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 21, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 50,000 | $1.05 | $52,740.00 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 6 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,475,939 F6 · price: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 21, 2023 with sale prices ranging from $1.03 to $1.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 50,000 | $1.12 | $55,945.00 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 5 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,525,939 F5 · price: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 14, 2023 with sale prices ranging from $1.06 to $1.22 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 5,310 | $1.40 | $7,434.00 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 4 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,575,939 F4 · price: Reflects the weighted average price of 5,310 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 15, 2023 with sale prices ranging from $1.38 to $1.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 14, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 5,306 | $1.42 | $7,534.52 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 3 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,581,249 F3 · price: Reflects the weighted average price of 5,306 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 14, 2023 with sale prices ranging from $1.39 to $1.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 13, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 11,016 | $1.46 | $16,083.36 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 2 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,586,555 F2 · price: Reflects the weighted average price of 11,016 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 13, 2023 with sale prices ranging from $1.42 to $1.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 12, 2023 Filed Nov 29, 2023 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 16,867 | $1.45 | $24,457.15 |
DisclosureSEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 1 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,597,571 F1 · price: Reflects the weighted average price of 16,867 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 12, 2023 with sale prices ranging from $1.43 to $1.455 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:13 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 65,969 | $1.69 | $111,593.16 |
DisclosureSEC source: 0001415889-22-012627 · form4-12162022_091244.xml · nonDerivative · entry 2 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,614,438 F2 · price: Reflects the weighted average price of 65,969 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on December 15, 2022 with sale prices ranging from $1.66 to $1.76 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 21:13 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | SaleCommon Stock | 44,650 | $1.85 | $82,798.96 |
DisclosureSEC source: 0001415889-22-012627 · form4-12162022_091244.xml · nonDerivative · entry 1 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,680,407 F1 · price: Reflects the weighted average price of 44,650 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on December 14, 2022 with sale prices ranging from $1.75 to $1.96 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2022 Filed Oct 4, 2022 12:37 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | OtherCommon Stock | 1,008,005 | $0.00 | $100.80 |
DisclosureSEC source: 0001415889-22-010116 · form4-10042022_051035.xml · nonDerivative · entry 1 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 1,725,057 F1 · shares: The reporting person sold an aggregate of 1,008,005 shares for a purchase price of $0.0001 per share to certain purchasers pursuant to those certain Stock Transfer Agreements, dated as of January 24, 2022, by and between the issuer and the purchasers identified therein. Read SEC document |
| March 28, 2022 Filed Apr 5, 2022 21:29 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GrantCommon Stock | 2,733,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003851 · form4-04052022_020435.xml · nonDerivative · entry 2 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Lake Street Solar LLC Disclosed balance after: 2,733,062 F2 · price: The reporting person acquired (i) 1,578,302 shares of Common Stock in exchange for 16,150,000 Class A Units of Pineapple and (ii) 250,000 shares of Common Stock in exchange for 1,000,000 Class C units of Pineapple, pursuant to the Merger on the Closing Date. Additionally, on the Closing Date, the reporting person became entitled to receive 904,760 shares of Common Stock pursuant to an "earn-out" provision (the "Earn-Out Consideration") in the Merger agreement, which entitled certain Pineapple shareholders to receive additional shares of Common Stock if a funding-related condition to the closing of the Merger was satisfied by Pineapple or waived by the issuer. Of the 904,760 shares of Common Stock of Earn-Out Consideration, 301,587 shares of Common Stock are being held in escrow by a third-party escrow agent, (CONTINUED IN FOOTNOTE 3) F3 · price: (CONTINUING FROM FOOTNOTE 2) and will be distributed according to the terms of an escrow agreement that was entered into on the Closing Date by and among the issuer and certain Pineapple shareholders (the "Escrow Agreement"), which states that if the volume weighted average trading price of the Common Stock for the 30 consecutive trading days beginning on April 4, 2022 ("VWAP ") is $8.00 per share of Common Stock or higher, the reporting person shall receive all of the 301,587 escrowed shares of Common Stock; however, to the extent the VWAP is below $8.00, the number of shares of Common Stock to be issued shall be reduced in accordance with the formula outlined in Section 6(c)(ii) of the Escrow Agreement. The remaining 603,173 shares of Earn-Out Consideration were issued to the reporting person in connection with the closing of the Merger. The closing price of the issuer's common stock on the Closing Date was $8.18. Read SEC document |
| March 28, 2022 Filed Apr 5, 2022 21:29 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GrantCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-003851 · form4-04052022_020435.xml · nonDerivative · entry 1 NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · price: The reporting person acquired 12,500 shares of issuer common stock, par value $0.05 per share (the "Common Stock"), in exchange for 50,000 Class C Units of Pineapple Energy, LLC ("Pineapple") pursuant to Pineapple's merger ("Merger") into the issuer on March 28, 2022 (the "Closing Date"). The closing price of the Common Stock on the Closing Date was $8.18. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.