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Nasdaq · USD

SUNE

SUNation Energy, Inc.

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Tapewire entity
7787
SEC CIK
0000022701
Parsed reports
192

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 14, 2026 Filed May 1, 2026 17:02 UTC
Brennan James RobertChief Financial Officer
PurchaseCommon Stock 123,254 $1.77 $218,159.58
Disclosure

SEC source: 0001213900-26-050835 · ownership.xml · nonDerivative · entry 1

Brennan James Robert · CIK 0002027392 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,269

F2 · shares: Reporting Person exchanged debt for 123,254 shares of Common Stock pursuant to a debt conversion agreement.

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-200 reverse stock split that was effected on April 9, 2025, 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024.

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April 14, 2026 Filed May 1, 2026 17:02 UTC
Maskin ScottDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 554,712 $1.77 $981,840.24
Disclosure

SEC source: 0001213900-26-050834 · ownership.xml · nonDerivative · entry 1

Maskin Scott · CIK 0001954316 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 554,736

F2 · shares: Reporting Person exchanged debt for 554,712 shares of Common Stock pursuant to a debt conversion agreement.

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-200 reverse stock split that was effected on April 9, 2025, 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024.

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December 11, 2024 Filed Dec 12, 2024 21:20 UTC
Brennan James RobertChief Operating Officer
PurchaseCommon Stock 2,000 $2.81 $5,620.00
Disclosure

SEC source: 0001213900-24-108379 · ownership.xml · nonDerivative · entry 1

Brennan James Robert · CIK 0002027392 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,731

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024.

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December 11, 2024 Filed Dec 12, 2024 21:20 UTC
Maskin ScottDirector
PurchaseCommon Stock 3,500 $2.81 $9,835.00
Disclosure

SEC source: 0001213900-24-108377 · ownership.xml · nonDerivative · entry 1

Maskin Scott · CIK 0001954316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,590

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024.

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December 11, 2024 Filed Dec 13, 2024 21:00 UTC PurchaseCommon Stock 480 $2.80 $1,344.00
Disclosure

SEC source: 0001213900-24-108851 · ownership.xml · nonDerivative · entry 2

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024.

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December 11, 2024 Filed Dec 13, 2024 21:00 UTC PurchaseCommon Stock 1,200 $2.85 $3,420.00
Disclosure

SEC source: 0001213900-24-108851 · ownership.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,520

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024.

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October 10, 2024 Filed Oct 16, 2024 01:50 UTC SaleCommon Stock 16,014 $0.11 $1,809.58
Disclosure

SEC source: 0001493152-24-041209 · ownership.xml · nonDerivative · entry 2

Conroy Jeffrey J. · CIK 0002040809 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,194,690

Read SEC document
October 10, 2024 Filed Oct 16, 2024 01:50 UTC PurchaseCommon Stock 350,704 $0.12 $40,330.96
Disclosure

SEC source: 0001493152-24-041209 · ownership.xml · nonDerivative · entry 1

Conroy Jeffrey J. · CIK 0002040809 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,210,704

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1129 to $0.1317 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

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October 09, 2024 Filed Oct 12, 2024 01:52 UTC SaleCommon Stock 29,010 $0.11 $3,133.08
Disclosure

SEC source: 0001493152-24-040980 · ownership.xml · nonDerivative · entry 2

Conroy Jeffrey J. · CIK 0002040809 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,860,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1085 to $0.1086 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

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October 09, 2024 Filed Oct 12, 2024 01:52 UTC PurchaseCommon Stock 333,921 $0.11 $36,063.47
Disclosure

SEC source: 0001493152-24-040980 · ownership.xml · nonDerivative · entry 1

Conroy Jeffrey J. · CIK 0002040809 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,889,010

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.1069 to $0.1088 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

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August 21, 2024 Filed Aug 23, 2024 20:08 UTC
Ingvaldson EricCHIEF FINANCIAL OFFICER
SaleCommon Stock 2,663 $0.87 $2,321.34
Disclosure

SEC source: 0001415889-24-022126 · form4-08232024_080807.xml · nonDerivative · entry 1

Ingvaldson Eric · CIK 0001947504 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,625

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:20 UTC
Holland TomDirector
PurchaseCommon Stock 3,000 $1.31 $3,915.00
Disclosure

SEC source: 0001415889-24-017191 · form4-06172024_080604.xml · nonDerivative · entry 1

Holland Tom · CIK 0001915881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,012

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024.

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June 13, 2024 Filed Jun 14, 2024 20:33 UTC PurchaseCommon Stock 12,250 $1.65 $20,212.50
Disclosure

SEC source: 0001415889-24-016941 · form4-06142024_080603.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,009

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:27 UTC
Maskin ScottDirector
PurchaseCommon Stock 15,000 $1.43 $21,450.00
Disclosure

SEC source: 0001415889-24-016920 · form4-06142024_080619.xml · nonDerivative · entry 1

Maskin Scott · CIK 0001954316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,544

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024, as well as 718 shares (post-split) acquired under the Company's Employee Stock Purchase Plan on June 30, 2023.

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June 13, 2024 Filed Jun 17, 2024 20:18 UTC PurchaseCommon Stock 6,700 $1.45 $9,705.62
Disclosure

SEC source: 0001415889-24-017185 · form4-06172024_080606.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,572

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:31 UTC
Honour ScottDirector
SaleCommon Stock 50,000 $0.21 $10,295.00
Disclosure

SEC source: 0001415889-24-015767 · form4-06062024_080626.xml · nonDerivative · entry 1

Honour Scott · CIK 0001437760 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,075,418

F1 · price: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 4, 2024 with sale prices ranging from $0.2047 to $0.2074 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Scott Honour is the chief executive officer and a managing member of Northern Pacific Growth Investment Advisors, LLC ("NPGIA") and may be deemed to have a pecuniary interest in the securities held by NPGIA. NPGIA indirectly controls Lake Street Solar LLC ("Lake Street") and NPGIA and Mr. Honour may be deemed to have pecuniary interests in the securities held by Lake Street. Mr. Honour disclaims beneficial ownership of the securities held by NPGIA and Lake Street, except to the extent of his pecuniary interest therein. NPGIA and Lake Street previously submitted filings pursuant to Section 16(a) on an individual basis.

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May 15, 2024 Filed May 17, 2024 21:07 UTC
Hlavka KristinCORPORATE CONTROLLER
Tax withholdingCommon Stock 7,906 $0.09 $711.54
Disclosure

SEC source: 0001415889-24-013575 · form4-05172024_090555.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,928

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.

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May 15, 2024 Filed May 17, 2024 21:06 UTC
Ingvaldson EricCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 8,839 $0.09 $795.51
Disclosure

SEC source: 0001415889-24-013574 · form4-05172024_090521.xml · nonDerivative · entry 1

Ingvaldson Eric · CIK 0001947504 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,333

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.

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May 15, 2024 Filed May 17, 2024 21:05 UTC
Udseth KyleDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 10,768 $0.09 $969.12
Disclosure

SEC source: 0001415889-24-013573 · form4-05172024_090520.xml · nonDerivative · entry 1

Udseth Kyle · CIK 0001879274 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,532

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 21:00 UTC
Udseth KyleDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 27,265 $0.07 $1,908.55
Disclosure

SEC source: 0001415889-24-008971 · form4-03222024_090305.xml · nonDerivative · entry 1

Udseth Kyle · CIK 0001879274 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,300

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 20:59 UTC
Hlavka KristinCORPORATE CONTROLLER
Tax withholdingCommon Stock 4,544 $0.07 $318.08
Disclosure

SEC source: 0001415889-24-008968 · form4-03222024_080320.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,834

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:04 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000911 · form4-01102024_090138.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,101

F1 · shares: Restricted Stock Units that fully vest on January 8, 2025.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:03 UTC
Honour ScottDirector
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000909 · form4-01102024_090150.xml · nonDerivative · entry 1

Honour Scott · CIK 0001437760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,190

F1 · shares: Restricted Stock Units that fully vest on January 8, 2025.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:03 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000907 · form4-01102024_090117.xml · nonDerivative · entry 1

Adler Marilyn S. · CIK 0001918713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,190

F1 · shares: Restricted Stock Units that fully vest on January 8, 2025.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:02 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000905 · form4-01102024_090110.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,412

F1 · shares: Restricted Stock Units that fully vest on January 8, 2025.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:02 UTC
Holland TomDirector
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000906 · form4-01102024_090138.xml · nonDerivative · entry 1

Holland Tom · CIK 0001915881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,190

F1 · shares: Restricted Stock Units that fully vest on January 8, 2025.

Read SEC document
November 20, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 2,488 $0.61 $1,517.68
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 14

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,125,418

F14 · price: Reflects the weighted average price of 2,488 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 20, 2023 with sale prices ranging from $0.605 to $0.620 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 4,600 $0.62 $2,838.66
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 13

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,127,906

F13 · price: Reflects the weighted average price of 4,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 17, 2023 with sale prices ranging from $0.6000 to $0.6310 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 4,630 $0.62 $2,859.03
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 12

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,132,506

F12 · price: Reflects the weighted average price of 4,630 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 16, 2023 with sale prices ranging from $0.6111 to $0.6200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 9,616 $0.65 $6,297.52
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 11

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,137,136

F11 · price: Reflects the weighted average price of 9,616 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 15, 2023 with sale prices ranging from $0.64 to $0.6849 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 2,600 $0.68 $1,757.60
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 10

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,146,752

F10 · price: Reflects the weighted average price of 2,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 14, 2023 with sale prices ranging from $0.67 to $0.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 03, 2023 Filed Nov 22, 2023 14:16 UTC
Udseth KyleDirector · CHIEF EXECUTIVE OFFICER
OtherCommon Stock 15,873 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015376 · form4-11222023_021144.xml · nonDerivative · entry 1

Udseth Kyle · CIK 0001879274 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,565

F1 · shares: As previously reported on the Form 4 filed by the reporting person on March 28, 2022, the reporting person had 15,873 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders.

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November 03, 2023 Filed Nov 22, 2023 14:15 UTC
Holland TomDirector
OtherCommon Stock 1,518 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015374 · form4-11222023_021114.xml · nonDerivative · entry 1

Holland Tom · CIK 0001915881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 21,102

F1 · shares: As previously reported on the Form 4 filed by the reporting person on March 28, 2022, the reporting person's trust had 1,518 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders.

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November 03, 2023 Filed Nov 29, 2023 21:02 UTC OtherCommon Stock 301,587 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 9

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,149,352

F9 · shares: As previously reported on the Form 4 filed by the reporting person on April 4, 2022, the reporting person had 301,587 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders.

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October 11, 2023 Filed Oct 16, 2023 20:13 UTC
Ingvaldson EricCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 8,392 $0.86 $7,217.12
Disclosure

SEC source: 0001415889-23-014267 · form4-10162023_081013.xml · nonDerivative · entry 1

Ingvaldson Eric · CIK 0001947504 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,172

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 20:54 UTC
Udseth KyleDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 23,240 $0.97 $22,542.80
Disclosure

SEC source: 0001415889-23-013517 · form4-09222023_080948.xml · nonDerivative · entry 1

Udseth Kyle · CIK 0001879274 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,438

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 20:53 UTC
Hlavka KristinCORPORATE CONTROLLER
Tax withholdingCommon Stock 2,019 $0.97 $1,958.43
Disclosure

SEC source: 0001415889-23-013516 · form4-09222023_080920.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,378

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations on the vesting of restricted stock units.

F2 · balance_after: Includes 560 shares acquired on June 30, 2023 pursuant to the Company's employee stock purchase plan.

Read SEC document
September 13, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 22,100 $1.01 $22,321.00
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 8

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,450,939

F8 · price: Reflects the weighted average price of 22,100 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 13, 2023 with sale prices ranging from $0.92 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 12, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 2,900 $1.04 $3,016.00
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 7

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,473,039

F7 · price: Reflects the weighted average price of 2,900 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 12, 2023 with sale prices ranging from $1.03 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 21, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 50,000 $1.05 $52,740.00
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 6

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,475,939

F6 · price: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 21, 2023 with sale prices ranging from $1.03 to $1.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 14, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 50,000 $1.12 $55,945.00
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 5

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,525,939

F5 · price: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 14, 2023 with sale prices ranging from $1.06 to $1.22 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 15, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 5,310 $1.40 $7,434.00
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 4

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,575,939

F4 · price: Reflects the weighted average price of 5,310 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 15, 2023 with sale prices ranging from $1.38 to $1.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 14, 2023 Filed Jun 16, 2023 20:24 UTC GiftCommon Stock 23,773 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009942 · form4-06162023_080623.xml · nonDerivative · entry 1

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,101

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June 14, 2023 Filed Jul 17, 2023 22:31 UTC
Maskin ScottDirector
GiftCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011194 · form4-07172023_100737.xml · nonDerivative · entry 2

Maskin Scott · CIK 0001954316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,391

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June 14, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 5,306 $1.42 $7,534.52
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 3

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,581,249

F3 · price: Reflects the weighted average price of 5,306 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 14, 2023 with sale prices ranging from $1.39 to $1.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 13, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 11,016 $1.46 $16,083.36
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 2

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,586,555

F2 · price: Reflects the weighted average price of 11,016 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 13, 2023 with sale prices ranging from $1.42 to $1.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 12, 2023 Filed Nov 29, 2023 21:02 UTC SaleCommon Stock 16,867 $1.45 $24,457.15
Disclosure

SEC source: 0001415889-23-015577 · form4-11292023_091157.xml · nonDerivative · entry 1

NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC · CIK 0001920590 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,597,571

F1 · price: Reflects the weighted average price of 16,867 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 12, 2023 with sale prices ranging from $1.43 to $1.455 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 15, 2023 Filed May 17, 2023 20:18 UTC
Udseth KyleDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 107,143 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008200 · form4-05172023_080537.xml · nonDerivative · entry 1

Udseth Kyle · CIK 0001879274 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,678

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

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May 15, 2023 Filed May 17, 2023 20:17 UTC
Ingvaldson EricCHIEF FINANCIAL OFFICER
GrantCommon Stock 89,286 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008198 · form4-05172023_080543.xml · nonDerivative · entry 1

Ingvaldson Eric · CIK 0001947504 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,564

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

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May 15, 2023 Filed May 17, 2023 20:16 UTC
Hlavka KristinCORPORATE CONTROLLER
GrantCommon Stock 66,071 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008195 · form4-05172023_080516.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · CORPORATE CONTROLLER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,837

F1 · shares: The restricted stock units ("RSUs") vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.