Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Canterbury Park Holding CorpCPHC · Entity 6889 | Director · President & CEO · 10% owner | February 16, 2026 | March 13, 2026 |
| SUNation Energy, Inc.PEGY · Entity 7787 | Director | June 13, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Canterbury Park Holding Corp
Report date February 16, 2026 · Filed March 13, 2026
Jointly reported with Sampson Family Real Estate Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 303,459 |
Reported balance
After 2026-02-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-02-16 · Tax withholding · Disposed 363 · Balance 303,459 F1: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. |
| Common StockSEC Table I · non-derivative | Direct | 313,559 |
Reported balance
After 2026-03-12 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-03-12 · Grant · Acquired 10,100 · Balance 313,559 F2: Deferred stock awards vest 25% annually for each of the next four years. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 5,706 |
Reported balance
Holding disclosure · report date 2026-02-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,706 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 34,173 |
Reported balance
Holding disclosure · report date 2026-02-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 34,173 F3: Held by the Randall D. Sampson GST Trust, of which Mr. Sampson is the trustee and his grandchildren are beneficiaries. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 667,387 |
Reported balance
Holding disclosure · report date 2026-02-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 667,387 F4: Held by the Sampson Family Real Estate Holdings, LLC (SFREH), of which Mr. Sampson is the sole manager. Members of SFREH include the Marian Arlis Sampson 2012 Family Irrevocable Trust, the Curtis A. Sampson Family Trust, and the Randall D. Sampson GST Trust, of which Mr. Sampson is the trustee and his grandchildren are beneficiaries. Mr. Sampson and his children are among the beneficiaries of the Marian Arlis Sampson 2012 Family Irrevocable Trust and the Curtis A. Sampson Family Trust. Mr. Sampson disclaims beneficial ownership in membership interests of SFREH in which he has no pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Deferred stock awards vest 25% annually for each of the next four years.
F3: Held by the Randall D. Sampson GST Trust, of which Mr. Sampson is the trustee and his grandchildren are beneficiaries.
F4: Held by the Sampson Family Real Estate Holdings, LLC (SFREH), of which Mr. Sampson is the sole manager. Members of SFREH include the Marian Arlis Sampson 2012 Family Irrevocable Trust, the Curtis A. Sampson Family Trust, and the Randall D. Sampson GST Trust, of which Mr. Sampson is the trustee and his grandchildren are beneficiaries. Mr. Sampson and his children are among the beneficiaries of the Marian Arlis Sampson 2012 Family Irrevocable Trust and the Curtis A. Sampson Family Trust. Mr. Sampson disclaims beneficial ownership in membership interests of SFREH in which he has no pecuniary interest.
SUNation Energy, Inc.
Report date June 13, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,572 |
Reported balance
After 2024-06-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-06-13 · Purchase · Acquired 6,700 · Balance 11,572 F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 11,355 |
Reported balance
Holding disclosure · report date 2024-06-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,355 F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024. F2: Held as of June 17, 2024 by the Sampson Family Real Estate Holdings, LLC (SFREH), of which Mr. Sampson is the sole manager. Members of SFREH include the Marian Arlis Sampson 2012 Family Revocable Trust, the Curtis A. Sampson Family Trust, and the Randall D. Sampson GST Trust, of which Mr. Sampson is the grantor and his grandchildren are beneficiaries. Mr. Sampson and his children are among the beneficiaries of the Marian Arlis Sampson 2012 Family Irrevocable Trust and the Curtis A. Sampson Family Trust. Mr. Sampson disclaims beneficial ownership in membership interests of SFREH in which he has no pecuniary interest. F3: Following the death of Curtis A. Sampson on July 16, 2020, Randall D. Sampson became the executor of the estate of Curtis A. Sampson, became the trustee of certain trusts of Curtis A. Sampson that held Company stock and was granted other fiduciary powers relating to Company stock. Transactions by Mr. Sampson in Company stock in his fiduciary capacity subsequent to July 16, 2020 are exempt from reporting under Rule 16a-2(d)(1). |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024.
F2: Held as of June 17, 2024 by the Sampson Family Real Estate Holdings, LLC (SFREH), of which Mr. Sampson is the sole manager. Members of SFREH include the Marian Arlis Sampson 2012 Family Revocable Trust, the Curtis A. Sampson Family Trust, and the Randall D. Sampson GST Trust, of which Mr. Sampson is the grantor and his grandchildren are beneficiaries. Mr. Sampson and his children are among the beneficiaries of the Marian Arlis Sampson 2012 Family Irrevocable Trust and the Curtis A. Sampson Family Trust. Mr. Sampson disclaims beneficial ownership in membership interests of SFREH in which he has no pecuniary interest.
F3: Following the death of Curtis A. Sampson on July 16, 2020, Randall D. Sampson became the executor of the estate of Curtis A. Sampson, became the trustee of certain trusts of Curtis A. Sampson that held Company stock and was granted other fiduciary powers relating to Company stock. Transactions by Mr. Sampson in Company stock in his fiduciary capacity subsequent to July 16, 2020 are exempt from reporting under Rule 16a-2(d)(1).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2026 Filed Mar 13, 2026 12:17 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 10,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-26-000007 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,559 F2 · shares: Deferred stock awards vest 25% annually for each of the next four years. Read SEC document |
| February 16, 2026 Filed Mar 13, 2026 12:17 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 363 | $15.61 | $5,666.43 |
DisclosureSEC source: 0001672909-26-000007 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,459 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 16:21 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-26-000002 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,822 F1 · shares: The reporting person has elected to dispose of these shares through a bona fide gift. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 13:10 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-25-000008 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,122 F1 · shares: Deferred stock awards vest 25% annually for each of the next four years. Read SEC document |
| February 14, 2025 Filed Mar 12, 2025 16:32 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 359 | $20.80 | $7,467.20 |
DisclosureSEC source: 0001672909-25-000006 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,622 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| December 27, 2024 Filed Jan 10, 2025 14:33 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-25-000001 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · Chief Executive Officer · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,981 F1 · shares: 1. The reporting person has elected to dispose of these shares through a bona fide gift. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:18 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | PurchaseCommon Stock | 6,700 | $1.45 | $9,705.62 |
DisclosureSEC source: 0001415889-24-017185 · form4-06172024_080606.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,572 F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 15:12 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 351 | $21.50 | $7,546.50 |
DisclosureSEC source: 0001672909-24-000006 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,981 F2 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 15:12 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 5,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-24-000006 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 301,332 F1 · shares: Deferred stock awards vest 25% annually for each of the next four years. Read SEC document |
| February 17, 2024 Filed Feb 26, 2024 15:44 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 646 | $21.97 | $14,192.62 |
DisclosureSEC source: 0001672909-24-000004 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,632 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 16, 2024 Filed Feb 26, 2024 15:44 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 359 | $21.97 | $7,887.23 |
DisclosureSEC source: 0001672909-24-000004 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,278 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 21:04 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-000911 · form4-01102024_090138.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,101 F1 · shares: Restricted Stock Units that fully vest on January 8, 2025. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:24 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GiftCommon Stock | 23,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009942 · form4-06162023_080623.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,101 Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 17:11 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GiftCommon Stock | 34,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-23-000048 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 34,173 F2 · shares: Shares received as a gift from the Marian A. Sampson Exempt Marital Trust. F3 · ownership.nature: Held by the Randall D. Sampson GST Trust, of which Mr. Sampson is the grantor and his grandchildren are beneficiaries. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 17:11 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GiftCommon Stock | 14,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-23-000048 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,620 F1 · shares: Shares received as a gift from the Marian Arlis Sampson Revocable Trust. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 16:12 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 520 | $26.50 | $13,780.00 |
DisclosureSEC source: 0001672909-23-000007 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,070 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 15:04 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-23-000006 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,590 F1 · shares: Deferred stock awards vest 25% annually for each of the next four years. Read SEC document |
| February 17, 2023 Filed Mar 2, 2023 14:21 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 646 | $25.57 | $16,518.22 |
DisclosureSEC source: 0001672909-23-000003 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,990 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 16, 2023 Filed Mar 2, 2023 14:21 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 359 | $25.70 | $9,226.30 |
DisclosureSEC source: 0001672909-23-000003 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President & CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,636 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:42 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GrantCommon Stock | 15,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009874 · form4-09222022_010927.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,328 F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant. F2 · balance_after: Reflects the effect of the Company's 1-for-4 reverse stock split on March 18, 2022. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 16:18 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 520 | $20.59 | $10,706.80 |
DisclosureSEC source: 0001672909-22-000009 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,995 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with a deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 10:04 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 727 | $20.00 | $14,540.00 |
DisclosureSEC source: 0001672909-22-000007 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,515 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with a deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 10:04 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionCommon Stock | 2,379 | $20.00 | $47,580.00 |
DisclosureSEC source: 0001672909-22-000007 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 13:52 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 1,938 | $21.80 | $42,248.40 |
DisclosureSEC source: 0001672909-22-000004 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,844 F2 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| February 17, 2022 Filed Mar 1, 2022 13:03 UTC Amendment | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 1,919 | $21.80 | $41,834.20 |
DisclosureSEC source: 0001672909-22-000005 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,863 F2 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F3 · shares: Amendment to original filing is due to an oversight in Table I - Box 4 as the amount of shares withheld was incorrect. The correct amount is 1,919. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 13:52 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-22-000004 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,782 F1 · shares: Deferred stock awards vest 25% annually for each of the next four years. Read SEC document |
| February 16, 2022 Filed Mar 1, 2022 13:03 UTC Amendment | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-22-000005 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner Sampson Family Real Estate Holdings, LLC · CIK 0001904182 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,782 F1 · shares: Deferred stock awards vest 25% annually for each of the next four years. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $4.94 | $0.00 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 14 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2027-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Option fully vested on June 17, 2021 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 12,500 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 13 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2026-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Option fully vested on May 22, 2020 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $4.34 | $0.00 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 12 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2024-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option fully vested on May 24, 2018 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 16,767 | $0.00 Strike: $6.33 | $0.00 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 11 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,767 shares Expires 2023-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Option fully vested on May 19, 2017 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | OtherStock Option (Right-to-Buy) · Derivative | 16,767 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · derivative · entry 10 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,767 shares Expires 2022-05-21 F4 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 6,909 | $7.15 | $49,399.35 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 8 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 10,000 | $4.94 | $49,400.00 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 7 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 4,790 | $7.15 | $34,248.50 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 6 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,463 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 12,500 | $2.74 | $34,250.00 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 5 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 6,069 | $7.15 | $43,393.35 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 4 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,753 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 10,000 | $4.34 | $43,400.00 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 3 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 14,844 | $7.15 | $106,134.60 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,822 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:30 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 16,767 | $6.33 | $106,135.11 |
DisclosureSEC source: 0001615594-21-000083 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 34,550 shares owned by reporting person individually and 25,349 shares owned jointly by reporting person and his spouse Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 15:52 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 778 | $13.70 | $10,658.60 |
DisclosureSEC source: 0001672909-21-000004 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,370 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with a deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 15:52 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionCommon Stock | 2,168 | $13.70 | $29,701.60 |
DisclosureSEC source: 0001672909-21-000004 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 15:38 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 5,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-21-000003 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,980 F2 · shares: Deferred stock awards vest 33% annually for each of the next three years. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 15:38 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-21-000003 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,580 F1 · shares: Deferred stock awards vest 100% in February 2022. Read SEC document |
| December 10, 2020 Filed Dec 10, 2020 16:51 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 1,560 | $12.58 | $19,624.80 |
DisclosureSEC source: 0001672909-20-000046 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,980 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| December 10, 2020 Filed Dec 16, 2020 15:55 UTC Amendment | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 1,560 | $12.43 | $19,390.80 |
DisclosureSEC source: 0001672909-20-000048 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,980 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. F4 · price: Amendment to original filing is due to an oversight in Table I - Box 4 as the price of securities disposed was incorrect. The correct price was $12.43. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 11:07 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | GrantCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001672909-20-000029 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,540 F1 · shares: Deferred stock awards vest 60% in December 2020, 20% in March 2022, and 20% in March 2023. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 20:01 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $4.94 | $0.00 |
DisclosureSEC source: 0001615594-20-000036 · primary_doc.xml · derivative · entry 3 SAMPSON RANDALL D · CIK 0001042527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-06-17 Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 12:57 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Tax withholdingCommon Stock | 2,373 | $11.00 | $26,103.00 |
DisclosureSEC source: 0001672909-20-000004 · primary_doc.xml · nonDerivative · entry 2 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,040 F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with a deferred stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 12:57 UTC | Canterbury Park Holding Corp CPHC · Entity 6889 | Exercise / conversionCommon Stock | 7,133 | $11.00 | $78,463.00 |
DisclosureSEC source: 0001672909-20-000004 · primary_doc.xml · nonDerivative · entry 1 SAMPSON RANDALL D · CIK 0001042527 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.