Holland Tom

SEC source: 0001415889-24-017191 · form4-06172024_080604.xml · nonDerivative · entry 1

Holland Tom · CIK 0001915881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,012

F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024.

SEC source: 0001415889-24-000906 · form4-01102024_090138.xml · nonDerivative · entry 1

Holland Tom · CIK 0001915881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,190

F1 · shares: Restricted Stock Units that fully vest on January 8, 2025.

SEC source: 0001415889-23-015374 · form4-11222023_021114.xml · nonDerivative · entry 1

Holland Tom · CIK 0001915881 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 21,102

F1 · shares: As previously reported on the Form 4 filed by the reporting person on March 28, 2022, the reporting person's trust had 1,518 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders.

SEC source: 0001415889-22-009875 · form4-09222022_010911.xml · nonDerivative · entry 1

Holland Tom · CIK 0001915881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,190

F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant.

SEC source: 0001415889-22-003406 · form4-03282022_060318.xml · nonDerivative · entry 1

Holland Tom · CIK 0001915881 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 22,620

F1 · price: The reporting person acquired 7,945 shares of issuer common stock, par value $0.05 per share (the "Common Stock"), in exchange for 81,301 Class A Units of Pineapple Energy, LLC ("Pineapple") pursuant to Pineapple's merger into the issuer (the "Merger") on March 28, 2022 (the "Closing Date"). Additionally, on the Closing Date, the reporting person became entitled to receive 4,554 shares of Common Stock pursuant to an "earn-out" provision (the "Earn-Out Consideration") in the Merger agreement, which entitled certain Pineapple shareholders to receive additional shares of Common Stock if a funding-related condition to the closing of the Merger was satisfied by Pineapple or waived by the issuer. Of the 4,554 shares of Common Stock of Earn-Out Consideration, 1,518 shares of Common Stock are being held in escrow by a third-party escrow agent, (CONTINUED IN FOOTNOTE 2)

F2 · price: (CONTINUING FROM FOOTNOTE 1) and will be distributed according to the terms of an escrow agreement that was entered into on the Closing Date by and among the issuer and certain Pineapple shareholders (the "Escrow Agreement"), which states that if the volume weighted average trading price of the Common Stock for the 30 consecutive trading days beginning on April 4, 2022 ("VWAP") is $8.00 per share of Common Stock or higher, the reporting person shall receive all of the 1,518 escrowed shares of Common Stock; however, to the extent the VWAP is below $8.00, the number of shares of Common Stock to be issued shall be reduced in accordance with the formula outlined in Section 6(c)(ii) of the Escrow Agreement. The remaining 3,036 shares of Earn-Out Consideration were issued to the reporting person in connection with the closing of the Merger. The closing price of the issuer's common stock on the Closing Date was $8.18.