Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMMUNIDYNE CORPJCS · Entity 171408 | Director | December 01, 2017 | December 05, 2017 |
| SUNation Energy, Inc.SUNE · Entity 7787 | Director | December 11, 2024 | December 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMMUNIDYNE CORP
Report date December 01, 2017 · Filed December 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,316.439 |
Reported balance
After 2017-12-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-01 · Exercise / conversion · Acquired 4,166 · Balance 52,316.439 F1: Includes all Employee Stock Purchase Plan issuances through 12/1/2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $3.63 · Expires 2017-12-01 | Direct | 0 |
Reported balance
After 2017-12-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-12-01 · Exercise / conversion · Disposed 4,166 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes all Employee Stock Purchase Plan issuances through 12/1/2017.
SUNation Energy, Inc.
Report date December 11, 2024 · Filed December 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Last balance in matching sequence
After 2024-12-11 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-12-11 · Purchase · Acquired 1,200 · Balance 1,520 F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024. Row 2 · 2024-12-11 · Purchase · Acquired 480 · Balance 2,000 F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2024 Filed Dec 13, 2024 21:00 UTC | SUNation Energy, Inc. SUNE · Entity 7787 | PurchaseCommon Stock | 480 | $2.80 | $1,344.00 |
DisclosureSEC source: 0001213900-24-108851 · ownership.xml · nonDerivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 21:00 UTC | SUNation Energy, Inc. SUNE · Entity 7787 | PurchaseCommon Stock | 1,200 | $2.85 | $3,420.00 |
DisclosureSEC source: 0001213900-24-108851 · ownership.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,520 F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-50 reverse stock split that was effected on October 17, 2024 and the 1-for-15 reverse stock split that was effected on June 12, 2024. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 20:33 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | PurchaseCommon Stock | 12,250 | $1.65 | $20,212.50 |
DisclosureSEC source: 0001415889-24-016941 · form4-06142024_080603.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,009 F1 · balance_after: The number of shares beneficially owned reflects adjustments for the Company's 1-for-15 reverse stock split that was effected on June 12, 2024. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 21:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-000905 · form4-01102024_090110.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,412 F1 · shares: Restricted Stock Units that fully vest on January 8, 2025. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:40 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | GrantCommon Stock | 15,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009871 · form4-09222022_010946.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,412 F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant. Read SEC document |
| May 12, 2022 Filed May 17, 2022 00:02 UTC | SUNation Energy, Inc. PEGY · Entity 7787 | PurchaseCommon Stock | 1,500 | $2.39 | $3,586.50 |
DisclosureSEC source: 0001415889-22-005070 · form4-05162022_050519.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,222 F1 · balance_after: Reflects the effect of the Company's 1-for-4 reverse stock split on March 18, 2022. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 15,865 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 28 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,865 shares Expires 2027-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 4,579 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 27 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,579 shares Expires 2026-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 61,875 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 26 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,875 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 40,794 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 25 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,794 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 15,456 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 24 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,456 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 41,250 | $0.00 Strike: $6.85 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 23 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41.25 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 16,667 | $0.00 Strike: $7.34 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 22 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,667 shares Expires 2023-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | OtherStock Option (Right-to-Buy) · Derivative | 25,050 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 21 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,050 shares Expires 2022-05-21 F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | OtherStock Option (Right-to-Buy) · Derivative | 18,850 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 20 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,850 shares Expires 2022-04-03 F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | OtherStock Option (Right-to-Buy) · Derivative | 6,100 | $0.00 Strike: $11.09 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 19 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,100 shares Expires 2022-04-03 F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | OtherStock Option (Right-to-Buy) · Derivative | 22,655 | $0.00 Strike: $11.65 | $0.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · derivative · entry 18 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,655 shares Expires 2022-03-17 F1 · derivative.exercise_date: As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 6,723 | $7.15 | $48,069.45 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 16 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,890.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 15,865 | $7.15 | $113,434.75 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 15 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,613.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,941 | $7.15 | $13,878.15 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 14 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,748.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 4,579 | $7.15 | $32,739.85 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 13 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,689.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 31,072 | $7.15 | $222,164.80 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 12 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,110.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 35,095 | $5.39 | $189,162.05 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 11 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,182.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 5,297 | $7.15 | $37,873.55 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 10 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,087.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 7,500 | $2.64 | $19,800.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 9 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,384.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 35,006 | $7.15 | $250,292.90 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 8 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,884.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 50,000 | $2.55 | $127,500.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 7 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,890.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 47,610 | $7.15 | $340,411.50 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 6 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,890.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 61,875 | $3.61 | $223,368.75 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 5 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,500.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 46,176 | $7.15 | $330,158.40 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 4 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,625.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 56,250 | $4.40 | $247,500.00 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 3 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,801.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 40,444 | $7.15 | $289,174.60 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,551.579 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:45 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 41,250 | $6.85 | $282,562.50 |
DisclosureSEC source: 0001615594-21-000087 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director · Chairman/Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,995.579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 13, 2021 21:32 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 3,027 | $6.64 | $20,099.28 |
DisclosureSEC source: 0001615594-21-000055 · primary_doc.xml · nonDerivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,745.579 F2 · shares: Represents share withholding in connection with the vesting of 7,933 Restricted Stock Units. Read SEC document |
| May 06, 2021 Filed May 13, 2021 21:32 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 7,933 | $6.64 | $52,675.12 |
DisclosureSEC source: 0001615594-21-000055 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,772.579 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:40 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,708 | $6.02 | $10,282.16 |
DisclosureSEC source: 0001615594-21-000041 · primary_doc.xml · nonDerivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,839.579 F1 · shares: Represents share withholding in connection with the vesting of 4,578 Restricted Stock Units. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:40 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 4,578 | $6.02 | $27,559.56 |
DisclosureSEC source: 0001615594-21-000041 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,547.579 Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:26 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 5,049 | $5.96 | $30,092.04 |
DisclosureSEC source: 0001615594-21-000023 · primary_doc.xml · nonDerivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,969.579 Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:26 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 11,512 | $5.96 | $68,611.52 |
DisclosureSEC source: 0001615594-21-000023 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,018.579 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through March 4, 2021. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantRestricted Stock Units · Derivative | 23,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-20-000028 · primary_doc.xml · derivative · entry 4 Lacey Roger HD · CIK 0001469238 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,798 Underlying: Common Stock · 23,798 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 35,095 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001615594-20-000028 · primary_doc.xml · derivative · entry 3 Lacey Roger HD · CIK 0001469238 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,095 Underlying: Common Stock · 35,095 shares Expires 2027-05-06 F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 21:23 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,750 | $4.46 | $7,805.00 |
DisclosureSEC source: 0001615594-20-000025 · primary_doc.xml · nonDerivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,368.443 F1 · shares: Represents share withholding in connection with the vesting of 4,579 Restricted Stock Units. F2 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 3/30/2020. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 21:23 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 4,579 | $4.46 | $20,422.34 |
DisclosureSEC source: 0001615594-20-000025 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,118.443 Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 13:29 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 200 | $4.95 | $990.60 |
DisclosureSEC source: 0001615594-19-000033 · primary_doc.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,768.443 F1 · balance_after: Reflects all Employee Stock Purchase Plan and shares purchased through a broker-sponsored Dividend Reinvestment Plan through September 10, 2019. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 16:29 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantRestricted Stock Units · Derivative | 13,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-19-000007 · primary_doc.xml · derivative · entry 4 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,736 Underlying: Common Stock · 13,736 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 16:29 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 7,500 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001615594-19-000007 · primary_doc.xml · derivative · entry 3 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2026-03-28 F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 19:19 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 2,500 | $0.00 Strike: $2.55 | $0.00 |
DisclosureSEC source: 0001615594-18-000060 · primary_doc.xml · derivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2025-12-12 Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 18:31 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,636 | $3.56 | $5,824.16 |
DisclosureSEC source: 0000897101-18-000331 · csi181813lacey_4.xml · nonDerivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,018.86 Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 18:31 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 4,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000331 · csi181813lacey_4.xml · nonDerivative · entry 1 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,654.86 Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 18:00 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 61,875 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001615594-18-000023 · primary_doc.xml · derivative · entry 2 Lacey Roger HD · CIK 0001469238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,875 Underlying: Common Stock · 61,875 shares Expires 2025-03-09 F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.