Honour Scott

SEC source: 0001415889-24-015767 · form4-06062024_080626.xml · nonDerivative · entry 1

Honour Scott · CIK 0001437760 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lake Street Solar LLC

Disclosed balance after: 1,075,418

F1 · price: Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 4, 2024 with sale prices ranging from $0.2047 to $0.2074 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Scott Honour is the chief executive officer and a managing member of Northern Pacific Growth Investment Advisors, LLC ("NPGIA") and may be deemed to have a pecuniary interest in the securities held by NPGIA. NPGIA indirectly controls Lake Street Solar LLC ("Lake Street") and NPGIA and Mr. Honour may be deemed to have pecuniary interests in the securities held by Lake Street. Mr. Honour disclaims beneficial ownership of the securities held by NPGIA and Lake Street, except to the extent of his pecuniary interest therein. NPGIA and Lake Street previously submitted filings pursuant to Section 16(a) on an individual basis.

SEC source: 0001415889-24-000909 · form4-01102024_090150.xml · nonDerivative · entry 1

Honour Scott · CIK 0001437760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,190

F1 · shares: Restricted Stock Units that fully vest on January 8, 2025.

SEC source: 0001209191-23-053318 · doc4.xml · derivative · entry 2

Perception Capital Partners II LLC · CIK 0001843892 · 10% owner

Perception Capital Partners LLC · CIK 0001998184 · 10% owner

Northern Pacific Group, L.P. · CIK 0001998138 · 10% owner

Honour Scott · CIK 0001437760 · Director · 10% owner

Haymaker Marcy · CIK 0001890980 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,050,000

Underlying: Common Stock · 10,050,000 shares

Expires 2028-10-19

F3 · derivative.exercise_price: Represents warrants of the Issuer ("Private Placement Warrants") purchased by Sponsor in a private placement in connection with the Issuer's initial public offering. Each Private Placement Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing thirty days following the Closing and expire on October 19, 2028.

F3 · kind: Represents warrants of the Issuer ("Private Placement Warrants") purchased by Sponsor in a private placement in connection with the Issuer's initial public offering. Each Private Placement Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing thirty days following the Closing and expire on October 19, 2028.

F3 · price: Represents warrants of the Issuer ("Private Placement Warrants") purchased by Sponsor in a private placement in connection with the Issuer's initial public offering. Each Private Placement Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing thirty days following the Closing and expire on October 19, 2028.

F3 · derivative.exercise_date: Represents warrants of the Issuer ("Private Placement Warrants") purchased by Sponsor in a private placement in connection with the Issuer's initial public offering. Each Private Placement Warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share, subject to certain adjustments. The Private Placement Warrants may be exercised commencing thirty days following the Closing and expire on October 19, 2028.

F2 · ownership.direct: Sponsor is managed by Perception Capital Partners LLC, which is controlled by Northern Pacific Group, L.P. Scott Honour and Marcy Haymaker control Northern Pacific Group, L.P. As a result, Scott Honour and Marcy Haymaker may be deemed to beneficially own shares held by Sponsor by virtue of their indirect shared control over Sponsor.

SEC source: 0001209191-23-053318 · doc4.xml · nonDerivative · entry 1

Perception Capital Partners II LLC · CIK 0001843892 · 10% owner

Perception Capital Partners LLC · CIK 0001998184 · 10% owner

Northern Pacific Group, L.P. · CIK 0001998138 · 10% owner

Honour Scott · CIK 0001437760 · Director · 10% owner

Haymaker Marcy · CIK 0001890980 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,075,000

F1 · kind: To facilitate fundraising efforts of the Issuer (f/k/a Perception Capital Corp. II) in connection with the Issuer's proposed initial business combination, Perception Capital Partners II LLC ("Sponsor") agreed to forfeit for cancellation certain shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") upon the closing of the Issuer's initial business combination on October 19, 2023 (the "Closing"), pursuant to a letter agreement, dated October 4, 2023, between Sponsor and the Issuer.

F1 · price: To facilitate fundraising efforts of the Issuer (f/k/a Perception Capital Corp. II) in connection with the Issuer's proposed initial business combination, Perception Capital Partners II LLC ("Sponsor") agreed to forfeit for cancellation certain shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") upon the closing of the Issuer's initial business combination on October 19, 2023 (the "Closing"), pursuant to a letter agreement, dated October 4, 2023, between Sponsor and the Issuer.

F2 · ownership.direct: Sponsor is managed by Perception Capital Partners LLC, which is controlled by Northern Pacific Group, L.P. Scott Honour and Marcy Haymaker control Northern Pacific Group, L.P. As a result, Scott Honour and Marcy Haymaker may be deemed to beneficially own shares held by Sponsor by virtue of their indirect shared control over Sponsor.

SEC source: 0000899243-23-019977 · doc4.xml · derivative · entry 2

Perception Capital Partners II LLC · CIK 0001843892 · 10% owner

Honour Scott · CIK 0001437760 · Director · 10% owner

Haymaker Marcy · CIK 0001890980 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,660,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B ordinary shares, par value $0.0001 per share of the Issuer (f/k/a Perception Capital Corp. II), converted automatically, on a one-for-one basis, into shares of common stock, par value $0.0001 per share, of Spectaire Holdings Inc. as a result of the Issuer's domestication as a corporation incorporated in the State of Delaware in connection with the Issuer's proposed initial business combination pursuant to the Agreement and Plan of Merger, dated as of January 16, 2023, by and between the Issuer, Spectaire Inc. and Perception Spectaire Merger Sub Corp.

F1 · kind: The Class B ordinary shares, par value $0.0001 per share of the Issuer (f/k/a Perception Capital Corp. II), converted automatically, on a one-for-one basis, into shares of common stock, par value $0.0001 per share, of Spectaire Holdings Inc. as a result of the Issuer's domestication as a corporation incorporated in the State of Delaware in connection with the Issuer's proposed initial business combination pursuant to the Agreement and Plan of Merger, dated as of January 16, 2023, by and between the Issuer, Spectaire Inc. and Perception Spectaire Merger Sub Corp.

F1 · price: The Class B ordinary shares, par value $0.0001 per share of the Issuer (f/k/a Perception Capital Corp. II), converted automatically, on a one-for-one basis, into shares of common stock, par value $0.0001 per share, of Spectaire Holdings Inc. as a result of the Issuer's domestication as a corporation incorporated in the State of Delaware in connection with the Issuer's proposed initial business combination pursuant to the Agreement and Plan of Merger, dated as of January 16, 2023, by and between the Issuer, Spectaire Inc. and Perception Spectaire Merger Sub Corp.

F1 · derivative.exercise_date: The Class B ordinary shares, par value $0.0001 per share of the Issuer (f/k/a Perception Capital Corp. II), converted automatically, on a one-for-one basis, into shares of common stock, par value $0.0001 per share, of Spectaire Holdings Inc. as a result of the Issuer's domestication as a corporation incorporated in the State of Delaware in connection with the Issuer's proposed initial business combination pursuant to the Agreement and Plan of Merger, dated as of January 16, 2023, by and between the Issuer, Spectaire Inc. and Perception Spectaire Merger Sub Corp.

F1 · derivative.expiration_date: The Class B ordinary shares, par value $0.0001 per share of the Issuer (f/k/a Perception Capital Corp. II), converted automatically, on a one-for-one basis, into shares of common stock, par value $0.0001 per share, of Spectaire Holdings Inc. as a result of the Issuer's domestication as a corporation incorporated in the State of Delaware in connection with the Issuer's proposed initial business combination pursuant to the Agreement and Plan of Merger, dated as of January 16, 2023, by and between the Issuer, Spectaire Inc. and Perception Spectaire Merger Sub Corp.

F2 · ownership.direct: The reporting person is manage by Perception Capital Partners LLC, which is controlled by Northern Pacific Group, L.P. Scott Honour and Marcy Haymaker may be deemed to beneficially own shares held by the reporting person by virtue of their indirect shared control over the reporting person.

SEC source: 0000899243-23-019977 · doc4.xml · nonDerivative · entry 1

Perception Capital Partners II LLC · CIK 0001843892 · 10% owner

Honour Scott · CIK 0001437760 · Director · 10% owner

Haymaker Marcy · CIK 0001890980 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,660,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Class B ordinary shares, par value $0.0001 per share of the Issuer (f/k/a Perception Capital Corp. II), converted automatically, on a one-for-one basis, into shares of common stock, par value $0.0001 per share, of Spectaire Holdings Inc. as a result of the Issuer's domestication as a corporation incorporated in the State of Delaware in connection with the Issuer's proposed initial business combination pursuant to the Agreement and Plan of Merger, dated as of January 16, 2023, by and between the Issuer, Spectaire Inc. and Perception Spectaire Merger Sub Corp.

F1 · price: The Class B ordinary shares, par value $0.0001 per share of the Issuer (f/k/a Perception Capital Corp. II), converted automatically, on a one-for-one basis, into shares of common stock, par value $0.0001 per share, of Spectaire Holdings Inc. as a result of the Issuer's domestication as a corporation incorporated in the State of Delaware in connection with the Issuer's proposed initial business combination pursuant to the Agreement and Plan of Merger, dated as of January 16, 2023, by and between the Issuer, Spectaire Inc. and Perception Spectaire Merger Sub Corp.

F2 · ownership.direct: The reporting person is manage by Perception Capital Partners LLC, which is controlled by Northern Pacific Group, L.P. Scott Honour and Marcy Haymaker may be deemed to beneficially own shares held by the reporting person by virtue of their indirect shared control over the reporting person.

SEC source: 0001213900-23-035861 · ownership.xml · derivative · entry 1

Honour Scott · CIK 0001437760 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Limited Partnership

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-03-27

F1 · derivative.underlying: By Honour Capital Partnership LP (the "Partnership"), where Mr. Honour is the Partner.

F1 · ownership.nature: By Honour Capital Partnership LP (the "Partnership"), where Mr. Honour is the Partner.

SEC source: 0001415889-22-009876 · form4-09222022_010951.xml · nonDerivative · entry 1

Honour Scott · CIK 0001437760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,190

F1 · shares: Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant.

SEC source: 0001213900-21-047503 · ownership.xml · derivative · entry 6

Honour Scott · CIK 0001437760 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sustainable Opportunities Holdings LLC

Disclosed balance after: 9,500,000

Underlying: Common Shares · 9,500,000 shares

Expires not disclosed

F3 · kind: Pursuant to the private placement warrant purchase agreement between the Sponsor and the Issuer, dated as of May 5, 2020, the Sponsor purchased an aggregate of 9,500,000 private placement warrants to purchase Class A ordinary shares on a one-for-one basis. In connection with the Business Combination, the private placement warrants became exercisable for common shares on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing 30 days after completion of the Business Combination and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.

F3 · price: Pursuant to the private placement warrant purchase agreement between the Sponsor and the Issuer, dated as of May 5, 2020, the Sponsor purchased an aggregate of 9,500,000 private placement warrants to purchase Class A ordinary shares on a one-for-one basis. In connection with the Business Combination, the private placement warrants became exercisable for common shares on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing 30 days after completion of the Business Combination and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.

F3 · derivative.exercise_date: Pursuant to the private placement warrant purchase agreement between the Sponsor and the Issuer, dated as of May 5, 2020, the Sponsor purchased an aggregate of 9,500,000 private placement warrants to purchase Class A ordinary shares on a one-for-one basis. In connection with the Business Combination, the private placement warrants became exercisable for common shares on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing 30 days after completion of the Business Combination and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: Pursuant to the private placement warrant purchase agreement between the Sponsor and the Issuer, dated as of May 5, 2020, the Sponsor purchased an aggregate of 9,500,000 private placement warrants to purchase Class A ordinary shares on a one-for-one basis. In connection with the Business Combination, the private placement warrants became exercisable for common shares on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing 30 days after completion of the Business Combination and expire five years after the completion of the Business Combination or earlier upon redemption or liquidation.

F4 · ownership.direct: The Reporting Person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-21-047503 · ownership.xml · derivative · entry 5

Honour Scott · CIK 0001437760 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sustainable Opportunities Holdings LLC

Disclosed balance after: 741,000

Underlying: Common Shares · 741,000 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F2 · price: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F2 · derivative.exercise_date: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F2 · derivative.expiration_date: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F4 · ownership.direct: The Reporting Person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-21-047503 · ownership.xml · derivative · entry 4

Honour Scott · CIK 0001437760 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sustainable Opportunities Holdings LLC

Disclosed balance after: 500,000

Underlying: Common Shares · 500,000 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F2 · price: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F2 · derivative.exercise_date: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F2 · derivative.expiration_date: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F4 · ownership.direct: The Reporting Person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-21-047503 · ownership.xml · derivative · entry 3

Honour Scott · CIK 0001437760 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sustainable Opportunities Holdings LLC

Disclosed balance after: 0

Underlying: Class A ordinary shares · 7,410,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On September 9, 2021, Sustainable Opportunities Acquisition Corp. (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. In connection with the Business Combination, each Class B ordinary share automatically converted into one common share on a one-for-one basis.

F1 · price: On September 9, 2021, Sustainable Opportunities Acquisition Corp. (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. In connection with the Business Combination, each Class B ordinary share automatically converted into one common share on a one-for-one basis.

F1 · derivative.exercise_date: On September 9, 2021, Sustainable Opportunities Acquisition Corp. (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. In connection with the Business Combination, each Class B ordinary share automatically converted into one common share on a one-for-one basis.

F1 · derivative.expiration_date: On September 9, 2021, Sustainable Opportunities Acquisition Corp. (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. In connection with the Business Combination, each Class B ordinary share automatically converted into one common share on a one-for-one basis.

F4 · ownership.direct: The Reporting Person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-21-047503 · ownership.xml · nonDerivative · entry 2

Honour Scott · CIK 0001437760 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sustainable Opportunities Holdings LLC

Disclosed balance after: 6,669,000

F2 · kind: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F2 · price: In connection with the Business Combination, Sustainable Opportunities Holdings LLC (the "Sponsor") exchanged 741,000 common shares for Class I Special Shares and Class J Special Shares, each of which is automatically convertible into common shares on a one-for-one basis if the common shares trade for at least $50.00 per share, in the case of the Class I Special Shares, or $12.00 per share, in the case of the Class J Sponsor Shares, in each case on any twenty trading days in any thirty trading day period or in the event of certain changes of control.

F4 · ownership.direct: The Reporting Person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-21-047503 · ownership.xml · nonDerivative · entry 1

Honour Scott · CIK 0001437760 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sustainable Opportunities Holdings LLC

Disclosed balance after: 7,410,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 9, 2021, Sustainable Opportunities Acquisition Corp. (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. In connection with the Business Combination, each Class B ordinary share automatically converted into one common share on a one-for-one basis.

F1 · price: On September 9, 2021, Sustainable Opportunities Acquisition Corp. (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. In connection with the Business Combination, each Class B ordinary share automatically converted into one common share on a one-for-one basis.

F4 · ownership.direct: The Reporting Person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-20-015448 · ownership.xml · derivative · entry 1

Honour Scott · CIK 0001437760 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sustainable Opportunities Holdings LLC

Disclosed balance after: 7,410,000

Underlying: Class A ordinary shares · 1,125,000 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects the automatic surrender to the issuer of 1,125,000 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by Sustainable Opportunities Holdings LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 1,125,000 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by Sustainable Opportunities Holdings LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-237245) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-237245) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-237245) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.