STT

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · nonDerivative · entry 5

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F3 · price: Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F2 · price: Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

SEC source: 0000093751-23-000668 · wk-form4_1692310112.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-23-000644 · wk-form4_1691092853.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · President and COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,215

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2023.

SEC source: 0000093751-23-000618 · wf-form4_168478705625508.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,878

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2023.

SEC source: 0000093751-23-000620 · wf-form4_168487500348630.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,860

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.67 through $69.50, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

SEC source: 0000093751-23-000620 · wf-form4_168487500348630.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,020

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.59 through $68.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

SEC source: 0000093751-23-000618 · wf-form4_168478705625508.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,197

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2023.

SEC source: 0000093751-23-000616 · wf-form4_168452794663419.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,356

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000615 · wf-form4_168452792577023.xml · nonDerivative · entry 1

Rhea John B · CIK 0001694266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,399

F1 · shares: Payment of Director's stock award and retainers.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000614 · wf-form4_168452789852377.xml · nonDerivative · entry 1

Portalatin Julio A · CIK 0001541365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,659

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000613 · wf-form4_168452787449079.xml · nonDerivative · entry 1

O'Sullivan Sean · CIK 0001704680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,963

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000612 · wf-form4_168452785035644.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,902

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000611 · wf-form4_168452780397858.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,180

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000610 · wf-form4_168452777896339.xml · nonDerivative · entry 1

Freda William C · CIK 0001626695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,135

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000609 · wf-form4_168452775400098.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,570

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000608 · wf-form4_168452772028868.xml · nonDerivative · entry 1

DeMaio Donna · CIK 0001704321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,051

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000607 · wf-form4_168452769839802.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,214

F1 · shares: Payment of Director's stock award.

SEC source: 0000093751-23-000605 · wf-form4_168452768045852.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,792

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000587 · wf-form4_168435712989404.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,011

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · derivative · entry 10

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,137

Underlying: Common Stock · 4,027 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F8 · derivative.exercise_date: Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · derivative · entry 9

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,612

Underlying: Common Stock · 2,515 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F7 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · derivative · entry 8

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,744

Underlying: Common Stock · 2,581 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F6 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · nonDerivative · entry 6

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F4 · price: Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · nonDerivative · entry 5

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F3 · price: Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,871

F2 · price: Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.

SEC source: 0000093751-23-000586 · wf-form4_168435711103183.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

SEC source: 0000093751-23-000585 · wf-form4_168435708994835.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,100

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 2

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,462

F1 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-24-000954 · wk-form4_1732051375.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,472

F1 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

SEC source: 0000093751-23-000541 · wf-form4_167770595460061.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,184

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.02 through $89.04, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

SEC source: 0000093751-23-000539 · wf-form4a_167762591865540.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,494

F1 · date: On February 28, 2023, the reporting person filed a Form 4 that, due to administrative error, included the incorrect transaction date of February 24, 2023. This amendment corrects the date of the transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.41 through $88.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

SEC source: 0000093751-23-000537 · wf-form4_167761992530783.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,546

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000536 · wf-form4_167761989644306.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,242

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000534 · wf-form4_167761979631772.xml · derivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,164

Underlying: Common Stock · 24,164 shares

Expires 2026-02-15

F3 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F3 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F4 · derivative.exercise_date: Award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan. One-half of these units vest in three equal quarterly installments commencing May 15, 2023. The remaining units vest in nine equal quarterly installments commencing February 15, 2024.

SEC source: 0000093751-23-000534 · wf-form4_167761979631772.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,871

SEC source: 0000093751-23-000534 · wf-form4_167761979631772.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,071

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000535 · wf-form4_167761985071336.xml · nonDerivative · entry 2

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,491

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.62 through $86.71, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

SEC source: 0000093751-23-000535 · wf-form4_167761985071336.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,491

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000532 · wf-form4_167761972809054.xml · nonDerivative · entry 1

Hung Yie-Hsin · CIK 0001549066 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,229

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000531 · wf-form4_167761969791633.xml · nonDerivative · entry 1

Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,439

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000533 · wf-form4_167761976373414.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,015

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000530 · wf-form4_167761967069124.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,590

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000529 · wf-form4_167761963882277.xml · nonDerivative · entry 1

FRANZ BRIAN J · CIK 0001798881 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,122

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

SEC source: 0000093751-23-000527 · wf-form4_167761954395925.xml · nonDerivative · entry 4

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,493

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.41 through $88.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

SEC source: 0000093751-23-000527 · wf-form4_167761954395925.xml · nonDerivative · entry 3

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,218

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 24, 2023 pursuant to State Street Corporation 2017 Stock Incentive Plan.