Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STATE STREET CORPSTT · Entity 242 | EVP; Gen Counsel and Secretary | November 15, 2023 | November 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STATE STREET CORP
Report date November 15, 2023 · Filed November 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,318 |
Reported balance
After 2023-11-15 transaction · row 1
1 source rowRow 1 · 2023-11-15 · Tax withholding · Disposed 391 · Balance 71,318 F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2023 Filed Nov 17, 2023 20:57 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 391 | $69.73 | $27,264.43 |
DisclosureSEC source: 0000093751-23-000718 · wk-form4_1700254620.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,318 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 22:09 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 391 | $69.56 | $27,197.96 |
DisclosureSEC source: 0000093751-23-000670 · wk-form4_1692310174.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,709 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:58 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 391 | $68.00 | $26,588.00 |
DisclosureSEC source: 0000093751-23-000585 · wf-form4_168435708994835.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,100 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 15,000 | $86.63 | $1,299,450.00 |
DisclosureSEC source: 0000093751-23-000535 · wf-form4_167761985071336.xml · nonDerivative · entry 2 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,491 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.62 through $86.71, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:31 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 12,475 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-23-000535 · wf-form4_167761985071336.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,491 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:15 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 4,037 | $94.11 | $379,922.07 |
DisclosureSEC source: 0000093751-23-000509 · wf-form4_167666852462346.xml · nonDerivative · entry 3 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,016 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:15 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 4,205 | $94.11 | $395,732.55 |
DisclosureSEC source: 0000093751-23-000509 · wf-form4_167666852462346.xml · nonDerivative · entry 2 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,053 F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:15 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 12,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-23-000509 · wf-form4_167666852462346.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,258 F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:56 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 717 | $79.46 | $56,972.82 |
DisclosureSEC source: 0000093751-22-000641 · wf-form4_166872217076937.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,306 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:03 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 717 | $74.46 | $53,387.82 |
DisclosureSEC source: 0000093751-22-000600 · wf-form4_166076660615526.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,023 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:51 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 717 | $69.21 | $49,623.57 |
DisclosureSEC source: 0000093751-22-000524 · wf-form4_165282056813981.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,740 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:21 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,389 | $88.74 | $123,259.86 |
DisclosureSEC source: 0000093751-22-000472 · wf-form4_164617686771589.xml · nonDerivative · entry 3 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,457 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on March 1, 2019 as part of 2018 compensation. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:21 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 3,131 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-22-000472 · wf-form4_164617686771589.xml · nonDerivative · entry 2 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,846 F2 · shares: Settlement of a performance award granted on March 1, 2019 as part of 2018 compensation. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:21 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 13,342 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-22-000472 · wf-form4_164617686771589.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,715 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:36 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 2,062 | $100.32 | $206,859.84 |
DisclosureSEC source: 0000093751-22-000442 · wf-form4_164513735679031.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,373 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:13 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,059 | $99.92 | $105,815.28 |
DisclosureSEC source: 0000093751-21-000716 · wf-form4_163718357106162.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,435 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 20:07 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,059 | $90.79 | $96,146.61 |
DisclosureSEC source: 0000093751-21-000661 · wf-form4_162923085365295.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,494 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:47 UTC | STATE STREET CORP STT · Entity 242 | SaleCommon Stock | 50,000 | $84.30 | $4,215,000.00 |
DisclosureSEC source: 0000093751-21-000597 · wf-form4_162163000867556.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,553 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 through $84.67, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:28 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 741 | $86.75 | $64,281.75 |
DisclosureSEC source: 0000093751-21-000565 · wf-form4_162136970563828.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,553 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:38 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,016 | $72.77 | $73,934.32 |
DisclosureSEC source: 0000093751-21-000506 · wf-form4_161472467274385.xml · nonDerivative · entry 3 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,294 F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:38 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-21-000506 · wf-form4_161472467274385.xml · nonDerivative · entry 2 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,310 F2 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:38 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 15,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-21-000506 · wf-form4_161472467274385.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,564 F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:41 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,017 | $73.50 | $74,749.50 |
DisclosureSEC source: 0000093751-21-000470 · wf-form4_161359803439188.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,232 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 21:05 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,822 | $68.52 | $124,843.44 |
DisclosureSEC source: 0000093751-20-001007 · wf-form4_160564711849194.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,249 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 20:15 UTC | STATE STREET CORP STT · Entity 242 | Tax withholdingCommon Stock | 1,599 | $70.53 | $112,777.47 |
DisclosureSEC source: 0000093751-20-000950 · wf-form4_159778170175641.xml · nonDerivative · entry 1 PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,071 F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.