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STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 20, 2019 21:23 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 1,032 $70.66 $72,921.12
Disclosure

SEC source: 0000093751-19-000326 · wf-form4_155069782090823.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,619

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:23 UTC Tax withholdingCommon Stock 21,813 $70.66 $1,541,306.58
Disclosure

SEC source: 0000093751-19-000325 · wf-form4_155069778435431.xml · nonDerivative · entry 3

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,458

F5 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:23 UTC SaleCommon Stock 22,772 $70.70 $1,609,980.40
Disclosure

SEC source: 0000093751-19-000325 · wf-form4_155069778435431.xml · nonDerivative · entry 2

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,271

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.290 through 71.220, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:23 UTC SaleCommon Stock 2,228 $69.93 $155,804.04
Disclosure

SEC source: 0000093751-19-000325 · wf-form4_155069778435431.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,043

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.290 through $70.285 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:22 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 880 $70.66 $62,180.80
Disclosure

SEC source: 0000093751-19-000324 · wf-form4_155069774820729.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,298

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:21 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 397 $70.66 $28,052.02
Disclosure

SEC source: 0000093751-19-000322 · wf-form4_155069767117173.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,042

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 21:49 UTC
Sullivan George EExecutive Vice President
SaleCommon Stock 1,621 $71.25 $115,496.25
Disclosure

SEC source: 0000093751-18-000502 · wf-form4_154266415749758.xml · nonDerivative · entry 3

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,377

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 21:46 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 231 $71.25 $16,458.75
Disclosure

SEC source: 0000093751-18-000494 · wf-form4_154266396433888.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,839

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:49 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 949 $71.86 $68,195.14
Disclosure

SEC source: 0000093751-18-000503 · wf-form4_154266418150224.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,264

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:49 UTC
Sullivan George EExecutive Vice President
Tax withholdingCommon Stock 1,181 $71.86 $84,866.66
Disclosure

SEC source: 0000093751-18-000502 · wf-form4_154266415749758.xml · nonDerivative · entry 2

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,998

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:48 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 715 $71.86 $51,379.90
Disclosure

SEC source: 0000093751-18-000500 · wf-form4_154266410330730.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,480

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:49 UTC
Shagoury AntoineExecutive Vice President
Tax withholdingCommon Stock 8,804 $71.86 $632,655.44
Disclosure

SEC source: 0000093751-18-000501 · wf-form4_154266413229970.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,395

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:48 UTC
Maiuri Louis DExecutive Vice President
Tax withholdingCommon Stock 842 $71.86 $60,506.12
Disclosure

SEC source: 0000093751-18-000499 · wf-form4_154266408290664.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,472

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:47 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 619 $71.86 $44,481.34
Disclosure

SEC source: 0000093751-18-000498 · wf-form4_154266406120407.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,960

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:47 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 417 $71.86 $29,965.62
Disclosure

SEC source: 0000093751-18-000497 · wf-form4_154266403903297.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,651

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:47 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
SaleCommon Stock 25,000 $69.63 $1,740,750.00
Disclosure

SEC source: 0000093751-18-000496 · wf-form4_154266401315605.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,132

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 69.05 through 69.94, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:46 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 643 $71.86 $46,205.98
Disclosure

SEC source: 0000093751-18-000495 · wf-form4_154266398779378.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,178

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:45 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 444 $71.86 $31,905.84
Disclosure

SEC source: 0000093751-18-000493 · wf-form4_154266393913785.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,439

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
October 24, 2018 Filed Oct 25, 2018 20:04 UTC
Maiuri Louis DExecutive Vice President
PurchaseCommon Stock 740 $67.60 $50,024.00
Disclosure

SEC source: 0000093751-18-000475 · wf-form4_154049782741170.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,314

Read SEC document
October 23, 2018 Filed Oct 25, 2018 20:03 UTC PurchaseCommon Stock 500 $68.62 $34,310.00
Disclosure

SEC source: 0000093751-18-000474 · wf-form4_154049778700718.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,138

Read SEC document
October 22, 2018 Filed Nov 19, 2018 21:49 UTC
Sullivan George EExecutive Vice President
GiftCommon Stock 2,057 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000502 · wf-form4_154266415749758.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,179

Read SEC document
August 16, 2018 Filed Aug 17, 2018 20:13 UTC
Sullivan George EExecutive Vice President
SaleCommon Stock 1,611 $83.18 $134,002.98
Disclosure

SEC source: 0000093751-18-000461 · wf-form4_153453676508371.xml · nonDerivative · entry 2

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,236

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 20:10 UTC
Keenan Karen CEVP and Chief Admin. Officer
SaleCommon Stock 851 $83.18 $70,786.18
Disclosure

SEC source: 0000093751-18-000457 · wf-form4_153453662297434.xml · nonDerivative · entry 2

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,579

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 20:08 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 231 $83.18 $19,214.58
Disclosure

SEC source: 0000093751-18-000453 · wf-form4_153453647400270.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,070

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 20:07 UTC
Conway Jeff DExecutive Vice President
SaleCommon Stock 288 $83.18 $23,955.84
Disclosure

SEC source: 0000093751-18-000452 · wf-form4_153453642604042.xml · nonDerivative · entry 3

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,883

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:13 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 949 $82.92 $78,691.08
Disclosure

SEC source: 0000093751-18-000462 · wf-form4_153453680067764.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,213

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:12 UTC
Shagoury AntoineExecutive Vice President
Tax withholdingCommon Stock 358 $82.92 $29,685.36
Disclosure

SEC source: 0000093751-18-000460 · wf-form4_153453672806070.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,199

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:13 UTC
Sullivan George EExecutive Vice President
Tax withholdingCommon Stock 1,191 $82.92 $98,757.72
Disclosure

SEC source: 0000093751-18-000461 · wf-form4_153453676508371.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,847

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:11 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 225 $82.92 $18,657.00
Disclosure

SEC source: 0000093751-18-000459 · wf-form4_153453669709955.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,195

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:11 UTC
Maiuri Louis DExecutive Vice President
Tax withholdingCommon Stock 842 $82.92 $69,818.64
Disclosure

SEC source: 0000093751-18-000458 · wf-form4_153453666032461.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,574

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:10 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 620 $82.92 $51,410.40
Disclosure

SEC source: 0000093751-18-000457 · wf-form4_153453662297434.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,430

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:10 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 335 $82.92 $27,778.20
Disclosure

SEC source: 0000093751-18-000456 · wf-form4_153453658521500.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,068

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:08 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 425 $82.92 $35,241.00
Disclosure

SEC source: 0000093751-18-000454 · wf-form4_153453651048652.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,821

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:09 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
SaleCommon Stock 25,000 $83.01 $2,075,250.00
Disclosure

SEC source: 0000093751-18-000455 · wf-form4_153453655233021.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,013

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.51 through $83.41, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:07 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 444 $82.92 $36,816.48
Disclosure

SEC source: 0000093751-18-000452 · wf-form4_153453642604042.xml · nonDerivative · entry 2

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,171

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:07 UTC
Conway Jeff DExecutive Vice President
SaleCommon Stock 55 $83.06 $4,568.30
Disclosure

SEC source: 0000093751-18-000452 · wf-form4_153453642604042.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,615

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:22 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 1,112 $96.11 $106,874.32
Disclosure

SEC source: 0000093751-18-000421 · wf-form4_152814367340137.xml · nonDerivative · entry 3

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,527

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on May 31, 2018 pursuant to the State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:22 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 2,364 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000421 · wf-form4_152814367340137.xml · nonDerivative · entry 2

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,639

F2 · shares: Stock Award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:22 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 11,275 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000421 · wf-form4_152814367340137.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,275

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:24 UTC
Sullivan George EExecutive Vice President
SaleCommon Stock 1,611 $100.78 $162,356.58
Disclosure

SEC source: 0000093751-18-000392 · wf-form4_152658867676528.xml · nonDerivative · entry 2

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,038

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:23 UTC
Keenan Karen CEVP and Chief Admin. Officer
SaleCommon Stock 851 $100.78 $85,763.78
Disclosure

SEC source: 0000093751-18-000387 · wf-form4_152658858188227.xml · nonDerivative · entry 2

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,050

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:22 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 231 $100.78 $23,280.18
Disclosure

SEC source: 0000093751-18-000383 · wf-form4_152658850750358.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,301

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

Read SEC document
May 16, 2018 Filed May 17, 2018 20:21 UTC
Conway Jeff DExecutive Vice President
SaleCommon Stock 288 $100.78 $29,024.64
Disclosure

SEC source: 0000093751-18-000382 · wf-form4_152658840745974.xml · nonDerivative · entry 2

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,670

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2017.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:23 UTC GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000415 · wf-form4_152667498356133.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,642

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:23 UTC GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000414 · wf-form4_152667491674515.xml · nonDerivative · entry 1

SERGEL RICHARD P · CIK 0001095170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,776

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 16, 2018 Filed May 18, 2018 20:21 UTC GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000413 · wf-form4_152667490106798.xml · nonDerivative · entry 1

O'Sullivan Sean · CIK 0001704680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 16, 2018 Filed May 18, 2018 20:21 UTC GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000412 · wf-form4_152667483507889.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 16, 2018 Filed May 18, 2018 20:20 UTC
HILL LINDA ADirector
GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000410 · wf-form4_152667479286301.xml · nonDerivative · entry 1

HILL LINDA A · CIK 0001130483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,998

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 16, 2018 Filed May 18, 2018 20:20 UTC
MATHEW SARADirector
GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000411 · wf-form4_152667481790447.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

F1 · shares: Payment of Director's stock award.

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May 16, 2018 Filed May 18, 2018 20:19 UTC GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000409 · wf-form4_152667473060469.xml · nonDerivative · entry 1

Freda William C · CIK 0001626695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,185

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.