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STATE STREET CORP

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242
SEC CIK
0000093751
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778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2019 Filed Mar 7, 2019 21:09 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 15,180 $71.51 $1,085,521.80
Disclosure

SEC source: 0000093751-19-000375 · wf-form4_155199297875001.xml · nonDerivative · entry 2

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,682

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.29 through $71.77, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:09 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 9,820 $70.87 $695,943.40
Disclosure

SEC source: 0000093751-19-000375 · wf-form4_155199297875001.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,862

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.29 through $71.28, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:25 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 1,668 $73.52 $122,631.36
Disclosure

SEC source: 0000093751-19-000373 · wf-form4_155191112245272.xml · nonDerivative · entry 3

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,092

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.42 through $73.61, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:25 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 2,900 $72.95 $211,555.00
Disclosure

SEC source: 0000093751-19-000373 · wf-form4_155191112245272.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,760

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.42 through $73.34 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:25 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 8,771 $71.55 $627,565.05
Disclosure

SEC source: 0000093751-19-000373 · wf-form4_155191112245272.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,660

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.31 through $72.26, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:57 UTC
Aboaf Eric W.EVP and CFO
Tax withholdingCommon Stock 8,589 $72.80 $625,279.20
Disclosure

SEC source: 0000093751-19-000355 · wf-form4_155174020700496.xml · nonDerivative · entry 3

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,613

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on December 30, 2016 in connection with the commencement of the reporting person's employment.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:57 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 17,539 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000355 · wf-form4_155174020700496.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,202

F2 · shares: Settlement of a performance award granted on December 30, 2016 in connection with commencement of the reporting person's employment.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:57 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 15,299 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000355 · wf-form4_155174020700496.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,663

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:04 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
GrantCommon Stock 12,471 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000369 · wf-form4_155174066580934.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,133

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:04 UTC
Shagoury AntoineExecutive Vice President
GrantCommon Stock 11,221 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000368 · wf-form4_155174062933499.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,129

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:03 UTC
O HANLEY RONALD PDirector · President and CEO
Tax withholdingCommon Stock 26,842 $72.80 $1,954,097.60
Disclosure

SEC source: 0000093751-19-000367 · wf-form4_155174059318112.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,259

F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:03 UTC
O HANLEY RONALD PDirector · President and CEO
GrantCommon Stock 60,454 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000367 · wf-form4_155174059318112.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,101

F3 · shares: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:03 UTC
O HANLEY RONALD PDirector · President and CEO
GrantCommon Stock 29,168 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000367 · wf-form4_155174059318112.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,647

F2 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:02 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 164 $72.80 $11,939.20
Disclosure

SEC source: 0000093751-19-000366 · wf-form4_155174056086699.xml · nonDerivative · entry 3

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,233

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on March 1, 2019 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:02 UTC
Nolan ElizabethExecutive Vice President
GrantCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000366 · wf-form4_155174056086699.xml · nonDerivative · entry 2

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,397

F2 · shares: Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:02 UTC
Nolan ElizabethExecutive Vice President
GrantCommon Stock 7,795 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000366 · wf-form4_155174056086699.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,049

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:02 UTC
Maiuri Louis DEVP & Chief Operating Officer
GrantCommon Stock 12,964 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000365 · wf-form4_155174052899147.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,496

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:01 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
Tax withholdingCommon Stock 15,177 $72.80 $1,104,885.60
Disclosure

SEC source: 0000093751-19-000364 · wf-form4_155174049660571.xml · nonDerivative · entry 3

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,431

F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:01 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 28,516 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000364 · wf-form4_155174049660571.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,608

F3 · shares: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:01 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 10,065 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000364 · wf-form4_155174049660571.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,092

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:00 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 8,243 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000362 · wf-form4_155174043182563.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,862

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:01 UTC
Keenan Karen CEVP and Chief Admin. Officer
GrantCommon Stock 11,837 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000363 · wf-form4_155174046425976.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,893

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:00 UTC Tax withholdingCommon Stock 50,645 $72.80 $3,686,956.00
Disclosure

SEC source: 0000093751-19-000361 · wf-form4_155174039993276.xml · nonDerivative · entry 3

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,139

F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:00 UTC GrantCommon Stock 114,065 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000361 · wf-form4_155174039993276.xml · nonDerivative · entry 2

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,784

F3 · shares: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 23:00 UTC GrantCommon Stock 40,261 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000361 · wf-form4_155174039993276.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,719

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:59 UTC
Grove Hannah MExecutive Vice President
GrantCommon Stock 4,067 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000360 · wf-form4_155174036829553.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,365

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:59 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 13,520 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000359 · wf-form4_155174033576195.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,498

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:58 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 10,241 $72.80 $745,544.80
Disclosure

SEC source: 0000093751-19-000358 · wf-form4_155174030367496.xml · nonDerivative · entry 3

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,656

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:58 UTC
Conway Jeff DExecutive Vice President
GrantCommon Stock 23,590 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000358 · wf-form4_155174030367496.xml · nonDerivative · entry 2

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,897

F2 · shares: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:58 UTC
Conway Jeff DExecutive Vice President
GrantCommon Stock 9,265 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000358 · wf-form4_155174030367496.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,307

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:58 UTC
CARP JEFFREY NEVP, CLO and Secretary
Tax withholdingCommon Stock 17,726 $72.80 $1,290,452.80
Disclosure

SEC source: 0000093751-19-000357 · wf-form4_155174027121884.xml · nonDerivative · entry 4

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,682

F5 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:58 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 39,923 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000357 · wf-form4_155174027121884.xml · nonDerivative · entry 3

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,408

F4 · shares: Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:58 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 2,748 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000357 · wf-form4_155174027121884.xml · nonDerivative · entry 2

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,485

F3 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan under the supplemental retirement plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:58 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 14,091 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000357 · wf-form4_155174027121884.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,737

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:57 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 865 $72.80 $62,972.00
Disclosure

SEC source: 0000093751-19-000356 · wf-form4_155174023932219.xml · nonDerivative · entry 3

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,241

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on March 1, 2019 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:57 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 1,840 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000356 · wf-form4_155174023932219.xml · nonDerivative · entry 2

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,106

F2 · shares: Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:57 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 8,257 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000356 · wf-form4_155174023932219.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,266

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 23:03 UTC
O HANLEY RONALD PDirector · President and CEO
SaleCommon Stock 27,500 $71.82 $1,975,050.00
Disclosure

SEC source: 0000093751-19-000367 · wf-form4_155174059318112.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,479

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.60 through $72.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:25 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 7,689 $69.97 $537,999.33
Disclosure

SEC source: 0000093751-19-000328 · wf-form4_155069789433880.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,027

F3 · kind: The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on February 27, 2017 and February 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 through $70.37, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:22 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 861 $69.45 $59,796.45
Disclosure

SEC source: 0000093751-19-000323 · wf-form4_155069771098522.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,978

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

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February 15, 2019 Filed Feb 20, 2019 21:20 UTC
CARP JEFFREY NEVP, CLO and Secretary
Tax withholdingCommon Stock 6,266 $70.66 $442,755.56
Disclosure

SEC source: 0000093751-19-000321 · wf-form4_155069763473092.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,646

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 15, 2019 Filed Feb 20, 2019 21:19 UTC
Aboaf Eric W.EVP and CFO
Tax withholdingCommon Stock 4,665 $70.66 $329,628.90
Disclosure

SEC source: 0000093751-19-000319 · wf-form4_155069756186292.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,364

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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February 15, 2019 Filed Feb 20, 2019 21:27 UTC
O HANLEY RONALD PDirector · President and CEO
Tax withholdingCommon Stock 7,395 $70.66 $522,530.70
Disclosure

SEC source: 0000093751-19-000331 · wf-form4_155069800634255.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,979

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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February 15, 2019 Filed Feb 20, 2019 21:20 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 2,518 $70.66 $177,921.88
Disclosure

SEC source: 0000093751-19-000320 · wf-form4_155069759791294.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,009

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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February 15, 2019 Filed Feb 20, 2019 21:28 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 1,602 $70.66 $113,197.32
Disclosure

SEC source: 0000093751-19-000333 · wf-form4_155069808410571.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,662

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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February 15, 2019 Filed Feb 20, 2019 21:27 UTC
Shagoury AntoineExecutive Vice President
Tax withholdingCommon Stock 487 $70.66 $34,411.42
Disclosure

SEC source: 0000093751-19-000332 · wf-form4_155069804700941.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,908

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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February 15, 2019 Filed Feb 20, 2019 21:26 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 226 $70.66 $15,969.16
Disclosure

SEC source: 0000093751-19-000330 · wf-form4_155069796943828.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,254

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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February 15, 2019 Filed Feb 20, 2019 21:25 UTC
Maiuri Louis DExecutive Vice President
Tax withholdingCommon Stock 1,940 $70.66 $137,080.40
Disclosure

SEC source: 0000093751-19-000329 · wf-form4_155069793222385.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,532

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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February 15, 2019 Filed Feb 20, 2019 21:25 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
Tax withholdingCommon Stock 4,858 $70.66 $343,266.28
Disclosure

SEC source: 0000093751-19-000328 · wf-form4_155069789433880.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,716

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 15, 2019 Filed Feb 20, 2019 21:24 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 2,904 $70.66 $205,196.64
Disclosure

SEC source: 0000093751-19-000327 · wf-form4_155069785775545.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,056

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.