Tapewire

NYSE · USD

STT

STATE STREET CORP

Export transactions ↓
Tapewire entity
242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2020 Filed Mar 2, 2020 21:14 UTC
Aristeguieta FranciscoEVP; CEO State Street Int'l
GrantCommon Stock 26,759 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000715 · wf-form4_158318362564599.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · EVP; CEO State Street Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,431

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:13 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 989 $69.38 $68,616.82
Disclosure

SEC source: 0000093751-20-000714 · wf-form4_158318360244501.xml · nonDerivative · entry 3

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,859

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 27, 2020 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:13 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 2,104 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000714 · wf-form4_158318360244501.xml · nonDerivative · entry 2

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,848

F2 · shares: Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:13 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 3,829 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000714 · wf-form4_158318360244501.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,744

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:13 UTC
AMBROSIUS JOERGExecutive Vice President
Tax withholdingCommon Stock 901 $69.38 $62,511.38
Disclosure

SEC source: 0000093751-20-000713 · wf-form4_158318358062096.xml · nonDerivative · entry 3

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,317

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 27, 2020 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:13 UTC
AMBROSIUS JOERGExecutive Vice President
GrantCommon Stock 1,892 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000713 · wf-form4_158318358062096.xml · nonDerivative · entry 2

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,218

F2 · shares: Stock Award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:13 UTC
AMBROSIUS JOERGExecutive Vice President
GrantCommon Stock 1,406 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000713 · wf-form4_158318358062096.xml · nonDerivative · entry 1

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,326

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:12 UTC
Aboaf Eric W.EVP and CFO
Tax withholdingCommon Stock 6,817 $69.38 $472,963.46
Disclosure

SEC source: 0000093751-20-000712 · wf-form4_158318355912999.xml · nonDerivative · entry 3

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,702

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:12 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 14,467 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000712 · wf-form4_158318355912999.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,519

F2 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:12 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 22,135 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000712 · wf-form4_158318355912999.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,052

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:35 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 6,942 $77.73 $539,601.66
Disclosure

SEC source: 0000093751-20-000672 · wf-form4_158214811520319.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,153

F3 · kind: The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on February 27, 2017, February 28, 2018 and February 28, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.40 through $78.05, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:34 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 763 $78.17 $59,643.71
Disclosure

SEC source: 0000093751-20-000669 · wf-form4_158214805379395.xml · nonDerivative · entry 2

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,349

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.15 through $78.28, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:37 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 2,514 $77.85 $195,714.90
Disclosure

SEC source: 0000093751-20-000678 · wf-form4_158214824745704.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,912

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:37 UTC
PLANSKY JOHNEVP; CEO Charles River Develop
Tax withholdingCommon Stock 1,589 $77.85 $123,703.65
Disclosure

SEC source: 0000093751-20-000677 · wf-form4_158214822440199.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · EVP; CEO Charles River Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,859

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:36 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 764 $77.85 $59,477.40
Disclosure

SEC source: 0000093751-20-000675 · wf-form4_158214817864816.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,303

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:36 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 10,817 $77.85 $842,103.45
Disclosure

SEC source: 0000093751-20-000676 · wf-form4_158214820131659.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,418

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:35 UTC
LEHNER JOHNExecutive Vice President
Tax withholdingCommon Stock 1,357 $77.85 $105,642.45
Disclosure

SEC source: 0000093751-20-000673 · wf-form4_158214813617171.xml · nonDerivative · entry 1

LEHNER JOHN · CIK 0001787633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,287

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:36 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 3,037 $77.85 $236,430.45
Disclosure

SEC source: 0000093751-20-000674 · wf-form4_158214815743449.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,180

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:35 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
Tax withholdingCommon Stock 4,548 $77.85 $354,061.80
Disclosure

SEC source: 0000093751-20-000672 · wf-form4_158214811520319.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,095

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:35 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 1,510 $77.85 $117,553.50
Disclosure

SEC source: 0000093751-20-000671 · wf-form4_158214809425431.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,898

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:34 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 859 $77.85 $66,873.15
Disclosure

SEC source: 0000093751-20-000670 · wf-form4_158214807483279.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,704

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:34 UTC
Erickson AndrewExecutive Vice President
Tax withholdingCommon Stock 987 $77.85 $76,837.95
Disclosure

SEC source: 0000093751-20-000669 · wf-form4_158214805379395.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,112

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:34 UTC
CARP JEFFREY NEVP, CLO and Secretary
Tax withholdingCommon Stock 5,894 $77.85 $458,847.90
Disclosure

SEC source: 0000093751-20-000668 · wf-form4_158214803253187.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,099

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:33 UTC
BANERJEE AUNOYExecutive Vice President
Tax withholdingCommon Stock 856 $77.85 $66,639.60
Disclosure

SEC source: 0000093751-20-000667 · wf-form4_158214801131248.xml · nonDerivative · entry 1

BANERJEE AUNOY · CIK 0001787627 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,058

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:33 UTC
Atkinson Tracy AExecutive Vice President
Tax withholdingCommon Stock 1,282 $77.85 $99,803.70
Disclosure

SEC source: 0000093751-20-000666 · wf-form4_158214798990768.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,763

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:33 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 1,969 $77.85 $153,286.65
Disclosure

SEC source: 0000093751-20-000665 · wf-form4_158214796806452.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,915

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:32 UTC
AMBROSIUS JOERGExecutive Vice President
Tax withholdingCommon Stock 1,734 $77.85 $134,991.90
Disclosure

SEC source: 0000093751-20-000664 · wf-form4_158214794335371.xml · nonDerivative · entry 1

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,920

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:32 UTC
Aboaf Eric W.EVP and CFO
Tax withholdingCommon Stock 2,696 $77.85 $209,883.60
Disclosure

SEC source: 0000093751-20-000663 · wf-form4_158214792055491.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,917

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:03 UTC
FRANZ BRIAN JExecutive Vice President
GrantCommon Stock 58,623 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000010 · wf-form4_158076377261995.xml · nonDerivative · entry 1

FRANZ BRIAN J · CIK 0001798881 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,623

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 21:05 UTC
AMBROSIUS JOERGExecutive Vice President
SaleCommon Stock 2,500 $75.08 $187,700.00
Disclosure

SEC source: 0000093751-19-000676 · wf-form4_157540708360948.xml · nonDerivative · entry 1

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,654

Read SEC document
November 26, 2019 Filed Dec 30, 2019 21:28 UTC GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000684 · wf-form4_157774129231119.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,639

F1 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:09 UTC
Keenan Karen CEVP and Chief Admin. Officer
SaleCommon Stock 4,778 $75.00 $358,350.00
Disclosure

SEC source: 0000093751-19-000674 · wf-form4_157480253584209.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,878

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2019.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:09 UTC
Keenan Karen CEVP and Chief Admin. Officer
SaleCommon Stock 852 $72.60 $61,855.20
Disclosure

SEC source: 0000093751-19-000661 · wf-form4_157419776862532.xml · nonDerivative · entry 2

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,656

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2019.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:08 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 133 $72.60 $9,655.80
Disclosure

SEC source: 0000093751-19-000657 · wf-form4_157419768985133.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,099

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:11 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 948 $72.54 $68,767.92
Disclosure

SEC source: 0000093751-19-000666 · wf-form4_157419787797536.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,426

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:11 UTC
PLANSKY JOHNEVP; CEO Charles River Develop
Tax withholdingCommon Stock 312 $72.54 $22,632.48
Disclosure

SEC source: 0000093751-19-000665 · wf-form4_157419785461951.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · EVP; CEO Charles River Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,448

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:10 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 715 $72.54 $51,866.10
Disclosure

SEC source: 0000093751-19-000664 · wf-form4_157419782796852.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,067

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:09 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 619 $72.54 $44,902.26
Disclosure

SEC source: 0000093751-19-000661 · wf-form4_157419776862532.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,508

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:10 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 524 $72.54 $38,010.96
Disclosure

SEC source: 0000093751-19-000663 · wf-form4_157419780868168.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,217

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:10 UTC
LEHNER JOHNExecutive Vice President
Tax withholdingCommon Stock 540 $72.54 $39,171.60
Disclosure

SEC source: 0000093751-19-000662 · wf-form4_157419778885811.xml · nonDerivative · entry 1

LEHNER JOHN · CIK 0001787633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,644

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:09 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 151 $72.54 $10,953.54
Disclosure

SEC source: 0000093751-19-000660 · wf-form4_157419774887166.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,408

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:09 UTC OtherCash - Only Right · Derivative 1 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-19-000659 · wf-form4_157419772939569.xml · derivative · entry 2

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

F2 · price: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

F2 · derivative.exercise_date: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

F2 · derivative.expiration_date: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

F2 · ownership.nature: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:08 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 267 $72.54 $19,368.18
Disclosure

SEC source: 0000093751-19-000658 · wf-form4_157419770988724.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,563

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:08 UTC
BANERJEE AUNOYExecutive Vice President
Tax withholdingCommon Stock 374 $72.54 $27,129.96
Disclosure

SEC source: 0000093751-19-000656 · wf-form4_157419766896056.xml · nonDerivative · entry 1

BANERJEE AUNOY · CIK 0001787627 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,914

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC
Atkinson Tracy AExecutive Vice President
Tax withholdingCommon Stock 1,364 $72.54 $98,944.56
Disclosure

SEC source: 0000093751-19-000655 · wf-form4_157419764865744.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,045

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:02 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 25,000 $72.62 $1,815,500.00
Disclosure

SEC source: 0000093751-19-000642 · wf-form4_157385174184632.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,927

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.89 through $72.80, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 21:02 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 17,876 $72.00 $1,287,072.00
Disclosure

SEC source: 0000093751-19-000606 · wf-form4_157324694958316.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,927

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:03 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 7,124 $72.00 $512,928.00
Disclosure

SEC source: 0000093751-19-000601 · wf-form4_157307419473919.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,803

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 21:05 UTC
Keenan Karen CEVP and Chief Admin. Officer
SaleCommon Stock 8,528 $70.00 $596,960.00
Disclosure

SEC source: 0000093751-19-000602 · wf-form4_157307434002167.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,127

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2019.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:08 UTC SaleCommon Stock 25,000 $65.70 $1,642,500.00
Disclosure

SEC source: 0000093751-19-000597 · wf-form4_157290171455969.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,639

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.390 through $66.145, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.