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STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 2, 2021 22:35 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 1,397 $72.77 $101,659.69
Disclosure

SEC source: 0000093751-21-000502 · wf-form4_161472452342201.xml · nonDerivative · entry 3

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,955

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:35 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 4,672 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000502 · wf-form4_161472452342201.xml · nonDerivative · entry 2

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,352

F2 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:35 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 11,968 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000502 · wf-form4_161472452342201.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,680

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:34 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
GrantCommon Stock 22,999 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000500 · wf-form4_161472443131950.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,247

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 1,039 $72.77 $75,608.03
Disclosure

SEC source: 0000093751-21-000499 · wf-form4_161472440911678.xml · nonDerivative · entry 3

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,258

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 26, 2021 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000499 · wf-form4_161472440911678.xml · nonDerivative · entry 2

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,297

F2 · shares: Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000499 · wf-form4_161472440911678.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,088

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
Aboaf Eric W.EVP and CFO
Tax withholdingCommon Stock 15,494 $72.77 $1,127,498.38
Disclosure

SEC source: 0000093751-21-000498 · wf-form4_161472435702886.xml · nonDerivative · entry 3

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,254

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 31,638 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000498 · wf-form4_161472435702886.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,748

F2 · shares: Settlement of a performance award granted on February 26, 2018 as part of 2017 compensation.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:33 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 23,561 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000498 · wf-form4_161472435702886.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,110

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:24 UTC
Maiuri Louis DEVP & Chief Operating Officer
SaleCommon Stock 14,339 $77.39 $1,109,695.21
Disclosure

SEC source: 0000093751-21-000486 · wf-form4_161463383328461.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,647

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 22, 2020.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 21:24 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 533 $74.39 $39,649.87
Disclosure

SEC source: 0000093751-21-000484 · wf-form4_161428822711312.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,315

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:38 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 1,609 $73.99 $119,049.91
Disclosure

SEC source: 0000093751-21-000467 · wf-form4_161359788617098.xml · nonDerivative · entry 3

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,413

F4 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:38 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 2,541 $73.99 $188,008.59
Disclosure

SEC source: 0000093751-21-000467 · wf-form4_161359788617098.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,022

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:37 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 630 $73.99 $46,613.70
Disclosure

SEC source: 0000093751-21-000465 · wf-form4_161359781885889.xml · nonDerivative · entry 2

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,997

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:42 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 3,888 $73.50 $285,768.00
Disclosure

SEC source: 0000093751-21-000472 · wf-form4_161359812122554.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,276

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:41 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 6 $73.50 $441.00
Disclosure

SEC source: 0000093751-21-000471 · wf-form4_161359806972582.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By domestic partner

Disclosed balance after: 547

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:41 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 456 $73.50 $33,516.00
Disclosure

SEC source: 0000093751-21-000471 · wf-form4_161359806972582.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,848

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:41 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 1,017 $73.50 $74,749.50
Disclosure

SEC source: 0000093751-21-000470 · wf-form4_161359803439188.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,232

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:40 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 12,497 $73.50 $918,529.50
Disclosure

SEC source: 0000093751-21-000469 · wf-form4_161359799318934.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,953

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:38 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
Tax withholdingCommon Stock 4,216 $73.50 $309,876.00
Disclosure

SEC source: 0000093751-21-000467 · wf-form4_161359788617098.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,563

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:39 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 4,264 $73.50 $313,404.00
Disclosure

SEC source: 0000093751-21-000468 · wf-form4_161359794672825.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,986

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:38 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 2,500 $73.50 $183,750.00
Disclosure

SEC source: 0000093751-21-000466 · wf-form4_161359786628176.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,712

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:37 UTC
Erickson AndrewExecutive Vice President
Tax withholdingCommon Stock 2,126 $73.50 $156,261.00
Disclosure

SEC source: 0000093751-21-000465 · wf-form4_161359781885889.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,627

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:36 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 1,420 $73.50 $104,370.00
Disclosure

SEC source: 0000093751-21-000464 · wf-form4_161359776521739.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,082

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:36 UTC
Aboaf Eric W.EVP and CFO
Tax withholdingCommon Stock 5,153 $73.50 $378,745.50
Disclosure

SEC source: 0000093751-21-000463 · wf-form4_161359773415916.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,549

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:03 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 400 $68.59 $27,436.00
Disclosure

SEC source: 0000093751-20-001013 · wf-form4_160590621069352.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,304

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:05 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 316 $70.50 $22,278.00
Disclosure

SEC source: 0000093751-20-001008 · wf-form4_160564713454450.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:06 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 566 $68.52 $38,782.32
Disclosure

SEC source: 0000093751-20-001009 · wf-form4_160564715061864.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,164

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:05 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 1,822 $68.52 $124,843.44
Disclosure

SEC source: 0000093751-20-001007 · wf-form4_160564711849194.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,249

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:05 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 6 $68.52 $411.12
Disclosure

SEC source: 0000093751-20-001008 · wf-form4_160564713454450.xml · nonDerivative · entry 3

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By domestic partner

Disclosed balance after: 550

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:05 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 781 $68.52 $53,514.12
Disclosure

SEC source: 0000093751-20-001008 · wf-form4_160564713454450.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,020

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 11, 2020 Filed Feb 1, 2021 21:03 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0000093751-21-000021 · wf-form4_161221340009756.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,450

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:18 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
SaleCommon Stock 16,334 $66.68 $1,089,151.12
Disclosure

SEC source: 0000093751-20-000975 · wf-form4_160322506515817.xml · nonDerivative · entry 2

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,248

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.36 through $66.77, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
October 19, 2020 Filed Oct 20, 2020 20:18 UTC
Aristeguieta FranciscoEVP and CEO of Inst. Services
SaleCommon Stock 45,849 $65.94 $3,023,283.06
Disclosure

SEC source: 0000093751-20-000975 · wf-form4_160322506515817.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · EVP and CEO of Inst. Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,582

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.36 through $66.35, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 20:15 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 379 $70.35 $26,662.65
Disclosure

SEC source: 0000093751-20-000952 · wf-form4_159778173782130.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,801

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:16 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 567 $70.53 $39,990.51
Disclosure

SEC source: 0000093751-20-000953 · wf-form4_159778175353257.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,730

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:15 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 6 $70.53 $423.18
Disclosure

SEC source: 0000093751-20-000952 · wf-form4_159778173782130.xml · nonDerivative · entry 3

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By domestic partner

Disclosed balance after: 552

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:15 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 465 $70.53 $32,796.45
Disclosure

SEC source: 0000093751-20-000952 · wf-form4_159778173782130.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,180

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:15 UTC
PLANSKY JOHNEVP; CEO Charles River Develop
Tax withholdingCommon Stock 382 $70.53 $26,942.46
Disclosure

SEC source: 0000093751-20-000951 · wf-form4_159778171946603.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · EVP; CEO Charles River Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,805

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:14 UTC
MCCARTHY JULIAExecutive Vice President
Tax withholdingCommon Stock 150 $70.53 $10,579.50
Disclosure

SEC source: 0000093751-20-000949 · wf-form4_159778168497377.xml · nonDerivative · entry 1

MCCARTHY JULIA · CIK 0001817204 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,635

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:15 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 1,599 $70.53 $112,777.47
Disclosure

SEC source: 0000093751-20-000950 · wf-form4_159778170175641.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,071

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:14 UTC
LEHNER JOHNExecutive Vice President
Tax withholdingCommon Stock 536 $70.53 $37,804.08
Disclosure

SEC source: 0000093751-20-000948 · wf-form4_159778167002096.xml · nonDerivative · entry 1

LEHNER JOHN · CIK 0001787633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,324

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:14 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 122 $70.53 $8,604.66
Disclosure

SEC source: 0000093751-20-000947 · wf-form4_159778165344743.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,886

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2020 Filed Aug 18, 2020 20:13 UTC
BANERJEE AUNOYExecutive Vice President
Tax withholdingCommon Stock 374 $70.53 $26,378.22
Disclosure

SEC source: 0000093751-20-000945 · wf-form4_159778161945626.xml · nonDerivative · entry 1

BANERJEE AUNOY · CIK 0001787627 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,116

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2020 Filed Aug 18, 2020 20:14 UTC
FRANZ BRIAN JExecutive Vice President
Tax withholdingCommon Stock 9,713 $70.53 $685,057.89
Disclosure

SEC source: 0000093751-20-000946 · wf-form4_159778163616828.xml · nonDerivative · entry 1

FRANZ BRIAN J · CIK 0001798881 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,910

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2020 Filed Aug 18, 2020 20:13 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 357 $70.53 $25,179.21
Disclosure

SEC source: 0000093751-20-000944 · wf-form4_159778160219919.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,502

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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July 31, 2020 Filed Aug 4, 2020 20:03 UTC
LEHNER JOHNExecutive Vice President
SaleCommon Stock 500 $63.55 $31,775.00
Disclosure

SEC source: 0000093751-20-000908 · wf-form4_159657135570259.xml · nonDerivative · entry 1

LEHNER JOHN · CIK 0001787633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,860

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.55 through $63.56, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

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May 20, 2020 Filed May 22, 2020 20:09 UTC GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000853 · wf-form4_159017816696333.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,055

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 20, 2020 Filed May 22, 2020 20:09 UTC GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000852 · wf-form4_159017814483881.xml · nonDerivative · entry 1

SERGEL RICHARD P · CIK 0001095170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,452

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.