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SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
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1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 4, 2022 00:58 UTC
Saha SaugataPresident, S&P Global Platts
Tax withholdingCommon Stock 858 $390.58 $335,117.64
Disclosure

SEC source: 0000064040-22-000083 · wf-form4_164635545239386.xml · nonDerivative · entry 2

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,276

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:58 UTC
Saha SaugataPresident, S&P Global Platts
GrantCommon Stock 2,179 $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000083 · wf-form4_164635545239386.xml · nonDerivative · entry 1

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:13 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantRestricted Stock Units · Derivative 1,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000085 · wf-form4_164635635813346.xml · derivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229

Underlying: Common Stock · 1,229 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:13 UTC
Kocherlakota Sitarama SwamyChief Information Officer
Tax withholdingCommon Stock 1,970 $390.58 $769,442.60
Disclosure

SEC source: 0000064040-22-000085 · wf-form4_164635635813346.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,115

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:13 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantCommon Stock 4,231 $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000085 · wf-form4_164635635813346.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,085

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:22 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
GrantRestricted Stock Units · Derivative 614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000087 · wf-form4_164635695122929.xml · derivative · entry 2

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614

Underlying: Common Stock · 614 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 02:10 UTC
Moore SallyEVP, Strategic Alliances
GrantRestricted Stock Units · Derivative 768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000089 · wf-form4_164635979233986.xml · derivative · entry 2

Moore Sally · CIK 0001914721 · EVP, Strategic Alliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

Underlying: Common Stock · 768 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 768 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 768 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 02:32 UTC
Tavernier EdouardHead of Global Transportation
GrantRestricted Stock Units · Derivative 1,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000091 · wf-form4_164636111569587.xml · derivative · entry 2

Tavernier Edouard · CIK 0001794871 · Head of Global Transportation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229

Underlying: Common Stock · 1,229 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 02:47 UTC
Kansler Adam JasonPresident, Market Intelligence
GrantRestricted Stock Units · Derivative 2,496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000093 · wf-form4_164636201669921.xml · derivative · entry 3

Kansler Adam Jason · CIK 0001678887 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,496

Underlying: Common Stock · 2,496 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F2 · derivative.exercise_date: The reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024.Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:50 UTC GrantRestricted Stock Units · Derivative 477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008797 · doc4.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F4 · shares: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · price: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:50 UTC GrantCommon Stock 10,736 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008797 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,736

F1 · kind: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each IHS Markit common share was converted into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of SPGI Common Stock, with cash payable in lieu of any fractional shares.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:52 UTC
Kocherlakota Sitarama SwamyChief Information Officer
GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008800 · doc4.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854

F1 · kind: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each IHS Markit common share was converted into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of SPGI Common Stock, with cash payable in lieu of any fractional shares.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:53 UTC GrantRestricted Stock Units · Derivative 537 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008801 · doc4.xml · derivative · entry 2

KELLY ROBERT P · CIK 0001232071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537

Underlying: Common Stock · 537 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F4 · shares: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · price: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:53 UTC GrantCommon Stock 31,673 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008801 · doc4.xml · nonDerivative · entry 1

KELLY ROBERT P · CIK 0001232071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,673

F1 · kind: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each IHS Markit common share was converted into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of SPGI Common Stock, with cash payable in lieu of any fractional shares.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:53 UTC GrantRestricted Stock Units · Derivative 477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008802 · doc4.xml · derivative · entry 2

Evans Gay Huey · CIK 0001572219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F4 · shares: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · price: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:53 UTC GrantCommon Stock 227 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008802 · doc4.xml · nonDerivative · entry 1

Evans Gay Huey · CIK 0001572219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

F1 · kind: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each IHS Markit common share was converted into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of SPGI Common Stock, with cash payable in lieu of any fractional shares.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:54 UTC GrantRestricted Stock Units · Derivative 477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008803 · doc4.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F4 · shares: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · price: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:54 UTC GrantCommon Stock 796 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008803 · doc4.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796

F1 · kind: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each IHS Markit common share was converted into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of SPGI Common Stock, with cash payable in lieu of any fractional shares.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:01 UTC GrantPhantom Stock Units · Derivative 783.6 $461.10 Strike: $0.00 $361,317.96
Disclosure

SEC source: 0000064040-22-000022 · wf-form4_164140205456697.xml · derivative · entry 2

SCHMOKE KURT L · CIK 0001206671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,822.09

Underlying: Common Stock · 783.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:03 UTC GrantPhantom Stock Units · Derivative 998.09 $461.10 Strike: $0.00 $460,219.30
Disclosure

SEC source: 0000064040-22-000024 · wf-form4_164140219521681.xml · derivative · entry 2

THORNBURGH RICHARD E · CIK 0001369635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,925.68

Underlying: Common Stock · 998.09 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:04 UTC GrantPhantom Stock Units · Derivative 434.16 $461.10 Strike: $0.00 $200,191.18
Disclosure

SEC source: 0000064040-22-000026 · wf-form4_164140228293349.xml · derivative · entry 2

GREEN WILLIAM D · CIK 0001232906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,136.04

Underlying: Common Stock · 434.16 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:06 UTC GrantPhantom Stock Units · Derivative 370.56 $461.10 Strike: $0.00 $170,865.22
Disclosure

SEC source: 0000064040-22-000028 · wf-form4_164140238671612.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550.64

Underlying: Common Stock · 370.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:12 UTC
Alvera MarcoDirector
GrantPhantom Stock Units · Derivative 367.67 $461.10 Strike: $0.00 $169,532.64
Disclosure

SEC source: 0000064040-22-000031 · wf-form4_164140273177452.xml · derivative · entry 2

Alvera Marco · CIK 0001700756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115.17

Underlying: Common Stock · 367.67 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:14 UTC GrantPhantom Stock Units · Derivative 368.71 $461.10 Strike: $0.00 $170,012.18
Disclosure

SEC source: 0000064040-22-000033 · wf-form4_164140283292703.xml · derivative · entry 2

Hill Stephanie C. · CIK 0001696020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,272.47

Underlying: Common Stock · 368.71 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:17 UTC GrantPhantom Stock Units · Derivative 350.39 $461.10 Strike: $0.00 $161,564.83
Disclosure

SEC source: 0000064040-22-000036 · wf-form4_164140305352449.xml · derivative · entry 1

Livingston Ian Paul · CIK 0001825723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510.75

Underlying: Common Stock · 350.39 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:19 UTC GrantPhantom Stock Units · Derivative 851.38 $461.10 Strike: $0.00 $392,571.32
Disclosure

SEC source: 0000064040-22-000038 · wf-form4_164140314875920.xml · derivative · entry 2

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,014.2

Underlying: Common Stock · 851.38 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:20 UTC GrantPhantom Stock Units · Derivative 387.17 $461.10 Strike: $0.00 $178,524.09
Disclosure

SEC source: 0000064040-22-000040 · wf-form4_164140323336862.xml · derivative · entry 2

Jacoby Rebecca · CIK 0001623506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,054.62

Underlying: Common Stock · 387.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:22 UTC GrantPhantom Stock Units · Derivative 203.09 $461.10 Strike: $0.00 $93,644.80
Disclosure

SEC source: 0000064040-22-000042 · wf-form4_164140331575300.xml · derivative · entry 1

Washington Gregory N · CIK 0001870453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203.09

Underlying: Common Stock · 203.09 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:24 UTC GrantPhantom Stock Units · Derivative 355.8 $461.10 Strike: $0.00 $164,059.38
Disclosure

SEC source: 0000064040-22-000045 · wf-form4_164140347320358.xml · derivative · entry 2

William Amelio J. · CIK 0001179971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326.5

Underlying: Common Stock · 355.8 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:27 UTC GrantPhantom Stock Units · Derivative 370.56 $461.10 Strike: $0.00 $170,865.22
Disclosure

SEC source: 0000064040-22-000047 · wf-form4_164140362292086.xml · derivative · entry 2

Leroux Monique F. · CIK 0001686366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550.64

Underlying: Common Stock · 370.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2022.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionRestricted Stock Units · Derivative 545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · derivative · entry 9

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109

Underlying: Common Stock · 545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,654 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,654 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionRestricted Stock Units · Derivative 760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · derivative · entry 8

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784

Underlying: Common Stock · 760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,304 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,304 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionRestricted Stock Units · Derivative 718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · derivative · entry 7

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,114 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,114 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 205 $471.93 $96,745.65
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · nonDerivative · entry 6

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,041

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 545 $471.93 $257,201.85
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · nonDerivative · entry 5

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 285 $471.93 $134,500.05
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · nonDerivative · entry 4

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,701

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 760 $471.93 $358,666.80
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · nonDerivative · entry 3

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Tax withholdingCommon Stock 285 $471.93 $134,500.05
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · nonDerivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,226

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:39 UTC
BERISFORD JOHN LPresident, S&P Ratings
Exercise / conversionCommon Stock 718 $471.93 $338,845.74
Disclosure

SEC source: 0000064040-22-000002 · wf-form4_164132873659689.xml · nonDerivative · entry 1

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · derivative · entry 9

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · derivative · entry 8

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · derivative · entry 7

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 43 $471.93 $20,292.99
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · nonDerivative · entry 6

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 109 $471.93 $51,440.37
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · nonDerivative · entry 5

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 73 $471.93 $34,450.89
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · nonDerivative · entry 4

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 168 $471.93 $79,284.24
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · nonDerivative · entry 3

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 53 $471.93 $25,012.29
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · nonDerivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,087

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:50 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 120 $471.93 $56,631.60
Disclosure

SEC source: 0000064040-22-000005 · wf-form4_164132942980990.xml · nonDerivative · entry 1

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:56 UTC
CHEUNG MARTINAPresident, Market Intelligence
Exercise / conversionRestricted Stock Units · Derivative 682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · derivative · entry 9

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:56 UTC
CHEUNG MARTINAPresident, Market Intelligence
Exercise / conversionRestricted Stock Units · Derivative 739 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000008 · wf-form4_164132979134265.xml · derivative · entry 8

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762

Underlying: Common Stock · 739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.