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ESCULIER JACQUES

Disclosed activity across 4 companies

Tapewire entity
15021
SEC CIK
0001272186

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PENTAIR plcPNR · Entity 3537DirectorJanuary 02, 2020January 06, 2020
S&P Global Inc.SPGI · Entity 2879DirectorJanuary 02, 2026January 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PENTAIR plc

Report date January 02, 2020 · Filed January 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares - Restricted Stock UnitsSEC Table I · non-derivativeDirect3,016 Reported balance After 2020-01-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-01-02 · Grant · Acquired 3,016 · Balance 3,016

F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Common SharesSEC Table I · non-derivativeDirect9,806 Reported balance After 2020-01-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-01-02 · Tax withholding · Disposed 1,661 · Balance 9,806

F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

F3: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

S&P Global Inc.

Report date January 02, 2026 · Filed January 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,872.84 Reported balance After 2026-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-02 · Grant · Acquired 713.83 · Balance 2,872.84

F1: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2026.

F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Common StockSEC Table I · non-derivativeDirect1,273 Reported balance Holding disclosure · report date 2026-01-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,273

Filing footnotes · ownership attribution and instrument terms

F1: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2026.

F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IHS Markit Ltd.

Report date February 28, 2022 · Filed March 02, 2022

Section 16 reporting ended · disclosed 2022-03-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2022-02-28 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2022-02-28 · Disposition to issuer · Disposed 2,808 · Balance 0

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2: Excludes shares underlying equity awards.

F3: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto.

Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2022-02-28 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2022-02-28 · Disposition to issuer · Disposed 1,680 · Balance 0

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F4: Represents shares underlying equity awards.

F3: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2: Excludes shares underlying equity awards.

F3: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto.

F4: Represents shares underlying equity awards.

WABCO Holdings Inc.

Report date May 29, 2020 · Filed May 29, 2020

Section 16 reporting ended · disclosed 2020-05-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-05-29 · Disposition to issuer · Disposed 240,330 · Balance 0

F1: Represents all common shares held directly by the Reporting Person immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration").

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-05-29 · Disposition to issuer · Disposed 12,136 · Balance 0

F2: Represents Restricted Stock Units granted on February 20, 2020, which, at the time of grant, were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal annual installments, beginning on February 20, 2021.

F3: At the effective time of the Merger, each Restricted Stock Unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-29 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2020-05-29 · Disposition to issuer · Disposed 9,363 · Balance 0

F4: Represents Restricted Stock Units granted on February 22, 2019, which were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., in two equal installments on February 22, 2021 and February 22, 2022.

F3: At the effective time of the Merger, each Restricted Stock Unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-29 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2020-05-29 · Disposition to issuer · Disposed 3,909 · Balance 0

F5: Represents Restricted Stock Units granted on February 21, 2018, which were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., on February 21, 2021.

F3: At the effective time of the Merger, each Restricted Stock Unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Performance-Based Restricted UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-05-29 · Disposition to issuer · Disposed 12,136 · Balance 0

F6: At the effective time of the Merger, each performance-based restricted unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F7: Represents performance-based restricted units granted on February 20, 2020, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 20, 2023.

Performance-Based Restricted UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-05-29 · Disposition to issuer · Disposed 14,044 · Balance 0

F6: At the effective time of the Merger, each performance-based restricted unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F8: Represents performance-based restricted units granted on February 22, 2019, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 22, 2022.

Performance-Based Restricted UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-05-29 · Disposition to issuer · Disposed 11,727 · Balance 0

F6: At the effective time of the Merger, each performance-based restricted unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F9: Represents performance-based restricted units granted on February 21, 2018, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 21, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Represents all common shares held directly by the Reporting Person immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration").

F2: Represents Restricted Stock Units granted on February 20, 2020, which, at the time of grant, were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal annual installments, beginning on February 20, 2021.

F3: At the effective time of the Merger, each Restricted Stock Unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F4: Represents Restricted Stock Units granted on February 22, 2019, which were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., in two equal installments on February 22, 2021 and February 22, 2022.

F5: Represents Restricted Stock Units granted on February 21, 2018, which were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., on February 21, 2021.

F6: At the effective time of the Merger, each performance-based restricted unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F7: Represents performance-based restricted units granted on February 20, 2020, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 20, 2023.

F8: Represents performance-based restricted units granted on February 22, 2019, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 22, 2022.

F9: Represents performance-based restricted units granted on February 21, 2018, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 21, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 6, 2026 21:04 UTC S&P Global Inc. SPGI · Entity 2879 GrantPhantom Stock Units · Derivative 713.83 $512.66 Strike: $0.00 $365,952.09
Disclosure

SEC source: 0001272186-26-000002 · wk-form4_1767733456.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,872.84

Underlying: Common Stock · 713.83 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2026.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:08 UTC S&P Global Inc. SPGI · Entity 2879 GrantPhantom Stock Units · Derivative 732.19 $495.50 Strike: $0.00 $362,800.15
Disclosure

SEC source: 0000064040-25-000021 · wk-form4_1736197689.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,159.01

Underlying: Common Stock · 732.19 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2025.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 01:04 UTC S&P Global Inc. SPGI · Entity 2879 GrantPhantom Stock Units · Derivative 691.12 $436.39 Strike: $0.00 $301,597.86
Disclosure

SEC source: 0000064040-24-000046 · wk-form4_1704416631.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,426.83

Underlying: Common Stock · 691.12 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:24 UTC S&P Global Inc. SPGI · Entity 2879 GrantPhantom Stock Units · Derivative 735.71 $335.17 Strike: $0.00 $246,587.92
Disclosure

SEC source: 0000064040-23-000042 · wf-form4_167296826563431.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735.71

Underlying: Common Stock · 735.71 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000101 · wf-form4_164730716911067.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F2 · derivative.exercise_date: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F2 · derivative.expiration_date: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:20 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 477 $382.75 $182,571.75
Disclosure

SEC source: 0000064040-22-000101 · wf-form4_164730716911067.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 17:25 UTC IHS Markit Ltd. INFO · Entity 129710 Disposition to issuerCommon Shares 1,680 $0.00 $0.00
Disclosure

SEC source: 0001598014-22-000063 · wf-form4_164625993465500.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F4 · shares: Represents shares underlying equity awards.

F3 · price: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 17:25 UTC IHS Markit Ltd. INFO · Entity 129710 Disposition to issuerCommon Shares 2,808 $0.00 $0.00
Disclosure

SEC source: 0001598014-22-000063 · wf-form4_164625993465500.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · shares: Excludes shares underlying equity awards.

F3 · price: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:54 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008803 · doc4.xml · derivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F4 · shares: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · price: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:54 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 796 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008803 · doc4.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796

F1 · kind: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each IHS Markit common share was converted into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of SPGI Common Stock, with cash payable in lieu of any fractional shares.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:40 UTC IHS Markit Ltd. INFO · Entity 129710 GrantCommon Shares 1,680 $0.00 $0.00
Disclosure

SEC source: 0001598014-21-000080 · wf-form4_162042003732385.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,488

F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

Read SEC document
May 29, 2020 Filed May 29, 2020 15:48 UTC WABCO Holdings Inc. WBC · Entity 148887 Disposition to issuerPerformance-Based Restricted Units · Derivative 11,727 $136.50 $1,600,735.50
Disclosure

SEC source: 0001104659-20-067724 · tm2021234d6_4.xml · derivative · entry 7

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,727 shares

Expires not disclosed

F6 · security: At the effective time of the Merger, each performance-based restricted unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F9 · derivative.exercise_price: Represents performance-based restricted units granted on February 21, 2018, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 21, 2021.

F9 · derivative.exercise_date: Represents performance-based restricted units granted on February 21, 2018, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 21, 2021.

F9 · derivative.expiration_date: Represents performance-based restricted units granted on February 21, 2018, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 21, 2021.

Read SEC document
May 29, 2020 Filed May 29, 2020 15:48 UTC WABCO Holdings Inc. WBC · Entity 148887 Disposition to issuerPerformance-Based Restricted Units · Derivative 14,044 $136.50 $1,917,006.00
Disclosure

SEC source: 0001104659-20-067724 · tm2021234d6_4.xml · derivative · entry 6

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,044 shares

Expires not disclosed

F6 · security: At the effective time of the Merger, each performance-based restricted unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F8 · derivative.exercise_price: Represents performance-based restricted units granted on February 22, 2019, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 22, 2022.

F8 · derivative.exercise_date: Represents performance-based restricted units granted on February 22, 2019, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 22, 2022.

F8 · derivative.expiration_date: Represents performance-based restricted units granted on February 22, 2019, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 22, 2022.

Read SEC document
May 29, 2020 Filed May 29, 2020 15:48 UTC WABCO Holdings Inc. WBC · Entity 148887 Disposition to issuerPerformance-Based Restricted Units · Derivative 12,136 $136.50 $1,656,564.00
Disclosure

SEC source: 0001104659-20-067724 · tm2021234d6_4.xml · derivative · entry 5

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,136 shares

Expires not disclosed

F6 · security: At the effective time of the Merger, each performance-based restricted unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

F7 · derivative.exercise_price: Represents performance-based restricted units granted on February 20, 2020, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 20, 2023.

F7 · derivative.exercise_date: Represents performance-based restricted units granted on February 20, 2020, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 20, 2023.

F7 · derivative.expiration_date: Represents performance-based restricted units granted on February 20, 2020, representing the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria and (ii) continued employment with the company through February 20, 2023.

Read SEC document
May 29, 2020 Filed May 29, 2020 15:48 UTC WABCO Holdings Inc. WBC · Entity 148887 Disposition to issuerCommon Stock 3,909 $136.50 $533,578.50
Disclosure

SEC source: 0001104659-20-067724 · tm2021234d6_4.xml · nonDerivative · entry 4

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · security: Represents Restricted Stock Units granted on February 21, 2018, which were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., on February 21, 2021.

F3 · security: At the effective time of the Merger, each Restricted Stock Unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
May 29, 2020 Filed May 29, 2020 15:48 UTC WABCO Holdings Inc. WBC · Entity 148887 Disposition to issuerCommon Stock 9,363 $136.50 $1,278,049.50
Disclosure

SEC source: 0001104659-20-067724 · tm2021234d6_4.xml · nonDerivative · entry 3

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · security: Represents Restricted Stock Units granted on February 22, 2019, which were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., in two equal installments on February 22, 2021 and February 22, 2022.

F3 · security: At the effective time of the Merger, each Restricted Stock Unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
May 29, 2020 Filed May 29, 2020 15:48 UTC WABCO Holdings Inc. WBC · Entity 148887 Disposition to issuerCommon Stock 12,136 $136.50 $1,656,564.00
Disclosure

SEC source: 0001104659-20-067724 · tm2021234d6_4.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · security: Represents Restricted Stock Units granted on February 20, 2020, which, at the time of grant, were scheduled to vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal annual installments, beginning on February 20, 2021.

F3 · security: At the effective time of the Merger, each Restricted Stock Unit granted by WABCO Holdings Inc. outstanding immediately prior to the effective time of the Merger (whether or not vested) vested in full, was automatically cancelled and converted into the right to receive the Merger Consideration.

Read SEC document
May 29, 2020 Filed May 29, 2020 15:48 UTC WABCO Holdings Inc. WBC · Entity 148887 Disposition to issuerCommon Stock 240,330 $136.50 $32,805,045.00
Disclosure

SEC source: 0001104659-20-067724 · tm2021234d6_4.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Represents all common shares held directly by the Reporting Person immediately prior to the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 28, 2019, by and among ZF Friedrichshafen AG, Verona Merger Sub Corp. and WABCO Holdings Inc. At the effective time of the Merger, each issued and outstanding common share of WABCO Holdings Inc. was automatically cancelled and converted into the right to receive $136.50 in cash (the "Merger Consideration").

Read SEC document
April 16, 2020 Filed Apr 20, 2020 16:43 UTC IHS Markit Ltd. INFO · Entity 129710 GrantCommon Shares 2,808 $0.00 $0.00
Disclosure

SEC source: 0001598014-20-000101 · wf-form4_158741541183439.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,808

F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:29 UTC WABCO Holdings Inc. WBC · Entity 148887 Exercise / conversionPerformance-Based Restricted Units · Derivative 22,993 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-024969 · tm2010920d5_4.xml · derivative · entry 6

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2020, and (ii) continued employment with the company through February 22, 2020.

F1 · price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2020, and (ii) continued employment with the company through February 22, 2020.

F1 · derivative.expiration_date: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2020, and (ii) continued employment with the company through February 22, 2020.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:29 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 9 $135.96 $1,223.64
Disclosure

SEC source: 0001104659-20-024969 · tm2010920d5_4.xml · nonDerivative · entry 5

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,738

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:29 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 876 $135.96 $119,100.96
Disclosure

SEC source: 0001104659-20-024969 · tm2010920d5_4.xml · nonDerivative · entry 4

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,747

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:29 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 4,988 $135.96 $678,168.48
Disclosure

SEC source: 0001104659-20-024969 · tm2010920d5_4.xml · nonDerivative · entry 3

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,623

Read SEC document
February 24, 2020 Filed Feb 25, 2020 20:29 UTC WABCO Holdings Inc. WBC · Entity 148887 Exercise / conversionCommon Stock 22,993 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-024969 · tm2010920d5_4.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2020, and (ii) continued employment with the company through February 22, 2020.

F1 · price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2020, and (ii) continued employment with the company through February 22, 2020.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 20:29 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 553 $135.96 $75,185.88
Disclosure

SEC source: 0001104659-20-024969 · tm2010920d5_4.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,618

Read SEC document
February 20, 2020 Filed Feb 24, 2020 18:01 UTC WABCO Holdings Inc. WBC · Entity 148887 GrantCommon Stock 12,136 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-024352 · tm2010815d5_form4.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,171

F1 · security: Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal annual installments, beginning on February 20, 2021.

Read SEC document
February 07, 2020 Filed Feb 20, 2020 15:57 UTC WABCO Holdings Inc. WBC · Entity 148887 GrantPerformance-Based Restricted Units · Derivative 22,993 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023335 · tm209400-1_4.xml · derivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,993

Underlying: Common Stock · 22,993 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 7, 2020, and (ii) continued employment with the company through February 22, 2020.

F1 · derivative.expiration_date: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 7, 2020, and (ii) continued employment with the company through February 22, 2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:18 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 1,661 $46.42 $77,103.62
Disclosure

SEC source: 0001567619-20-000606 · doc1.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,806

F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:18 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 3,016 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000606 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:38 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 1,145 $38.99 $44,643.55
Disclosure

SEC source: 0001567619-19-009866 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,760

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:05 UTC WABCO Holdings Inc. WBC · Entity 148887 Exercise / conversionPerformance-Based Restricted Units · Derivative 26,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-009904 · tv514596_4.xml · derivative · entry 7

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 5, 2019, and (ii) continued employment with the company through February 22, 2019.

F2 · price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 5, 2019, and (ii) continued employment with the company through February 22, 2019.

F2 · derivative.expiration_date: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 5, 2019, and (ii) continued employment with the company through February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:05 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 583 $117.49 $68,496.67
Disclosure

SEC source: 0001144204-19-009904 · tv514596_4.xml · nonDerivative · entry 6

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,035

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:05 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 732 $117.49 $86,002.68
Disclosure

SEC source: 0001144204-19-009904 · tv514596_4.xml · nonDerivative · entry 5

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,618

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:05 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 3,165 $117.49 $371,855.85
Disclosure

SEC source: 0001144204-19-009904 · tv514596_4.xml · nonDerivative · entry 4

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,350

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:05 UTC WABCO Holdings Inc. WBC · Entity 148887 Exercise / conversionCommon Stock 26,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-009904 · tv514596_4.xml · nonDerivative · entry 3

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 5, 2019, and (ii) continued employment with the company through February 22, 2019.

F2 · price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 5, 2019, and (ii) continued employment with the company through February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:05 UTC WABCO Holdings Inc. WBC · Entity 148887 GrantCommon Stock 14,044 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-009904 · tv514596_4.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,468

F1 · security: Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal annual installments, beginning on February 22, 2020.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 17:05 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 475 $117.82 $55,964.50
Disclosure

SEC source: 0001144204-19-009904 · tv514596_4.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,424

Read SEC document
February 05, 2019 Filed Feb 6, 2019 17:00 UTC WABCO Holdings Inc. WBC · Entity 148887 GrantPerformance-Based Restricted Units · Derivative 26,047 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-005367 · tv512369_4.xml · derivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,047

Underlying: Common Stock · 26,047 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 5, 2019, and (ii) continued employment with the company through February 22, 2019.

F1 · derivative.expiration_date: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 5, 2019, and (ii) continued employment with the company through February 22, 2019.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:46 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 3,707 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000574 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:00 UTC PENTAIR plc PNR · Entity 3537 GrantCommon Shares - Restricted Stock Units 2,862 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021793 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 14:57 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 1,438 $142.31 $204,641.78
Disclosure

SEC source: 0001144204-18-010819 · tv487097_4.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,899

Read SEC document
February 22, 2018 Filed Feb 26, 2018 14:57 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 1,807 $142.31 $257,154.17
Disclosure

SEC source: 0001144204-18-010819 · tv487097_4.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,337

Read SEC document
February 21, 2018 Filed Feb 22, 2018 18:31 UTC WABCO Holdings Inc. WBC · Entity 148887 GrantCommon Stock 11,727 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-010323 · tv486709_4.xml · nonDerivative · entry 4

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,144

F2 · security: Pursuant to Restricted Stock Units that will vest, subject to the individual's continued employment with WABCO Holdings Inc., in three equal annual installments, beginning on February 21, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:31 UTC WABCO Holdings Inc. WBC · Entity 148887 Exercise / conversionPerformance-Based Restricted Units · Derivative 9,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-010323 · tv486709_4.xml · derivative · entry 5

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.

F1 · price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.

F1 · derivative.expiration_date: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:31 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 946 $138.01 $130,557.46
Disclosure

SEC source: 0001144204-18-010323 · tv486709_4.xml · nonDerivative · entry 3

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,417

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:31 UTC WABCO Holdings Inc. WBC · Entity 148887 Tax withholdingCommon Stock 2,720 $138.01 $375,387.20
Disclosure

SEC source: 0001144204-18-010323 · tv486709_4.xml · nonDerivative · entry 2

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,363

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:31 UTC WABCO Holdings Inc. WBC · Entity 148887 Exercise / conversionCommon Stock 9,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-010323 · tv486709_4.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.

F1 · price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.

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February 06, 2018 Filed Feb 7, 2018 12:36 UTC WABCO Holdings Inc. WBC · Entity 148887 GrantPerformance-Based Restricted Units · Derivative 9,065 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-006184 · tv485038_4.xml · derivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,065

Underlying: Common Stock · 9,065 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.

F1 · derivative.expiration_date: The performance-based restricted units represent the contingent right to receive one share of common stock for each unit upon the later of (i) the satisfaction of certain performance criteria, which were satisfied as of February 6, 2018, and (ii) continued employment with the company through February 20, 2018.

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January 03, 2018 Filed Jan 5, 2018 21:29 UTC PENTAIR plc PNR · Entity 3537 Tax withholdingCommon Shares 1,133 $70.80 $80,216.40
Disclosure

SEC source: 0001140361-18-001060 · doc1.xml · nonDerivative · entry 1

ESCULIER JACQUES · CIK 0001272186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,043

F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units.

F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.

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October 24, 2017 Filed Oct 25, 2017 16:54 UTC WABCO Holdings Inc. WBC · Entity 148887 Exercise / conversionStock Option (Right to Buy) · Derivative 43,178 $0.00 Strike: $58.85 $0.00
Disclosure

SEC source: 0001144204-17-054135 · tv477651_4.xml · derivative · entry 12

ESCULIER JACQUES · CIK 0001272186 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,178 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Stock options vested in three equal installments. The first installment vested on February 14, 2013, the second installment vested on February 14, 2014, and the third installment vested on February 14, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.