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Kocherlakota Sitarama Swamy

Disclosed activity across 1 company

Tapewire entity
15133
SEC CIK
0001727720

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
S&P Global Inc.SPGI · Entity 2879EVP, Chief Digital OfficerMarch 04, 2025March 06, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

S&P Global Inc.

Report date March 04, 2025 · Filed March 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,418 Ending reported balance After 2025-03-04 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-03-04 · Grant · Acquired 1,149 · Balance 6,209

F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Row 2 · 2025-03-04 · Tax withholding · Disposed 550 · Balance 5,659

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Row 3 · 2025-03-04 · Grant · Acquired 7,681 · Balance 13,340

F3: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance-based Founders stock unit award.

Row 4 · 2025-03-04 · Tax withholding · Disposed 3,922 · Balance 9,418

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct604 Reported balance Holding disclosure · report date 2025-03-04 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 604

F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,193 Reported balance Holding disclosure · report date 2025-03-04 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,193

F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F6: As previously reported, the reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,429 Reported balance Holding disclosure · report date 2025-03-04 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 1,429

F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F7: As previously reported, the reporting person was granted 1,429 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2025, 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

F2: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

F3: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance-based Founders stock unit award.

F4: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F5: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F6: As previously reported, the reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F7: As previously reported, the reporting person was granted 1,429 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2025, 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2025 Filed Mar 6, 2025 21:10 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 3,922 $516.81 $2,026,928.82
Disclosure

SEC source: 0000064040-25-000097 · wk-form4_1741295424.xml · nonDerivative · entry 4

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,418

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:10 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 7,681 $0.00 $0.00
Disclosure

SEC source: 0000064040-25-000097 · wk-form4_1741295424.xml · nonDerivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,340

F3 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance-based Founders stock unit award.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:10 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 550 $516.81 $284,245.50
Disclosure

SEC source: 0000064040-25-000097 · wk-form4_1741295424.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,659

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:10 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 1,149 $0.00 $0.00
Disclosure

SEC source: 0000064040-25-000097 · wk-form4_1741295424.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,209

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 21:10 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 1,429 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-25-000077 · wk-form4_1741122634.xml · derivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,429

Underlying: Common Stock · 1,429 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,429 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2025, 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,429 restricted stock units on 03/01/2025, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2025, 33% on 12/31/2026 and 34% on 12/31/2027. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 587 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · derivative · entry 9

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,193

Underlying: Common Stock · 587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · derivative · entry 8

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604

Underlying: Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · derivative · entry 7

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% vested on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% vested on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 212 $498.03 $105,582.36
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · nonDerivative · entry 6

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,060

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 587 $498.03 $292,343.61
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · nonDerivative · entry 5

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 212 $498.03 $105,582.36
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · nonDerivative · entry 4

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,685

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 586 $498.03 $291,845.58
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · nonDerivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 170 $498.03 $84,665.10
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,311

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:36 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 419 $498.03 $208,674.57
Disclosure

SEC source: 0000064040-25-000015 · wk-form4_1735940203.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · EVP, Chief Digital Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2024 Filed Aug 5, 2024 20:23 UTC S&P Global Inc. SPGI · Entity 2879 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000161 · wk-form4_1722889381.xml · nonDerivative · entry 5

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,062

F5 · shares: Represents shares donated by the reporting person to a charitable donor advised fund.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:23 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 1,239 $489.87 $606,948.93
Disclosure

SEC source: 0000064040-24-000161 · wk-form4_1722889381.xml · nonDerivative · entry 4

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,462

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $489.73 to $490.07, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:23 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 5,431 $489.17 $2,656,682.27
Disclosure

SEC source: 0000064040-24-000161 · wk-form4_1722889381.xml · nonDerivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,701

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $488.67 to $489.66, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:23 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 2,112 $488.02 $1,030,698.24
Disclosure

SEC source: 0000064040-24-000161 · wk-form4_1722889381.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,132

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $487.65 to $488.57, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:23 UTC S&P Global Inc. SPGI · Entity 2879 SaleCommon Stock 818 $486.86 $398,251.48
Disclosure

SEC source: 0000064040-24-000161 · wk-form4_1722889381.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,244

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $486.60 to $487.10, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:19 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 646 $422.31 $272,812.26
Disclosure

SEC source: 0000064040-24-000107 · wk-form4_1709853531.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,062

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:19 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 1,544 $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000107 · wk-form4_1709853531.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,708

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 23:35 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 1,780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000083 · wk-form4_1709681704.xml · derivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2024, 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · derivative · entry 9

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 405 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · derivative · entry 8

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · derivative · entry 7

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 212 $440.52 $93,390.24
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 6

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,164

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 586 $440.52 $258,144.72
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 5

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 147 $440.52 $64,756.44
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 4

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,790

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 405 $440.52 $178,410.60
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 146 $440.52 $64,315.92
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,532

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:00 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 352 $440.52 $155,063.04
Disclosure

SEC source: 0000064040-24-000018 · wk-form4_1704326417.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:10 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 1,776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000089 · wf-form4_167788501371521.xml · derivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

Underlying: Common Stock · 1,776 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:43 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 995 $341.20 $339,494.00
Disclosure

SEC source: 0000950103-23-003630 · dp190163_4-kocherlakota.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,326

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2019 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:43 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 2,469 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-003630 · dp190163_4-kocherlakota.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,321

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goals under performance share unit award.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 405 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · derivative · entry 9

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824

Underlying: Common Stock · 405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · derivative · entry 8

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 414 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · derivative · entry 7

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 139 $334.94 $46,556.66
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · nonDerivative · entry 6

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,852

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 405 $334.94 $135,650.70
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · nonDerivative · entry 5

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 120 $334.94 $40,192.80
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · nonDerivative · entry 4

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,586

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 341 $334.94 $114,214.54
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · nonDerivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 164 $334.94 $54,930.16
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,365

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:04 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionCommon Stock 414 $334.94 $138,665.16
Disclosure

SEC source: 0000064040-23-000024 · wf-form4_167287346340299.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:13 UTC S&P Global Inc. SPGI · Entity 2879 GrantRestricted Stock Units · Derivative 1,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000085 · wf-form4_164635635813346.xml · derivative · entry 3

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229

Underlying: Common Stock · 1,229 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: The reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: The reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:13 UTC S&P Global Inc. SPGI · Entity 2879 Tax withholdingCommon Stock 1,970 $390.58 $769,442.60
Disclosure

SEC source: 0000064040-22-000085 · wf-form4_164635635813346.xml · nonDerivative · entry 2

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,115

F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:13 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 4,231 $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000085 · wf-form4_164635635813346.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,085

F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:52 UTC S&P Global Inc. SPGI · Entity 2879 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-008800 · doc4.xml · nonDerivative · entry 1

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,854

F1 · kind: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each IHS Markit common share was converted into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of SPGI Common Stock, with cash payable in lieu of any fractional shares.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:28 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · derivative · entry 9

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:28 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · derivative · entry 8

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414

Underlying: Common Stock · 401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,216 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:28 UTC S&P Global Inc. SPGI · Entity 2879 Exercise / conversionRestricted Stock Units · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000014 · wf-form4_164133530593840.xml · derivative · entry 7

Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.