Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2018 Filed Jul 16, 2018 22:56 UTC |
Zargar EhsanEVP, COO, GC & Corp. Sec'y
|
GrantCommon Shares | 2,352 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-008554 · dp93435_4.xml · nonDerivative · entry 1 Zargar Ehsan · CIK 0001701893 · EVP, COO, GC & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,372 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. The restricted stock units vested as of the effective time of the Merger. F2 · balance_after: Includes 23,020 Issuer Shares resulting from a reverse stock split whereby, as of immediately prior to the effective time of the Merger, each Issuer Share was combined into 0.1613 Issuer Shares. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 20:38 UTC |
Jefferies Financial Group Inc.10% owner
|
OtherComm Stock | 7,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-004875 · marketforms-42476.xml · nonDerivative · entry 1 Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,527,629 F1 · kind: Acquisition of shares of common stock of the Issuer acquired as merger consideration in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (formerly, Spectrum Brands Holdings, Inc.) in connection with the merger pursuant to which Spectrum Brands Legacy, Inc. became a direct subsidiary of the Issuer. F1 · price: Acquisition of shares of common stock of the Issuer acquired as merger consideration in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (formerly, Spectrum Brands Holdings, Inc.) in connection with the merger pursuant to which Spectrum Brands Legacy, Inc. became a direct subsidiary of the Issuer. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:38 UTC |
Rovit Hugh RDirector
|
GrantCommon Stock | 26,668 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001583 · ownership.xml · nonDerivative · entry 1 Rovit Hugh R · CIK 0001311214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,829 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F2 · balance_after: Includes 161 Issuer Shares resulting from a reverse stock split whereby, as of immediately prior to the effective time of the Merger, each Issuer Share was combined into 0.1613 Issuer Shares. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:39 UTC |
STEINBERG JOSEPH SDirector
|
GrantCommon Stock | 7,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001584 · ownership.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,198 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F2 · balance_after: Includes 4,364 Issuer Shares resulting from a reverse stock split whereby, as of immediately prior to the effective time of the Merger, each Issuer Share was combined into 0.1613 Issuer Shares. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:37 UTC |
POLISTINA TERRYDirector
|
GrantCommon Stock | 24,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001581 · ownership.xml · nonDerivative · entry 1 POLISTINA TERRY · CIK 0001231601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,665 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:37 UTC |
Maura David MDirector · Executive Chairman and CEO
|
GrantPerformance Rights · Derivative | 9,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-001579 · ownership.xml · derivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,360 Underlying: Common Stock · 9,360 shares Expires not disclosed F3 · security: Each performance right represents a contingent right to receive one Issuer Share. F4 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Maura's 2017 EIP Award, settled for 9,272 shares of the Issuer Shares and are included in Table I. In addition, 9,273 shares, representing the 2017 EIP Service Award portion of Mr. Maura's 2017 EIP Award, will vest on December 1, 2018 if Mr. Maura remains employed by the Issuer on such first anniversary. F5 · derivative.exercise_price: Mr. Maura also shall be eligible to receive up to 87 additional shares, representing the 2017 EIP Additional Award portion of Mr. Maura's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Maura remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F4 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Maura's 2017 EIP Award, settled for 9,272 shares of the Issuer Shares and are included in Table I. In addition, 9,273 shares, representing the 2017 EIP Service Award portion of Mr. Maura's 2017 EIP Award, will vest on December 1, 2018 if Mr. Maura remains employed by the Issuer on such first anniversary. F5 · price: Mr. Maura also shall be eligible to receive up to 87 additional shares, representing the 2017 EIP Additional Award portion of Mr. Maura's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Maura remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F4 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Maura's 2017 EIP Award, settled for 9,272 shares of the Issuer Shares and are included in Table I. In addition, 9,273 shares, representing the 2017 EIP Service Award portion of Mr. Maura's 2017 EIP Award, will vest on December 1, 2018 if Mr. Maura remains employed by the Issuer on such first anniversary. F5 · derivative.exercise_date: Mr. Maura also shall be eligible to receive up to 87 additional shares, representing the 2017 EIP Additional Award portion of Mr. Maura's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Maura remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F4 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Maura's 2017 EIP Award, settled for 9,272 shares of the Issuer Shares and are included in Table I. In addition, 9,273 shares, representing the 2017 EIP Service Award portion of Mr. Maura's 2017 EIP Award, will vest on December 1, 2018 if Mr. Maura remains employed by the Issuer on such first anniversary. F5 · derivative.expiration_date: Mr. Maura also shall be eligible to receive up to 87 additional shares, representing the 2017 EIP Additional Award portion of Mr. Maura's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Maura remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:37 UTC |
Maura David MDirector · Executive Chairman and CEO
|
GrantCommon Stock | 282,959 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001579 · ownership.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,980 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F2 · balance_after: Includes 156,021 Issuer Shares resulting from a reverse stock split whereby, as of immediately prior to the effective time of the Merger, each Issuer Share was combined into 0.1613 Issuer Shares. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:36 UTC |
MATTHEWS NORMAN SDirector
|
GrantCommon Stock | 25,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001576 · ownership.xml · nonDerivative · entry 1 MATTHEWS NORMAN S · CIK 0001178445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,907 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F2 · balance_after: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024. F3 · balance_after: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:36 UTC |
Martin Douglas LEVP and CFO
|
GrantPerformance Rights · Derivative | 4,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-001573 · ownership.xml · derivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,679 Underlying: Common Stock · 4,679 shares Expires not disclosed F2 · security: Each performance right represents a contingent right to receive one Issuer Share. F3 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer Shares and are included in Table I. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F3 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer Shares and are included in Table I. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F4 · price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer Shares and are included in Table I. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_date: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer Shares and are included in Table I. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F4 · derivative.expiration_date: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:36 UTC |
Martin Douglas LEVP and CFO
|
GrantCommon Stock | 49,189 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001573 · ownership.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,189 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:34 UTC |
Amundson Stacey LSVP of Human Resources
|
GrantPerformance Rights · Derivative | 2,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-001570 · ownership.xml · derivative · entry 2 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 2,340 shares Expires not disclosed F2 · security: Each performance right represents a contingent right to receive one Issuer Share. F3 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F3 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4 · price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_date: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4 · derivative.expiration_date: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:34 UTC |
Amundson Stacey LSVP of Human Resources
|
GrantCommon Stock | 11,438 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001570 · ownership.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,438 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:33 UTC |
FAGRE NATHAN ESVP, Gen. Counsel & Secretary
|
GrantPerformance Rights · Derivative | 4,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-001568 · ownership.xml · derivative · entry 2 FAGRE NATHAN E · CIK 0001128172 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,056 Underlying: Common Stock · 4,056 shares Expires not disclosed F2 · security: Each performance right represents a contingent right to receive one Issuer Share. F3 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Fagre's 2017 EIP Award, settled for 4,018 shares of the Issuer Shares and are included in Table I. In addition, 4,018 shares, representing the 2017 EIP Service Award portion of Mr. Fagre's 2017 EIP Award, will vest on December 1, 2018 if Mr. Fagre remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_price: Mr. Fagre also shall be eligible to receive up to 38 additional shares, representing the 2017 EIP Additional Award portion of Mr. Fagre's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Fagre remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F3 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Fagre's 2017 EIP Award, settled for 4,018 shares of the Issuer Shares and are included in Table I. In addition, 4,018 shares, representing the 2017 EIP Service Award portion of Mr. Fagre's 2017 EIP Award, will vest on December 1, 2018 if Mr. Fagre remains employed by the Issuer on such first anniversary. F4 · price: Mr. Fagre also shall be eligible to receive up to 38 additional shares, representing the 2017 EIP Additional Award portion of Mr. Fagre's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Fagre remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Fagre's 2017 EIP Award, settled for 4,018 shares of the Issuer Shares and are included in Table I. In addition, 4,018 shares, representing the 2017 EIP Service Award portion of Mr. Fagre's 2017 EIP Award, will vest on December 1, 2018 if Mr. Fagre remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_date: Mr. Fagre also shall be eligible to receive up to 38 additional shares, representing the 2017 EIP Additional Award portion of Mr. Fagre's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Fagre remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Fagre's 2017 EIP Award, settled for 4,018 shares of the Issuer Shares and are included in Table I. In addition, 4,018 shares, representing the 2017 EIP Service Award portion of Mr. Fagre's 2017 EIP Award, will vest on December 1, 2018 if Mr. Fagre remains employed by the Issuer on such first anniversary. F4 · derivative.expiration_date: Mr. Fagre also shall be eligible to receive up to 38 additional shares, representing the 2017 EIP Additional Award portion of Mr. Fagre's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Fagre remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:33 UTC |
FAGRE NATHAN ESVP, Gen. Counsel & Secretary
|
GrantCommon Stock | 46,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001568 · ownership.xml · nonDerivative · entry 1 FAGRE NATHAN E · CIK 0001128172 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,334 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:32 UTC |
Ambrecht Kenneth CDirector
|
GrantCommon Stock | 23,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001567 · ownership.xml · nonDerivative · entry 1 Ambrecht Kenneth C · CIK 0001300190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,620 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F2 · balance_after: Includes 2,418 Issuer Shares resulting from a reverse stock split whereby, as of immediately prior to the effective time of the Merger, each Issuer Share was combined into 0.1613 Issuer Shares. Read SEC document |
| July 13, 2018 Filed Nov 1, 2018 18:37 UTC Amendment |
Jefferies Financial Group Inc.10% owner
|
OtherComm Stock | 7,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-006760 · marketforms-43151.xml · nonDerivative · entry 1 Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,527,445 F1 · kind: Acquisition of shares of common stock of the Issuer acquired as merger consideration in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (formerly, Spectrum Brands Holdings, Inc.) in connection with the merger pursuant to which Spectrum Brands Legacy, Inc. became a direct subsidiary of the Issuer. F1 · price: Acquisition of shares of common stock of the Issuer acquired as merger consideration in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (formerly, Spectrum Brands Holdings, Inc.) in connection with the merger pursuant to which Spectrum Brands Legacy, Inc. became a direct subsidiary of the Issuer. F2 · balance_after: Reflects a decrease of 184 shares previously reported as owned by the Reporting Person. Read SEC document |
| April 27, 2018 Filed May 1, 2018 22:21 UTC |
Zargar EhsanEVP, COO, GC & Corp. Sec'y
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 19,644 | $0.00 Strike: $8.52 | $0.00 |
DisclosureSEC source: 0000950142-18-001104 · es1800658_4-zargar.xml · derivative · entry 4 Zargar Ehsan · CIK 0001701893 · EVP, COO, GC & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,644 shares Expires 2022-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This report is being filed in connection with the exercise of employee stock options by the reporting person. The exercise price and taxes associated with the exercise of the employee stock options were paid in cash by the reporting person to the Issuer. None of the shares of Common Stock received in the transaction have been sold. F2 · derivative.exercise_date: This grant of employee stock options has fully vested and is currently exercisable. Read SEC document |
| April 27, 2018 Filed May 1, 2018 22:21 UTC |
Zargar EhsanEVP, COO, GC & Corp. Sec'y
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $4.68 | $0.00 |
DisclosureSEC source: 0000950142-18-001104 · es1800658_4-zargar.xml · derivative · entry 3 Zargar Ehsan · CIK 0001701893 · EVP, COO, GC & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This report is being filed in connection with the exercise of employee stock options by the reporting person. The exercise price and taxes associated with the exercise of the employee stock options were paid in cash by the reporting person to the Issuer. None of the shares of Common Stock received in the transaction have been sold. F2 · derivative.exercise_date: This grant of employee stock options has fully vested and is currently exercisable. Read SEC document |
| April 27, 2018 Filed May 1, 2018 22:21 UTC |
Zargar EhsanEVP, COO, GC & Corp. Sec'y
|
Exercise / conversionCommon Stock | 19,644 | $8.52 | $167,366.88 |
DisclosureSEC source: 0000950142-18-001104 · es1800658_4-zargar.xml · nonDerivative · entry 2 Zargar Ehsan · CIK 0001701893 · EVP, COO, GC & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This report is being filed in connection with the exercise of employee stock options by the reporting person. The exercise price and taxes associated with the exercise of the employee stock options were paid in cash by the reporting person to the Issuer. None of the shares of Common Stock received in the transaction have been sold. Read SEC document |
| April 27, 2018 Filed May 1, 2018 22:21 UTC |
Zargar EhsanEVP, COO, GC & Corp. Sec'y
|
Exercise / conversionCommon Stock | 30,000 | $4.68 | $140,400.00 |
DisclosureSEC source: 0000950142-18-001104 · es1800658_4-zargar.xml · nonDerivative · entry 1 Zargar Ehsan · CIK 0001701893 · EVP, COO, GC & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This report is being filed in connection with the exercise of employee stock options by the reporting person. The exercise price and taxes associated with the exercise of the employee stock options were paid in cash by the reporting person to the Issuer. None of the shares of Common Stock received in the transaction have been sold. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 21:24 UTC |
Zargar EhsanEVP, COO, GC & Corp. Sec'y
|
Tax withholdingCommon Stock | 14,256 | $17.41 | $248,196.96 |
DisclosureSEC source: 0000950142-17-002124 · es1701187_4-zargar.xml · nonDerivative · entry 1 Zargar Ehsan · CIK 0001701893 · EVP, COO, GC & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,077 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:29 UTC |
Whittaker AndrewDirector
|
GrantCommon Stock | 4,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-002105 · es1701178_4-whittaker.xml · nonDerivative · entry 1 Whittaker Andrew · CIK 0001612616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,068 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:28 UTC |
STEINBERG JOSEPH SDirector · Chief Executive Officer
|
GrantCommon Stock | 4,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-002104 · es1701177_4-steinberg.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,068 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:28 UTC |
Glovier CurtisDirector
|
GrantCommon Stock | 4,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-002103 · es1701176_4-glovier.xml · nonDerivative · entry 1 Glovier Curtis · CIK 0001633579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,839 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:27 UTC |
LUTERMAN GERALDDirector
|
GrantCommon Stock | 4,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-002102 · es1701175_4-luterman.xml · nonDerivative · entry 1 LUTERMAN GERALD · CIK 0001195331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,098 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:26 UTC |
IANNA FRANKDirector
|
GrantCommon Stock | 4,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-002101 · es1701174_4-ianna.xml · nonDerivative · entry 1 IANNA FRANK · CIK 0001168015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,098 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:59 UTC |
ASALI OMARDirector · President & CEO
|
Tax withholdingCommon Stock | 149,076 | $19.32 | $2,880,148.32 |
DisclosureSEC source: 0000950142-17-000712 · es1700466_4-asali.xml · nonDerivative · entry 1 ASALI OMAR · CIK 0001339372 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,324 F1 · shares: Reflects the withholding of shares by the Issuer to satisfy tax obligations. F1 · acquired: Reflects the withholding of shares by the Issuer to satisfy tax obligations. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:11 UTC |
Maura David MDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 318,190 | $0.00 Strike: $15.39 | $0.00 |
DisclosureSEC source: 0000950142-16-004932 · es1601219_4-maura.xml · derivative · entry 2 Maura David M · CIK 0001365833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,190 Underlying: Common Stock · 318,190 shares Expires 2026-12-14 F2 · derivative.exercise_date: The options reported on this line will vest and become exercisable according to the following schedule: 30,626 on December 14, 2016; 30,626 on December 14, 2017; 128,469 on December 14, 2018; and 128,469 on December 14, 2019. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:11 UTC |
Maura David MDirector
|
Tax withholdingCommon Stock | 56,836 | $15.39 | $874,706.04 |
DisclosureSEC source: 0000950142-16-004932 · es1601219_4-maura.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,548 F1 · kind: Reflects the withholding of shares by the Issuer to satisfy tax obligations. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 22:54 UTC |
Maura David MDirector · Managing Director and EVP
|
Tax withholdingCommon Stock | 263,305 | $15.67 | $4,125,989.35 |
DisclosureSEC source: 0000950142-16-004872 · es1601186_4-maura.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Managing Director and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,384 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 22:54 UTC |
ASALI OMARDirector · President & CEO
|
Tax withholdingCommon Stock | 350,631 | $15.67 | $5,494,387.77 |
DisclosureSEC source: 0000950142-16-004871 · es1601185_4-asali.xml · nonDerivative · entry 1 ASALI OMAR · CIK 0001339372 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,551,400 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 22:36 UTC |
Whittaker AndrewDirector
|
GrantCommon Stock | 5,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004856 · es1601181_4-whittaker.xml · nonDerivative · entry 1 Whittaker Andrew · CIK 0001612616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,321 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 22:35 UTC |
STEINBERG JOSEPH SDirector
|
GrantCommon Stock | 5,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004855 · es1601180_4-steinberg.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,321 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 22:35 UTC |
Glovier CurtisDirector
|
GrantCommon Stock | 5,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004854 · es1601179_4-glovier.xml · nonDerivative · entry 1 Glovier Curtis · CIK 0001633579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,092 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 22:34 UTC |
LUTERMAN GERALDDirector
|
GrantCommon Stock | 5,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004853 · es1601178_4-luterman.xml · nonDerivative · entry 1 LUTERMAN GERALD · CIK 0001195331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,351 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 22:33 UTC |
IANNA FRANKDirector
|
GrantCommon Stock | 5,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-16-004852 · es1601177_4-ianna.xml · nonDerivative · entry 1 IANNA FRANK · CIK 0001168015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,351 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.