Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Spectrum Brands Holdings, Inc.SPB · Entity 4515 | EVP FINANCE | December 06, 2019 | December 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Spectrum Brands Holdings, Inc.
Report date December 06, 2019 · Filed December 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,731 |
Ending reported balance
After 2019-12-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-06 · Grant · Acquired 9,037 · Balance 80,699 F1: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan. Row 2 · 2019-12-06 · Tax withholding · Disposed 4,968 · Balance 75,731 F2: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan.
F2: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spectrum Brands Legacy, Inc.
Report date July 13, 2018 · Filed July 17, 2018
Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-13 transaction · row 1
1 source rowRow 1 · 2018-07-13 · Disposition to issuer · Disposed 49,189 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger. |
| Performance RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-07-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-13 · Disposition to issuer · Disposed 4,679 · Balance 0 F2: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger.
F2: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2019 Filed Dec 10, 2019 22:09 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 4,968 | $63.26 | $314,275.68 |
DisclosureSEC source: 0000950142-19-002452 · es1901304_4-martin.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP FINANCE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,731 F2 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:09 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 9,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-002452 · es1901304_4-martin.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP FINANCE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,699 F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan. F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuers' 2019 Management Incentive Plan. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:26 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionRestricted Stock Units · Derivative | 17,099 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002362 · es1901280_4-martin.xml · derivative · entry 4 Martin Douglas L · CIK 0001557493 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,099 Underlying: Common Stock · 17,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 34,198 restricted stock units, 17,099 of which vested on November 21, 2019. The remaining 17,099 restricted stock units will vest on November 21, 2020. F3 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 34,198 restricted stock units, 17,099 of which vested on November 21, 2019. The remaining 17,099 restricted stock units will vest on November 21, 2020. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:26 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 23,372 | $62.45 | $1,459,581.40 |
DisclosureSEC source: 0000950142-19-002362 · es1901280_4-martin.xml · nonDerivative · entry 3 Martin Douglas L · CIK 0001557493 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,662 F2 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:26 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 25,649 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-002362 · es1901280_4-martin.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,034 Read SEC document |
| November 21, 2019 Filed Nov 26, 2019 02:26 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 17,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-19-002362 · es1901280_4-martin.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:33 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantRestricted Stock Units · Derivative | 34,198 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000097 · ownership.xml · derivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,198 Underlying: Common Stock · 34,198 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. F3 · derivative.expiration_date: 50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:33 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantRestricted Stock Units · Derivative | 18,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000097 · ownership.xml · derivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,240 Underlying: Common Stock · 18,240 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units reported on this line vest on December 3, 2021. F2 · derivative.expiration_date: The restricted stock units reported on this line vest on December 3, 2021. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:23 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 569 | $47.36 | $26,947.84 |
DisclosureSEC source: 0000950142-18-002393 · ownership.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,286 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation resulting from the vesting of restricted stock under the Issuer's Management Incentive Plan. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:23 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 1,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002393 · ownership.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,855 F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuer's 2018 Management Incentive Plan. F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuer's 2018 Management Incentive Plan. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:08 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionPerformance Rights · Derivative | 4,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002347 · ownership.xml · derivative · entry 3 Martin Douglas L · CIK 0001557493 · EVP and CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. F1 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:08 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 2,180 | $49.38 | $107,648.40 |
DisclosureSEC source: 0000950142-18-002347 · ownership.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,646 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation upon the vesting and settling of performance rights of the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 22:08 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 4,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-002347 · ownership.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 4,637 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 43 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:36 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantPerformance Rights · Derivative | 4,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-18-001573 · ownership.xml · derivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,679 Underlying: Common Stock · 4,679 shares Expires not disclosed F2 · security: Each performance right represents a contingent right to receive one Issuer Share. F3 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer Shares and are included in Table I. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F3 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer Shares and are included in Table I. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F4 · price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer Shares and are included in Table I. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_date: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer Shares and are included in Table I. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F4 · derivative.expiration_date: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:36 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 49,189 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001573 · ownership.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,189 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 16:03 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Disposition to issuerPerformance Rights · Derivative | 4,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-18-000142 · edgar.xml · derivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,679 shares Expires not disclosed F2 · derivative.exercise_price: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. F2 · price: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. F2 · derivative.exercise_date: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. F2 · derivative.expiration_date: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 16:03 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Disposition to issuerCommon Stock | 49,189 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-18-000142 · edgar.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger. Read SEC document |
| December 08, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 1,343 | $114.47 | $153,733.21 |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 10 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,189 F11 · shares: These shares of the Issuer's common stock were surrendered to satisfy Mr. Martin's tax withholding requirements resulting from the vesting of his Management Incentive Award. Read SEC document |
| December 08, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | GrantCommon Stock | 2,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 9 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,532 F10 · price: The shares represent the cash value of the Management Incentive Award under the Issuer's 2017 Management Incentive Plan. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionPerformance Rights · Derivative | 4,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · derivative · entry 14 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,679 Underlying: Common Stock · 4,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · derivative.exercise_price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · derivative.exercise_date: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · derivative.expiration_date: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | GrantPerformance Rights · Derivative | 9,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · derivative · entry 13 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,315 Underlying: Common Stock · 9,315 shares Expires not disclosed F12 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · derivative.exercise_price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · derivative.exercise_date: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · derivative.expiration_date: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionPerformance Rights · Derivative | 10,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · derivative · entry 12 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_price: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, settled for 7,662 shares of the Issuer's common stock. F5 · derivative.exercise_price: On December 1, 2017, Mr. Martin also received, 3,244 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Mr. Martin remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. F3 · price: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, settled for 7,662 shares of the Issuer's common stock. F5 · price: On December 1, 2017, Mr. Martin also received, 3,244 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Mr. Martin remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. F3 · derivative.exercise_date: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, settled for 7,662 shares of the Issuer's common stock. F5 · derivative.exercise_date: On December 1, 2017, Mr. Martin also received, 3,244 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Mr. Martin remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. F3 · derivative.expiration_date: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, settled for 7,662 shares of the Issuer's common stock. F5 · derivative.expiration_date: On December 1, 2017, Mr. Martin also received, 3,244 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Mr. Martin remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionPerformance Rights · Derivative | 10,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · derivative · entry 11 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Mr. Martin's S2B Award, settled for 10,313 shares of the Issuer's common stock. F1 · price: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Mr. Martin's S2B Award, settled for 10,313 shares of the Issuer's common stock. F1 · derivative.exercise_date: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Mr. Martin's S2B Award, settled for 10,313 shares of the Issuer's common stock. F1 · derivative.expiration_date: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Mr. Martin's S2B Award, settled for 10,313 shares of the Issuer's common stock. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 2,300 | $114.21 | $262,683.00 |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 8 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,825 F9 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation upon the vesting and settling of performance rights of the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionCommon Stock | 4,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 7 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Mr. Martin's 2017 EIP Award, settled for 4,636 shares of the Issuer's common stock. In addition, 4,636 shares, representing the 2017 EIP Service Award portion of Mr. Martin's 2017 EIP Award, will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer on such first anniversary. F8 · price: Mr. Martin also shall be eligible to receive up to 43 additional shares, representing the 2017 EIP Additional Award portion of Mr. Martin's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Mr. Martin remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 1,610 | $114.21 | $183,878.10 |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 6 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,489 F6 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation upon the vesting and settling of performance rights of the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionCommon Stock | 3,244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 5 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On December 1, 2017, Mr. Martin also received, 3,244 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Mr. Martin remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 3,801 | $114.21 | $434,112.21 |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 4 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,855 F4 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation upon the vesting and settling of performance rights of the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionCommon Stock | 7,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 3 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, settled for 7,662 shares of the Issuer's common stock. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 5,116 | $114.21 | $584,298.36 |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,994 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation upon the vesting and settling of performance rights of the S2B Service Award portion of Mr. Martin's S2B Award. Read SEC document |
| December 01, 2017 Filed Dec 20, 2017 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionCommon Stock | 10,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-17-000285 · edgar.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Mr. Martin's S2B Award, settled for 10,313 shares of the Issuer's common stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionPerformance Rights · Derivative | 7,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · derivative · entry 11 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,025 Underlying: Common Stock · 7,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_price: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Mr. Martin's 2016 EIP Award, settled for 7,661 shares of the Issuer's common stock. F8 · derivative.exercise_price: In addition, 7,662 shares, representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer on such first anniversary. Mr. Martin also shall be eligible to receive up to 5,363 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. F7 · price: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Mr. Martin's 2016 EIP Award, settled for 7,661 shares of the Issuer's common stock. F8 · price: In addition, 7,662 shares, representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer on such first anniversary. Mr. Martin also shall be eligible to receive up to 5,363 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. F7 · derivative.exercise_date: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Mr. Martin's 2016 EIP Award, settled for 7,661 shares of the Issuer's common stock. F8 · derivative.exercise_date: In addition, 7,662 shares, representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer on such first anniversary. Mr. Martin also shall be eligible to receive up to 5,363 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. F7 · derivative.expiration_date: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Mr. Martin's 2016 EIP Award, settled for 7,661 shares of the Issuer's common stock. F8 · derivative.expiration_date: In addition, 7,662 shares, representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer on such first anniversary. Mr. Martin also shall be eligible to receive up to 5,363 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionPerformance Rights · Derivative | 10,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · derivative · entry 10 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,313 Underlying: Common Stock · 10,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_price: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Mr. Martin's S2B Award, settled for 10,312 shares of the Issuer's common stock. An additional 10,313 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Mr. Martin remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). F5 · price: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Mr. Martin's S2B Award, settled for 10,312 shares of the Issuer's common stock. An additional 10,313 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Mr. Martin remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). F5 · derivative.exercise_date: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Mr. Martin's S2B Award, settled for 10,312 shares of the Issuer's common stock. An additional 10,313 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Mr. Martin remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). F5 · derivative.expiration_date: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Mr. Martin's S2B Award, settled for 10,312 shares of the Issuer's common stock. An additional 10,313 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Mr. Martin remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionPerformance Rights · Derivative | 8,525 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · derivative · entry 9 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Mr. Martin's 2015 EIP Award, settled for 7,755 shares of the Issuer's common stock. F3 · derivative.exercise_price: Mr. Martin also received 770 additional shares, representing the 2015 EIP Additional Award portion of Mr. Martin's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. F1 · price: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Mr. Martin's 2015 EIP Award, settled for 7,755 shares of the Issuer's common stock. F3 · price: Mr. Martin also received 770 additional shares, representing the 2015 EIP Additional Award portion of Mr. Martin's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. F1 · derivative.exercise_date: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Mr. Martin's 2015 EIP Award, settled for 7,755 shares of the Issuer's common stock. F3 · derivative.exercise_date: Mr. Martin also received 770 additional shares, representing the 2015 EIP Additional Award portion of Mr. Martin's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. F1 · derivative.expiration_date: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Mr. Martin's 2015 EIP Award, settled for 7,755 shares of the Issuer's common stock. F3 · derivative.expiration_date: Mr. Martin also received 770 additional shares, representing the 2015 EIP Additional Award portion of Mr. Martin's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 4,662 | $114.39 | $533,286.18 |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · nonDerivative · entry 8 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,797 F9 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation upon the vesting and settling of performance rights of the 2016 EIP Performance Award portion of Mr. Martin's 2016 EIP Award. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionCommon Stock | 7,661 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · nonDerivative · entry 7 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Mr. Martin's 2016 EIP Award, settled for 7,661 shares of the Issuer's common stock. F8 · price: In addition, 7,662 shares, representing the 2016 EIP Service Award portion of Mr. Martin's 2016 EIP Award, will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer on such first anniversary. Mr. Martin also shall be eligible to receive up to 5,363 additional shares, representing the 2016 EIP Additional Award portion of Mr. Martin's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Mr. Martin remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 6,275 | $114.39 | $717,797.25 |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · nonDerivative · entry 6 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,798 F6 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation upon the vesting and settling of performance rights of the S2B Performance Award portion of Mr. Martin's S2B Award. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionCommon Stock | 10,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · nonDerivative · entry 5 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Mr. Martin's S2B Award, settled for 10,312 shares of the Issuer's common stock. An additional 10,313 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Mr. Martin remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 469 | $114.39 | $53,648.91 |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · nonDerivative · entry 4 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,761 F4 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation upon the vesting and settling of performance rights of the 2015 EIP Additional Award portion of Mr. Martin's 2015 EIP Award. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionCommon Stock | 770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · nonDerivative · entry 3 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Mr. Martin also received 770 additional shares, representing the 2015 EIP Additional Award portion of Mr. Martin's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 4,719 | $114.39 | $539,806.41 |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,460 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation upon the vesting and settling of performance rights of the 2015 EIP Service Award portion of Mr. Martin's 2015 EIP Award. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 16:16 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Exercise / conversionCommon Stock | 7,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-16-000768 · edgar.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Mr. Martin's 2015 EIP Award, settled for 7,755 shares of the Issuer's common stock. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | Tax withholdingCommon Stock | 3,312 | $121.97 | $403,964.64 |
DisclosureSEC source: 0000908834-16-000753 · edgar.xml · nonDerivative · entry 2 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,424 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy Mr. Martin's tax withholding obligation resulting from the grant of restricted stock under the Issuer's Management Incentive Plan. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 16:20 UTC | Spectrum Brands Legacy, Inc. SPB · Entity 164964 | GrantCommon Stock | 5,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000908834-16-000753 · edgar.xml · nonDerivative · entry 1 Martin Douglas L · CIK 0001557493 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,736 F1 · shares: The shares represent the cash value of the Management Incentive Award under the Issuer's 2016 Management Incentive Plan. F1 · price: The shares represent the cash value of the Management Incentive Award under the Issuer's 2016 Management Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.