person · Reporting owner

Amundson Stacey L

Disclosed activity across 3 companies

Tapewire entity: 66627
SEC CIK: 0001658928

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PATRICK INDUSTRIES INCPATK · Entity 4317	EVP & CHRO	February 12, 2026	February 13, 2026
Spectrum Brands Holdings, Inc.SPB · Entity 4515	SVP of Human Resources	July 13, 2018	July 17, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PATRICK INDUSTRIES INC

Report date February 12, 2026 · Filed February 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	12,819	Reported balance After 2026-02-12 transaction · row 1 1 source row Row 1 · 2026-02-12 · Sale · Disposed 3,903 · Balance 12,819 F1: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.70 to $147.77, inclusive. The Reporting Person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.70 to $147.77, inclusive. The Reporting Person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

Spectrum Brands Holdings, Inc.

Report date July 13, 2018 · Filed July 17, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	11,438	Reported balance After 2018-07-13 transaction · row 1 1 source row Row 1 · 2018-07-13 · Grant · Acquired 11,438 · Balance 11,438 F1: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer.
Performance RightsSEC Table II · derivative / convertible security	Direct	2,340	Reported balance After 2018-07-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-07-13 · Grant · Acquired 2,340 · Balance 2,340 F2: Each performance right represents a contingent right to receive one Issuer Share. F3: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F1: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer.

F2: Each performance right represents a contingent right to receive one Issuer Share.

F3: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary.

F4: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Spectrum Brands Legacy, Inc.

Report date July 13, 2018 · Filed July 17, 2018

Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2018-07-13 transaction · row 1 1 source row Row 1 · 2018-07-13 · Disposition to issuer · Disposed 11,438 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger.
Performance RightsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2018-07-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-07-13 · Disposition to issuer · Disposed 2,340 · Balance 0 F2: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger.

F2: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 12, 2026 Filed Feb 13, 2026 23:18 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	SaleCommon Stock	3,903	$145.61	$568,334.56	Disclosure SEC source: 0001658928-26-000008 · wk-form4_1771024685.xml · nonDerivative · entry 1 Amundson Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,819 F1 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.70 to $147.77, inclusive. The Reporting Person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document
January 27, 2026 Filed Jan 30, 2026 02:05 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantCommon Stock	3,233	$0.00	$0.00	Disclosure SEC source: 0001658928-26-000004 · wk-form4_1769738717.xml · nonDerivative · entry 4 Amundson Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,722 F4 · shares: Shares are performance-based and vest after three years upon achievement of target Company objectives. Read SEC document
January 27, 2026 Filed Jan 30, 2026 02:05 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantCommon Stock	808	$0.00	$0.00	Disclosure SEC source: 0001658928-26-000004 · wk-form4_1769738717.xml · nonDerivative · entry 3 Amundson Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,489 F3 · shares: Annual Management time-based grant awarded January 2026 and vesting in January 2029. Read SEC document
January 27, 2026 Filed Jan 30, 2026 02:05 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	Tax withholdingCommon Stock	1,162	$129.93	$150,978.66	Disclosure SEC source: 0001658928-26-000004 · wk-form4_1769738717.xml · nonDerivative · entry 2 Amundson Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,681 F2 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with a performance-based stock grant awarded in January 2023 that vested after three years upon the achievement of target Company objectives. Read SEC document
January 27, 2026 Filed Jan 30, 2026 02:05 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	OtherCommon Stock	3,839	$0.00	$0.00	Disclosure SEC source: 0001658928-26-000004 · wk-form4_1769738717.xml · nonDerivative · entry 1 Amundson Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,843 F1 · shares: Reflects an adjustment to the number of shares that the reporting owner is entitled to upon vesting in January 2026 of a performance-based grant originally awarded in January 2023. Read SEC document
January 26, 2026 Filed Jan 29, 2026 02:01 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	Tax withholdingCommon Stock	362	$128.92	$46,669.04	Disclosure SEC source: 0001658928-26-000002 · wk-form4_1769652073.xml · nonDerivative · entry 1 Amundson Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,682 F1 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with a time-based stock grant awarded in January 2023 that became fully vested in January 2026. Read SEC document
March 11, 2025 Filed Mar 14, 2025 01:15 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	SaleCommon Stock	2,885	$85.53	$246,749.15	Disclosure SEC source: 0000076605-25-000091 · wk-form4_1741914922.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,044 Read SEC document
February 25, 2025 Filed Feb 28, 2025 02:32 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantStock Appreciation Rights · Derivative	1,055	$0.00 Strike: $158.05	$0.00	Disclosure SEC source: 0000076605-25-000076 · wk-form4_1740709947.xml · derivative · entry 5 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,055 Underlying: Common Stock · 1,055 shares Expires 2034-02-25 F2 · derivative.exercise_date: The stock appreciation rights will become exercisable at 25% per year over a four-year period beginning on February 25, 2026. Read SEC document
February 25, 2025 Filed Feb 28, 2025 02:32 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantStock Appreciation Rights · Derivative	1,055	$0.00 Strike: $132.31	$0.00	Disclosure SEC source: 0000076605-25-000076 · wk-form4_1740709947.xml · derivative · entry 4 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,055 Underlying: Common Stock · 1,055 shares Expires 2034-02-25 F2 · derivative.exercise_date: The stock appreciation rights will become exercisable at 25% per year over a four-year period beginning on February 25, 2026. Read SEC document
February 25, 2025 Filed Feb 28, 2025 02:32 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantStock Appreciation Rights · Derivative	1,055	$0.00 Strike: $110.76	$0.00	Disclosure SEC source: 0000076605-25-000076 · wk-form4_1740709947.xml · derivative · entry 3 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,055 Underlying: Common Stock · 1,055 shares Expires 2034-02-25 F2 · derivative.exercise_date: The stock appreciation rights will become exercisable at 25% per year over a four-year period beginning on February 25, 2026. Read SEC document
February 25, 2025 Filed Feb 28, 2025 02:32 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantStock Appreciation Rights · Derivative	1,055	$0.00 Strike: $92.72	$0.00	Disclosure SEC source: 0000076605-25-000076 · wk-form4_1740709947.xml · derivative · entry 2 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,055 Underlying: Common Stock · 1,055 shares Expires 2034-02-25 F2 · derivative.exercise_date: The stock appreciation rights will become exercisable at 25% per year over a four-year period beginning on February 25, 2026. Read SEC document
February 25, 2025 Filed Feb 28, 2025 02:32 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantStock Options · Derivative	4,220	$0.00 Strike: $92.72	$0.00	Disclosure SEC source: 0000076605-25-000076 · wk-form4_1740709947.xml · derivative · entry 1 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,220 Underlying: Common Stock · 4,220 shares Expires 2034-02-25 F1 · derivative.exercise_date: The stock options will become exercisable at 25% per year over a four-year period beginning on February 25, 2026. Read SEC document
January 28, 2025 Filed Jan 31, 2025 01:38 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantCommon Stock	729	$0.00	$0.00	Disclosure SEC source: 0000076605-25-000028 · wk-form4_1738287482.xml · nonDerivative · entry 4 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,929 F4 · shares: Annual Management time-based grant awarded January 2025 and vesting in January 2028. Read SEC document
January 28, 2025 Filed Jan 31, 2025 01:38 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantCommon Stock	2,917	$0.00	$0.00	Disclosure SEC source: 0000076605-25-000028 · wk-form4_1738287482.xml · nonDerivative · entry 3 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,200 F3 · shares: Shares are performance-based and vest after three years upon achievement of target Company objectives. Read SEC document
January 28, 2025 Filed Jan 31, 2025 01:38 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	Tax withholdingCommon Stock	872	$96.01	$83,720.72	Disclosure SEC source: 0000076605-25-000028 · wk-form4_1738287482.xml · nonDerivative · entry 2 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,283 F2 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with a performance-based stock grant awarded in January 2022 that vested after three years upon the achievement of target Company objectives. Read SEC document
January 28, 2025 Filed Jan 31, 2025 01:38 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	OtherCommon Stock	1,590	$0.00	$0.00	Disclosure SEC source: 0000076605-25-000028 · wk-form4_1738287482.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,155 F1 · shares: Reflects an adjustment to the number of shares that the reporting owner is entitled to upon vesting in January 2025 of a performance-based grant originally awarded in January 2022. Read SEC document
January 27, 2025 Filed Jan 30, 2025 02:27 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	Tax withholdingCommon Stock	218	$97.50	$21,255.00	Disclosure SEC source: 0000076605-25-000010 · wk-form4_1738204013.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,745 F1 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with a time-based stock grant awarded in January 2022 that became fully vested in January 2025. F2 · balance_after: The Common Stock holding reported herein has been adjusted to reflect a three-for-two stock split paid by the issuer on December 13, 2024. Read SEC document
January 24, 2024 Filed Jan 27, 2024 02:04 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantCommon Stock	684	$0.00	$0.00	Disclosure SEC source: 0000076605-24-000023 · wk-form4_1706321077.xml · nonDerivative · entry 2 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,308 F2 · shares: Annual Management time-based grant awarded January 2024 and vesting in January 2027. Read SEC document
January 24, 2024 Filed Jan 27, 2024 02:04 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantCommon Stock	2,737	$0.00	$0.00	Disclosure SEC source: 0000076605-24-000023 · wk-form4_1706321077.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,624 F1 · shares: Shares are performance-based and vest after three years upon achievement of target Company objectives. Read SEC document
January 25, 2023 Filed Jan 28, 2023 02:01 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantCommon Stock	882	$0.00	$0.00	Disclosure SEC source: 0000076605-23-000038 · wf-form4_167487126295037.xml · nonDerivative · entry 2 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,887 F2 · shares: Annual Management time-based grant awarded January 2023 and vesting in January 2026. Read SEC document
January 25, 2023 Filed Jan 28, 2023 02:01 UTC	PATRICK INDUSTRIES INC PATK · Entity 4317	GrantCommon Stock	5,295	$0.00	$0.00	Disclosure SEC source: 0000076605-23-000038 · wf-form4_167487126295037.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,005 F1 · shares: Shares are performance-based and vest after three years upon achievement of target Company objectives. Read SEC document
July 13, 2018 Filed Jul 17, 2018 21:34 UTC	Spectrum Brands Holdings, Inc. SPB · Entity 4515	GrantPerformance Rights · Derivative	2,340	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-18-001570 · ownership.xml · derivative · entry 2 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 2,340 shares Expires not disclosed F2 · security: Each performance right represents a contingent right to receive one Issuer Share. F3 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. F3 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4 · price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4 · derivative.exercise_date: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F3 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer Shares and are included in Table I. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F4 · derivative.expiration_date: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ending September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document
July 13, 2018 Filed Jul 17, 2018 21:34 UTC	Spectrum Brands Holdings, Inc. SPB · Entity 4515	GrantCommon Stock	11,438	$0.00	$0.00	Disclosure SEC source: 0000950142-18-001570 · ownership.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,438 F1 · shares: Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. Read SEC document
July 13, 2018 Filed Jul 17, 2018 16:05 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Disposition to issuerPerformance Rights · Derivative	2,340	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-18-000145 · edgar.xml · derivative · entry 2 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,340 shares Expires not disclosed F2 · derivative.exercise_price: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. F2 · price: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. F2 · derivative.exercise_date: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. F2 · derivative.expiration_date: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. Read SEC document
July 13, 2018 Filed Jul 17, 2018 16:05 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Disposition to issuerCommon Stock	11,438	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-18-000145 · edgar.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger. Read SEC document
December 08, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	448	$114.47	$51,282.56	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 10 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,438 F11 · shares: These shares of the Issuer's common stock were surrendered to satisfy Ms. Neu's tax withholding requirements resulting from the vesting of her Management Incentive Award. Read SEC document
December 08, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	GrantCommon Stock	902	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 9 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,886 F10 · price: The shares represent the cash value of the Management Incentive Award under the Issuer's 2017 Management Incentive Plan. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionPerformance Rights · Derivative	2,318	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · derivative · entry 14 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 2,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · derivative.exercise_price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · derivative.exercise_date: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · derivative.expiration_date: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	GrantPerformance Rights · Derivative	4,658	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · derivative · entry 13 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,658 Underlying: Common Stock · 4,658 shares Expires not disclosed F12 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · derivative.exercise_price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · derivative.exercise_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · derivative.exercise_date: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. F7 · derivative.expiration_date: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · derivative.expiration_date: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionPerformance Rights · Derivative	5,453	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · derivative · entry 12 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_price: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F5 · derivative.exercise_price: On December 1, 2017, Ms. Neu also received, 1,622 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Ms. Neu remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. F3 · price: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F5 · price: On December 1, 2017, Ms. Neu also received, 1,622 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Ms. Neu remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. F3 · derivative.exercise_date: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F5 · derivative.exercise_date: On December 1, 2017, Ms. Neu also received, 1,622 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Ms. Neu remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. F3 · derivative.expiration_date: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F5 · derivative.expiration_date: On December 1, 2017, Ms. Neu also received, 1,622 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Ms. Neu remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionPerformance Rights · Derivative	1,962	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · derivative · entry 11 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Ms. Neu's S2B Award, settled for 1,962 shares of the Issuer's common stock. F1 · price: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Ms. Neu's S2B Award, settled for 1,962 shares of the Issuer's common stock. F1 · derivative.exercise_date: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Ms. Neu's S2B Award, settled for 1,962 shares of the Issuer's common stock. F1 · derivative.expiration_date: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Ms. Neu's S2B Award, settled for 1,962 shares of the Issuer's common stock. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	1,150	$114.21	$131,341.50	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 8 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,984 F9 · shares: Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation upon the vesting and settling of performance rights of the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionCommon Stock	2,318	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 7 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 50% of such performance rights, representing the 2017 EIP Performance Award portion of Ms. Neu's 2017 EIP Award, settled for 2,318 shares of the Issuer's common stock. In addition, 2,318 shares, representing the 2017 EIP Service Award portion of Ms. Neu's 2017 EIP Award, will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer on such first anniversary. F8 · price: Ms. Neu also shall be eligible to receive up to 22 additional shares, representing the 2017 EIP Additional Award portion of Ms. Neu's 2017 EIP Award, based on the Issuer exceeding 2017 consolidated free cash flow targets for the fiscal year ended September 30, 2018. The 2017 EIP Additional Award will vest on December 1, 2018 if Ms. Neu remains employed by the Issuer as of such date and will be payable if the Issuer's consolidated free cash flow results are equal to or greater than the comparable results for 2017. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	805	$114.21	$91,939.05	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 6 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,816 F6 · shares: Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation upon the vesting and settling of performance rights of the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionCommon Stock	1,622	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 5 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On December 1, 2017, Ms. Neu also received, 1,622 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award vested on December 1, 2017 since Ms. Neu remained employed by the Issuer as of such date and the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results were equal to or greater than the comparable results for 2016. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	1,901	$114.21	$217,113.21	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 4 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,999 F4 · shares: Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation upon the vesting and settling of performance rights of the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionCommon Stock	3,831	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 3 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The remaining 50% of the performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") vested on December 1, 2017, and such performance rights representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	974	$114.21	$111,240.54	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 2 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,069 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation upon the vesting and settling of performance rights of the S2B Service Award portion of Ms. Neu's S2B Award. Read SEC document
December 01, 2017 Filed Dec 20, 2017 16:21 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionCommon Stock	1,962	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-17-000286 · edgar.xml · nonDerivative · entry 1 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The remaining 50% of the performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan vested on December 1, 2017, and such performance rights representing the S2B Service Award portion of Ms. Neu's S2B Award, settled for 1,962 shares of the Issuer's common stock. Read SEC document
December 05, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Disposition to issuerCommon Stock	5,000	$117.40	$587,000.00	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · nonDerivative · entry 9 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,081 Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionPerformance Rights · Derivative	3,831	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · derivative · entry 12 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,513 Underlying: Common Stock · 3,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_price: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F8 · derivative.exercise_price: In addition, 3,831 shares, representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer on such first anniversary. Ms. Neu also shall be eligible to receive up to 2,682 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. F7 · price: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F8 · price: In addition, 3,831 shares, representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer on such first anniversary. Ms. Neu also shall be eligible to receive up to 2,682 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. F7 · derivative.exercise_date: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F8 · derivative.exercise_date: In addition, 3,831 shares, representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer on such first anniversary. Ms. Neu also shall be eligible to receive up to 2,682 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. F7 · derivative.expiration_date: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F8 · derivative.expiration_date: In addition, 3,831 shares, representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer on such first anniversary. Ms. Neu also shall be eligible to receive up to 2,682 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionPerformance Rights · Derivative	1,960	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · derivative · entry 11 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,962 Underlying: Common Stock · 1,960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_price: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Ms. Neu's S2B Award, settled for 1,960 shares of the Issuer's common stock. An additional 1,962 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Ms. Neu remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). F5 · price: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Ms. Neu's S2B Award, settled for 1,960 shares of the Issuer's common stock. An additional 1,962 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Ms. Neu remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). F5 · derivative.exercise_date: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Ms. Neu's S2B Award, settled for 1,960 shares of the Issuer's common stock. An additional 1,962 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Ms. Neu remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). F5 · derivative.expiration_date: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Ms. Neu's S2B Award, settled for 1,960 shares of the Issuer's common stock. An additional 1,962 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Ms. Neu remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionPerformance Rights · Derivative	4,263	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · derivative · entry 10 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Each performance right represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_price: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Ms. Neu's 2015 EIP Award, settled for 3,878 shares of the Issuer's common stock. F3 · derivative.exercise_price: Ms. Neu also received 385 additional shares, representing the 2015 EIP Additional Award portion of Ms. Neu's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. F1 · price: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Ms. Neu's 2015 EIP Award, settled for 3,878 shares of the Issuer's common stock. F3 · price: Ms. Neu also received 385 additional shares, representing the 2015 EIP Additional Award portion of Ms. Neu's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. F1 · derivative.exercise_date: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Ms. Neu's 2015 EIP Award, settled for 3,878 shares of the Issuer's common stock. F3 · derivative.exercise_date: Ms. Neu also received 385 additional shares, representing the 2015 EIP Additional Award portion of Ms. Neu's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. F1 · derivative.expiration_date: The remaining 50% of the performance rights granted on December 15, 2014 under the Spectrum Brands Holdings, Inc. 2015 Equity Incentive Plan vested on December 1, 2016, and such performance rights, representing the 2015 EIP Service Award portion of Ms. Neu's 2015 EIP Award, settled for 3,878 shares of the Issuer's common stock. F3 · derivative.expiration_date: Ms. Neu also received 385 additional shares, representing the 2015 EIP Additional Award portion of Ms. Neu's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	1,527	$114.39	$174,673.53	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · nonDerivative · entry 8 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,081 F9 · shares: Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation upon the vesting and settling of performance rights of the 2016 EIP Performance Award portion of Ms. Neu's 2016 EIP Award. Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionCommon Stock	3,831	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · nonDerivative · entry 7 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Performance rights granted on December 15, 2015 under the Spectrum Brands Holdings, Inc. 2016 Equity Incentive Plan (the "2016 EIP Award") were earned as of December 1, 2016, and 50% of such performance rights, representing the 2016 EIP Performance Award portion of Ms. Neu's 2016 EIP Award, settled for 3,831 shares of the Issuer's common stock. F8 · price: In addition, 3,831 shares, representing the 2016 EIP Service Award portion of Ms. Neu's 2016 EIP Award, will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer on such first anniversary. Ms. Neu also shall be eligible to receive up to 2,682 additional shares, representing the 2016 EIP Additional Award portion of Ms. Neu's 2016 EIP Award, based on the Issuer exceeding by a certain percentage the 2016 adjusted EBITDA and 2016 consolidated free cash flow targets for the fiscal year ended September 30, 2016. The 2016 EIP Additional Award will vest on December 1, 2017 if Ms. Neu remains employed by the Issuer as of such date and if the Issuer's 2017 adjusted EBITDA and consolidated free cash flow results are equal to or greater than the comparable results for 2016. Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	973	$114.39	$111,301.47	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · nonDerivative · entry 6 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,777 F6 · shares: Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation upon the vesting and settling of performance rights of the S2B Performance Award portion of Ms. Neu's S2B Award. Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionCommon Stock	1,960	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · nonDerivative · entry 5 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Represents shares of the Issuer's common stock issued upon the vesting of performance rights granted on February 2, 2015 under the Spectrum Brands Holdings, Inc. S2B Plan. 50% of the performance rights vested on December 1, 2016 (the "S2B Performance Vesting Date"), and such performance rights representing the S2B Performance Award portion of Ms. Neu's S2B Award, settled for 1,960 shares of the Issuer's common stock. An additional 1,962 shares will vest on December 1, 2017, the first anniversary of the S2B Performance Vesting Date (such date, the "S2B Service Vesting Date"), if Ms. Neu remains employed by the Issuer on such first anniversary (such amount, the "S2B Service Award"). Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	135	$114.39	$15,442.65	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · nonDerivative · entry 4 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,790 F4 · shares: Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation upon the vesting and settling of performance rights of the 2015 EIP Additional Award portion of Ms. Neu's 2015 EIP Award. Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Exercise / conversionCommon Stock	385	Not disclosed	Not disclosed	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · nonDerivative · entry 3 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Ms. Neu also received 385 additional shares, representing the 2015 EIP Additional Award portion of Ms. Neu's 2015 EIP Award, as the Issuer exceeded by a certain percentage the 2015 consolidated cash flow target for the 2015 EIP Performance Award for the fiscal year ended September 30, 2015, and the Issuer's consolidated cash flow results for the fiscal year ended September 30, 2016 were greater than the comparable results for 2015. Read SEC document
December 01, 2016 Filed Dec 5, 2016 16:17 UTC	Spectrum Brands Legacy, Inc. SPB · Entity 164964	Tax withholdingCommon Stock	1,358	$114.39	$155,341.62	Disclosure SEC source: 0000908834-16-000770 · edgar.xml · nonDerivative · entry 2 Neu Stacey L · CIK 0001658928 · SVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,540 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy Ms. Neu's tax withholding obligation upon the vesting and settling of performance rights of the 2015 EIP Service Award portion of Ms. Neu's 2015 EIP Award. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.