Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Spectrum Brands Holdings, Inc.SPB · Entity 4515 | Director · Executive Chairman and CEO | May 20, 2026 | May 22, 2026 |
| Vivint Smart Home, Inc.MOSC · Entity 15378 | Director | January 17, 2020 | January 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Spectrum Brands Holdings, Inc.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 790,708 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Purchase · Acquired 2,500 · Balance 790,708 |
Vivint Smart Home, Inc.
Report date January 17, 2020 · Filed January 17, 2020
Jointly reported with Mosaic Strategic Capital LLC, Mosaic Sponsor, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Mosaic Sponsor, LLC | 3,878,731 |
Reported balance
After 2020-01-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-01-17 · Exercise / conversion · Acquired 3,878,731 · Balance 3,878,731 F2: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F1: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Class F Common StockSEC Table II · derivative / convertible security | IndirectBy Mosaic Sponsor, LLC | 3,223,125 |
Reported balance
After 2020-01-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-17 · Disposition to issuer · Disposed 1,074,375 · Balance 3,223,125 F1: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F3: In connection with the Business Combination, Mosaic Sponsor, LLC forfeited 1,074,375 Class F Shares to the Issuer pursuant to the Subscription Agreement, dated as of December 18, 2019, among Fayerweather Fund Eiger L.P., the Issuer, Mosaic Sponsor, LLC and Vivint. F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Class F Common StockSEC Table II · derivative / convertible security | IndirectBy Mosaic Sponsor, LLC | 0 |
Reported balance
After 2020-01-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-01-17 · Exercise / conversion · Disposed 3,223,125 · Balance 0 F1: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F2: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Mosaic Sponsor, LLC | 2,225,000 |
Reported balance
After 2020-01-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-01-17 · Grant · Disposed 2,225,000 · Balance 2,225,000 F5: The Private Placement Warrants were purchased by Mosaic Sponsor, LLC on October 23, 2017. Each Private Placement Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| Class A Common StockSEC Table I · non-derivative | Direct | 435,066 |
Reported balance
Holding disclosure · report date 2020-01-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 435,066 F4: Represents Class A Shares owned directly by David M. Maura. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date.
F2: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares.
F3: In connection with the Business Combination, Mosaic Sponsor, LLC forfeited 1,074,375 Class F Shares to the Issuer pursuant to the Subscription Agreement, dated as of December 18, 2019, among Fayerweather Fund Eiger L.P., the Issuer, Mosaic Sponsor, LLC and Vivint.
F4: Represents Class A Shares owned directly by David M. Maura.
F5: The Private Placement Warrants were purchased by Mosaic Sponsor, LLC on October 23, 2017. Each Private Placement Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation.
F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7)
F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spectrum Brands Legacy, Inc.
Report date July 13, 2018 · Filed July 17, 2018
Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-13 transaction · row 1
1 source rowRow 1 · 2018-07-13 · Disposition to issuer · Disposed 282,959 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger. |
| Performance RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-07-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-13 · Disposition to issuer · Disposed 9,360 · Balance 0 F2: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.
F2: These performance rights, which provide for vesting on December 1, 2018, were assumed by HRG in the merger. Pursuant to the Merger Agreement, each performance right that corresponds to a number of shares of Spectrum common stock granted under a Spectrum equity incentive plan that was outstanding immediately prior to the effective time of the merger, was automatically converted into a performance right award of HRG common stock equal to the number of shares of Spectrum common stock subject to such award as of immediately prior to the effective time of the merger (each such award, a "New HRG Award"). Each New HRG Award will continue to have the same terms and conditions, including with respect to vesting, as the Spectrum performance rights award to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 22, 2026 17:45 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 2,500 | $72.85 | $182,125.00 |
DisclosureSEC source: 0001365833-26-000002 · wk-form4_1779471921.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 790,708 Read SEC document |
| December 12, 2025 Filed Dec 17, 2025 00:09 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 40,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001365833-25-000007 · wk-form4_1765930148.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,208 F1 · shares: The Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 1, 2028 if the Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:47 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 40,313 | $57.19 | $2,305,500.47 |
DisclosureSEC source: 0001365833-25-000005 · wk-form4_1765316820.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 748,029 F2 · shares: Represents the withholding of shares of Common Stock by the Issuer to satisfy the Reporting Person's tax liability resulting from the vesting of previously reported grants of time-based restricted stock units and the performance stock units reported herein. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:47 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 69,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001365833-25-000005 · wk-form4_1765316820.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,342 F1 · shares: Represents the vesting of performance stock units granted on November 25, 2022. F1 · price: Represents the vesting of performance stock units granted on November 25, 2022. Read SEC document |
| May 15, 2025 Filed May 16, 2025 21:03 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | SaleCommon Stock | 5,180 | $63.77 | $330,328.60 |
DisclosureSEC source: 0000109177-25-000024 · wk-form4_1747429407.xml · nonDerivative · entry 4 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 718,427 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.10 to $64.01, inclusive. F1 · acquired: All shares reported sold herein were sold for personal tax and estate planning purposes. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:03 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | SaleCommon Stock | 200 | $66.92 | $13,384.00 |
DisclosureSEC source: 0000109177-25-000024 · wk-form4_1747429407.xml · nonDerivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 723,607 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.90 to $66.95, inclusive. F1 · acquired: All shares reported sold herein were sold for personal tax and estate planning purposes. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:03 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | SaleCommon Stock | 19,400 | $66.18 | $1,283,892.00 |
DisclosureSEC source: 0000109177-25-000024 · wk-form4_1747429407.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 723,807 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.89 to $66.50, inclusive. F1 · acquired: All shares reported sold herein were sold for personal tax and estate planning purposes. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:03 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | SaleCommon Stock | 46,400 | $65.25 | $3,027,600.00 |
DisclosureSEC source: 0000109177-25-000024 · wk-form4_1747429407.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,207 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.88 to $65.87, inclusive. The reporting person undertakes to provide to Spectrum Brands Holdings, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to (5) to this Form 4. F1 · acquired: All shares reported sold herein were sold for personal tax and estate planning purposes. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 22:34 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 6,224 | $94.88 | $590,533.12 |
DisclosureSEC source: 0000109177-24-000073 · wk-form4_1733870055.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 789,607 F1 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 12:23 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 22,435 | $90.26 | $2,024,983.10 |
DisclosureSEC source: 0000109177-24-000050 · wk-form4_1732105372.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 795,831 F2 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 3, 2027 if Reporting Person is an employee of the Issuer on such date. F2 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 3, 2027 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 12:23 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,164 | $0.00 Strike: $86.39 | $0.00 |
DisclosureSEC source: 0000109177-24-000050 · wk-form4_1732105372.xml · derivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,164 shares Expires 2025-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options reported on this line are vested and exercisable. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 12:23 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 1,164 | $86.38 | $100,546.32 |
DisclosureSEC source: 0000109177-24-000050 · wk-form4_1732105372.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 773,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of previously granted option with respect to 1,164 shares of the Company's common stock. Read SEC document |
| May 10, 2024 Filed May 14, 2024 16:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 26,743 | $0.00 Strike: $82.85 | $0.00 |
DisclosureSEC source: 0000109177-24-000024 · wk-form4_1715705792.xml · derivative · entry 4 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,743 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options reported on this line are vested and exercisable. Read SEC document |
| May 10, 2024 Filed May 14, 2024 16:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 23,372 | $94.80 | $2,215,665.60 |
DisclosureSEC source: 0000109177-24-000024 · wk-form4_1715705792.xml · nonDerivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,232 F3 · shares: Represents the number of shares of common stock withheld by the Company in payment of the exercise price of the option in accordance with Rule 16b-3. Read SEC document |
| May 10, 2024 Filed May 14, 2024 16:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 821 | $94.80 | $77,830.80 |
DisclosureSEC source: 0000109177-24-000024 · wk-form4_1715705792.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 795,604 F2 · shares: Represents the number of shares of common stock withheld by the Company to satisfy the tax withholding obligations of Mr. Maura in connection with the exercise in accordance with Rule 16b-3. Read SEC document |
| May 10, 2024 Filed May 14, 2024 16:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 26,743 | $82.85 | $2,215,657.55 |
DisclosureSEC source: 0000109177-24-000024 · wk-form4_1715705792.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 796,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of previously granted option with respect to 26,743 shares of the Company's common stock. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 01:23 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 18,904 | $71.80 | $1,357,307.20 |
DisclosureSEC source: 0000109177-23-000066 · wk-form4_1701912219.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 769,682 F2 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| December 04, 2023 Filed Dec 7, 2023 01:23 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 24,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-23-000066 · wk-form4_1701912219.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,586 F1 · shares: Includes performance based restricted stock units that vested on December 4, 2023. F1 · price: Includes performance based restricted stock units that vested on December 4, 2023. Read SEC document |
| November 28, 2023 Filed Nov 28, 2023 21:19 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 10,000 | $67.27 | $672,700.00 |
DisclosureSEC source: 0000109177-23-000057 · wk-form4_1701206341.xml · nonDerivative · entry 5 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 764,391 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $67.07 to $67.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 28, 2023 Filed Nov 28, 2023 21:19 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 10,000 | $66.79 | $667,900.00 |
DisclosureSEC source: 0000109177-23-000057 · wk-form4_1701206341.xml · nonDerivative · entry 4 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 754,391 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $66.76 to $66.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 27, 2023 Filed Nov 28, 2023 21:19 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 10,000 | $66.58 | $665,800.00 |
DisclosureSEC source: 0000109177-23-000057 · wk-form4_1701206341.xml · nonDerivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 744,391 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $66.52 to $66.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 27, 2023 Filed Nov 28, 2023 21:19 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 10,000 | $66.23 | $662,300.00 |
DisclosureSEC source: 0000109177-23-000057 · wk-form4_1701206341.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 734,391 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $65.95 to $66.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:19 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 30,575 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-23-000057 · wk-form4_1701206341.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 724,391 F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date. F1 · price: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2026 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 20:30 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 5,000 | $82.89 | $414,450.00 |
DisclosureSEC source: 0000950142-23-002319 · es230395443_4-maura.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 693,816 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $82.76 to $83.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| August 21, 2023 Filed Aug 21, 2023 21:33 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 5,000 | $79.22 | $396,100.00 |
DisclosureSEC source: 0000109177-23-000041 · wf-form4_169265362510670.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 688,816 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.10 to $79.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 21:33 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 5,000 | $79.19 | $395,950.00 |
DisclosureSEC source: 0000109177-23-000041 · wf-form4_169265362510670.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 683,816 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.10 to $79.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:52 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 2,500 | $72.10 | $180,250.00 |
DisclosureSEC source: 0000109177-23-000022 · wf-form4_168496513412270.xml · nonDerivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 678,816 Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:52 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 2,500 | $72.90 | $182,250.00 |
DisclosureSEC source: 0000109177-23-000022 · wf-form4_168496513412270.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 676,316 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.86 to $72.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| May 22, 2023 Filed May 24, 2023 21:52 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 5,000 | $72.13 | $360,650.00 |
DisclosureSEC source: 0000109177-23-000022 · wf-form4_168496513412270.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 673,816 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.10 to $72.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:16 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionRestricted Stock Units · Derivative | 26,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-22-000062 · wf-form4_167036858436322.xml · derivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on one-for-one basis. F4 · derivative.exercise_date: On December 16, 2019, the reporting person was granted 26,012 time based restricted stock units that vested on December 2, 2022. F4 · derivative.expiration_date: On December 16, 2019, the reporting person was granted 26,012 time based restricted stock units that vested on December 2, 2022. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:16 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 29,699 | $66.68 | $1,980,329.32 |
DisclosureSEC source: 0000109177-22-000062 · wf-form4_167036858436322.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,816 F3 · shares: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:16 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 76,587 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-22-000062 · wf-form4_167036858436322.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes both time based (26,012) and performance based (50,575) restricted stock units that vested on December 2, 2022. F2 · price: Restricted stock units convert into common stock on one-for-one basis. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:47 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 32,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-22-000036 · wf-form4_166975842889241.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,928 F1 · shares: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date. F1 · price: 1. Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 5, 2025 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:21 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 15,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-21-000103 · wf-form4_163977967179298.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,398 F1 · shares: Reporting Person was awarded restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 6, 2024 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionRestricted Stock Units · Derivative | 35,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-21-000065 · wf-form4_163891774793269.xml · derivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 35,817 time based restricted stock units which vested on December 3, 2021. F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 35,817 time based restricted stock units which vested on December 3, 2021. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 55,202 | $99.00 | $5,464,998.00 |
DisclosureSEC source: 0000109177-21-000065 · wf-form4_163891774793269.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,391 F3 · shares: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 140,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000109177-21-000065 · wf-form4_163891774793269.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes both time based (35,817) and performance based (104,466) restricted stock units that vested on December 3, 2021. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,294 | $0.00 Strike: $52.83 | $0.00 |
DisclosureSEC source: 0000109177-21-000050 · wf-form4_163156657325514.xml · derivative · entry 4 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,294 shares Expires 2022-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options reported on this line are vested and exercisable. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 34,500 | $92.33 | $3,185,385.00 |
DisclosureSEC source: 0000109177-21-000050 · wf-form4_163156657325514.xml · nonDerivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,310 F3 · shares: Represents the number of shares of common stock withheld by the Company in payment of the exercise price of the option in accordance with Rule 16b-3. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 11,467 | $92.33 | $1,058,748.11 |
DisclosureSEC source: 0000109177-21-000050 · wf-form4_163156657325514.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,810 F2 · shares: Represents the number of shares of common stock withheld by the Company to satisfy the tax withholding obligations of Mr. Maura in connection with the exercise in accordance with Rule 16b-3. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:56 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 60,294 | $52.83 | $3,185,332.02 |
DisclosureSEC source: 0000109177-21-000050 · wf-form4_163156657325514.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of previously granted option with respect to 60,294 shares of the Company's common stock. Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 19:20 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | PurchaseCommon Stock | 2,500 | $77.08 | $192,700.00 |
DisclosureSEC source: 0000109177-21-000011 · wf-form4_161497200089684.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,983 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.00 to $77.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:54 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 24,885 | $0.00 | $0.00 |
DisclosureSEC source: 0000109177-20-000078 · wf-form4_160876044617796.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,483 F1 · shares: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on December 4, 2023 if Reporting Person is an employee of the Issuer on such date. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 21:15 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $67.20 Strike: $52.84 | $336,000.00 |
DisclosureSEC source: 0000109177-20-000060 · wf-form4_160754849813227.xml · derivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,294 Underlying: Common Stock · 5,000 shares Expires 2022-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are presently exercisable in full. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 21:15 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 5,000 | $52.84 | $264,200.00 |
DisclosureSEC source: 0000109177-20-000060 · wf-form4_160754849813227.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 8, 2020, Mr. Maura acquired 5,000 shares of the Company's common stock by exercising previously granted stock options. In connection with this exercise, Mr. Maura paid to the Company $264,150 representing the net option exercise price. Read SEC document |
| November 21, 2020 Filed Dec 4, 2020 23:00 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionRestricted Stock Units · Derivative | 32,146 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-20-002693 · es200117393_4-maura.xml · derivative · entry 4 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting. F4 · derivative.exercise_date: On January 17, 2019, the reporting person was granted 64,292 restricted stock units, 32,146 of which vested on November 21, 2019. The remaining 32,146 restricted stock units vested on November 21, 2020. F4 · derivative.expiration_date: On January 17, 2019, the reporting person was granted 64,292 restricted stock units, 32,146 of which vested on November 21, 2019. The remaining 32,146 restricted stock units vested on November 21, 2020. Read SEC document |
| November 21, 2020 Filed Dec 4, 2020 23:00 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Tax withholdingCommon Stock | 31,625 | $65.10 | $2,058,787.50 |
DisclosureSEC source: 0000950142-20-002693 · es200117393_4-maura.xml · nonDerivative · entry 3 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,598 F3 · kind: Represents the disposition or withholding of shares of Common Stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted units and performance stock units. Read SEC document |
| November 21, 2020 Filed Dec 4, 2020 23:00 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | GrantCommon Stock | 48,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-20-002693 · es200117393_4-maura.xml · nonDerivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,223 F2 · kind: On January 17, 2019, the reporting person was granted 96,440 performance stock units, 48,220 of which vested on November 21, 2019. The remaining 48,220 performance stock units vested on November 21, 2020. F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting. Read SEC document |
| November 21, 2020 Filed Dec 4, 2020 23:00 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionCommon Stock | 32,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-20-002693 · es200117393_4-maura.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units and performance stock units convert into common stock on a one-for-one basis upon vesting. Read SEC document |
| August 05, 2020 Filed Aug 7, 2020 13:38 UTC | Spectrum Brands Holdings, Inc. SPB · Entity 4515 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $56.40 Strike: $52.84 | $282,000.00 |
DisclosureSEC source: 0000109177-20-000038 · wf-form4_159680750962967.xml · derivative · entry 2 Maura David M · CIK 0001365833 · Director · Executive Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,294 Underlying: Common Stock · 5,000 shares Expires 2022-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options are presently exercisable in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.