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person · Reporting owner

MATTHEWS NORMAN S

Disclosed activity across 7 companies

Tapewire entity
16775
SEC CIK
0001178445

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Childrens Place, Inc.PLCE · Entity 7136Director · Chairman of the BoardFebruary 05, 2024February 16, 2024
Grocery Outlet Holding Corp.GO · Entity 4840DirectorDecember 15, 2022December 16, 2022
PROGRESSIVE CORP/OH/PGR · Entity 193DirectorMarch 29, 2012April 02, 2012
Party City Holdco Inc.PRTY · Entity 108808DirectorJune 13, 2022June 15, 2022
Spectrum Brands Holdings, Inc.SPB · Entity 4515DirectorDecember 02, 2020December 23, 2020
ThredUp Inc.TDUP · Entity 1057DirectorMay 25, 2022May 27, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Childrens Place, Inc.

Report date February 05, 2024 · Filed February 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.10 per shareSEC Table I · non-derivativeDirect140,476 Reported balance After 2024-02-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-02-05 · Grant · Acquired 9,472 · Balance 140,476

F1: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on February 5, 2024. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan and the execution of the underlying stock award agreement. The stock award agreement for these shares were fully executed on February 15, 2024.

F2: Includes dividend equivalent shares that have accrued thereon.

Common Stock, par value $0.10 per shareSEC Table I · non-derivativeIndirectAs trustee15,000 Reported balance Holding disclosure · report date 2024-02-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,000

F3: As trustee of The Matthews Family 2020 Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on February 5, 2024. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan and the execution of the underlying stock award agreement. The stock award agreement for these shares were fully executed on February 15, 2024.

F2: Includes dividend equivalent shares that have accrued thereon.

F3: As trustee of The Matthews Family 2020 Trust.

Grocery Outlet Holding Corp.

Report date December 15, 2022 · Filed December 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,762 Reported balance After 2022-12-15 transaction · row 1
1 source row

Row 1 · 2022-12-15 · Grant · Acquired 802 · Balance 38,762

F1: Represents a grant of 802 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

Common StockSEC Table I · non-derivativeIndirectBy Matthews Family Trust73,849 Reported balance Holding disclosure · report date 2022-12-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 73,849

F2: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of 802 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

F2: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee.

PROGRESSIVE CORP/OH/

Report date March 29, 2012 · Filed April 02, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect136,780 Reported balance After 2012-03-29 transaction · row 1
1 source row

Row 1 · 2012-03-29 · Disposition to issuer · Disposed 9,572 · Balance 136,780

F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan.

Phantom Stock Unit / (Rest. Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct63,586.2222 Reported balance After 2012-03-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2012-03-29 · Grant · Acquired 9,572 · Balance 63,586.2222

F2: 1 for 1.

F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan.

F3: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan.

CommonSEC Table I · non-derivativeIndirectIRA6,000 Reported balance Holding disclosure · report date 2012-03-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,000

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan.

F2: 1 for 1.

F3: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan.

Party City Holdco Inc.

Report date June 13, 2022 · Filed June 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivativeDirect356,361 Reported balance After 2022-06-13 transaction · row 1
1 source row

Row 1 · 2022-06-13 · Grant · Acquired 30,000 · Balance 356,361

F1: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc.

Common StockSEC Table I · non-derivativeIndirectBy Alice Banks GST Trust FBO Joanne Matthews36,800 Reported balance Holding disclosure · report date 2022-06-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 36,800

Common StockSEC Table I · non-derivativeIndirectThe Matthews Family 2020 Trust689,000 Reported balance Holding disclosure · report date 2022-06-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 689,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc.

Spectrum Brands Holdings, Inc.

Report date December 02, 2020 · Filed December 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,960 Last balance in matching sequence After 2020-12-22 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2020-12-02 · Gift · Disposed 20,480 · Balance 12,640

F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.

F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.

Row 3 · 2020-12-04 · Gift · Disposed 7,213 · Balance 5,427

F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.

F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.

Row 5 · 2020-12-22 · Grant · Acquired 3,533 · Balance 8,960

F1: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.

F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.

Common StockSEC Table I · non-derivativeIndirectSee Footnote27,693 Last balance in matching sequence After 2020-12-04 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2020-12-02 · Gift · Acquired 20,480 · Balance 20,480

F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes.

Row 4 · 2020-12-04 · Gift · Acquired 7,213 · Balance 27,693

F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting Person was awarded restricted stock units under the Company's 2011 Omnibus Equity Award Plan which are settled in shares of common stock of the Issuer and which are scheduled to vest on October 1, 2021 if Reporting Person is a director of the Issuer on such date.

F2: Includes 425 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer paid for service as a member of the Board of Directors on January 1, 2014, and that are scheduled to vest in full on January 1, 2024.

F3: Includes 399 restricted shares resulting from the Reporting Person's election to receive stock in lieu of cash for the quarterly retainer period paid for service as a member of the Board of Directors on October 1, 2013, and that are scheduled to vest in full upon the last day of the Reporting Person's Board service.

F4: Includes shares held by a trust created by Mr. Matthews for tax and estate planning purposes.

ThredUp Inc.

Report date May 25, 2022 · Filed May 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect15,311 Reported balance After 2022-05-25 transaction · row 1
1 source row

Row 1 · 2022-05-25 · Grant · Acquired 1,634 · Balance 15,311

F1: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Spectrum Brands Legacy, Inc.

Report date July 13, 2018 · Filed July 17, 2018

Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-07-13 transaction · row 1
1 source row

Row 1 · 2018-07-13 · Disposition to issuer · Disposed 25,907 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

F2: Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.

F2: Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2024 Filed Feb 13, 2024 21:30 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 4,824 $9.98 $48,143.52
Disclosure

SEC source: 0001104659-24-019934 · tm246145-1_4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,004

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 1, 2023 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.86 to $10.26, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
February 05, 2024 Filed Feb 16, 2024 21:44 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 9,472 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024953 · tm246553-6_4seq1.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,476

F1 · shares: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on February 5, 2024. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan and the execution of the underlying stock award agreement. The stock award agreement for these shares were fully executed on February 15, 2024.

F2 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
November 02, 2023 Filed Nov 6, 2023 21:30 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 1,831 $26.28 $48,118.68
Disclosure

SEC source: 0001104659-23-114776 · tm2329951-1_4seq1.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,180

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 2, 2022 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.09 to $26.38, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:31 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 1,532 $31.40 $48,104.80
Disclosure

SEC source: 0001104659-23-087877 · tm2322912-1_4seq1.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,349

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 2, 2022 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.23 to $31.46, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
May 04, 2023 Filed May 5, 2023 20:31 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 1,855 $25.94 $48,118.70
Disclosure

SEC source: 0001104659-23-056581 · tm2314873-2_4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,817

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 2, 2022 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.66 to $26.04, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:30 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 1,003 $47.98 $48,123.94
Disclosure

SEC source: 0001104659-23-011205 · tm235593-1_4seq1.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,962

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 2, 2022 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.54 to $48.35, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:34 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 4,461 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-009290 · tm235065-8_4seq1.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,959

F1 · shares: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on January 30, 2023. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan.

F2 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 16:31 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 802 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000156 · wf-form4_167122626693126.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,762

F1 · shares: Represents a grant of 802 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 21:38 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 1,245 $38.65 $48,119.25
Disclosure

SEC source: 0001104659-22-115452 · tm2229881d3_4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,498

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on November 30, 2021 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.40 to $38.75, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 16:25 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000137 · wf-form4_166335991176126.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,960

F1 · shares: Represents a grant of 667 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 19:58 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 38,246 $42.26 $1,616,199.47
Disclosure

SEC source: 0001771515-22-000117 · wf-form4_166095347432888.xml · nonDerivative · entry 2

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matthews Family Trust

Disclosed balance after: 73,849

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.48, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 19:58 UTC Grocery Outlet Holding Corp. GO · Entity 4840 SaleCommon Stock 11,754 $42.01 $493,797.29
Disclosure

SEC source: 0001771515-22-000117 · wf-form4_166095347432888.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matthews Family Trust

Disclosed balance after: 112,095

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.09, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: Reflects shares directly held by The Matthews Family 2020 Trust dtd 11/24/2020 of which Mr. Matthews is a Trustee.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:31 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 1,034 $46.52 $48,101.68
Disclosure

SEC source: 0001104659-22-086728 · tm2222701-2_4seq1.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,253

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on November 30, 2021 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.19 to $46.87, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 16:44 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 596 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000087 · wf-form4_165541224390775.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,293

F1 · shares: Represents a grant of 596 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 16:38 UTC Party City Holdco Inc. PRTY · Entity 108808 GrantCommon Stock, par value $0.01 per share ("Common Stock") 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022595 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,361

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc.

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May 25, 2022 Filed May 27, 2022 17:33 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000090 · wf-form4_165368718762949.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,311

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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May 12, 2022 Filed May 13, 2022 19:27 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000067 · wf-form4_165248439395666.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,697

F1 · shares: Represents 705 deferred stock units ("DSUs") granted to the reporting person that will vest on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors. Such DSUs were granted in connection with an April 2022 amendment to the issuer's non-employee director compensation policy.

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May 05, 2022 Filed May 9, 2022 20:47 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 1,015 $47.42 $48,131.30
Disclosure

SEC source: 0001104659-22-057590 · tm2214915-2_4seq1.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,219

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on November 30, 2021 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.13 to $47.76, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

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April 01, 2022 Filed Apr 1, 2022 17:18 UTC Party City Holdco Inc. PRTY · Entity 108808 GrantCommon Stock, par value $0.01 per share ("Common Stock") 15,886 $3.58 $56,871.88
Disclosure

SEC source: 0000899243-22-013141 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,361

F1 · shares: Grant of Common Stock under an election offered by Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash.

Read SEC document
March 15, 2022 Filed Mar 15, 2022 18:33 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 769 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000040 · wf-form4_164738358882701.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,992

F1 · shares: Represents a grant of 769 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

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March 03, 2022 Filed Mar 7, 2022 18:38 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 3,448 $0.00 $0.00
Disclosure

SEC source: 0001771515-22-000020 · wf-form4_164669631147166.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,223

F1 · shares: Represents a grant of 3,448 deferred stock units that will vest in full on March 1, 2023, subject to the continued service of the reporting person through such vesting date, and, if vested, will be settled in shares of Common Stock upon the reporting person's termination of service from the board of directors.

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February 14, 2022 Filed Feb 16, 2022 16:13 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 1,203 $0.00 $0.00
Disclosure

SEC source: 0001484778-22-000023 · wf-form4_164504600825864.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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February 10, 2022 Filed Feb 11, 2022 21:31 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 611 $73.77 $45,073.47
Disclosure

SEC source: 0001104659-22-020562 · tm225205d12_4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,204

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on November 30, 2021 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.23 to $74.13, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:34 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 2,545 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-010872 · tm225205-9_4seq1.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,593

F1 · shares: Represent shares of common stock, par value $0.10 per share, of The Children's Place, Inc. (the "Company"), underlying time restricted stock units granted under the Company's 2011 Equity Incentive Plan (the "Plan") on January 31, 2022. Such shares are deliverable to the reporting person on the first anniversary of the date of grant, subject to the terms and conditions of the Plan.

F2 · balance_after: Includes dividend equivalent shares that have accrued thereon.

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January 01, 2022 Filed Jan 4, 2022 16:35 UTC Party City Holdco Inc. PRTY · Entity 108808 GrantCommon Stock, par value $0.01 per share ("Common Stock") 10,210 $5.57 $56,869.70
Disclosure

SEC source: 0000899243-22-000523 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,475

F1 · shares: Grant of Common Stock under an election offered by Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 17:30 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 813 $0.00 $0.00
Disclosure

SEC source: 0001771515-21-000095 · wf-form4_163969380146553.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

F1 · shares: Represents a grant of 813 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

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November 11, 2021 Filed Nov 12, 2021 21:44 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 458 $98.59 $45,154.22
Disclosure

SEC source: 0001104659-21-138155 · tm2132802d2_form4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,048

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 11, 2020 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $97.64 to $99.18, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 17:11 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000113 · wf-form4_163614665908000.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,474

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

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October 01, 2021 Filed Oct 1, 2021 16:23 UTC Party City Holdco Inc. PRTY · Entity 108808 GrantCommon Stock, par value $0.01 per share ("Common Stock") 8,010 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-038632 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,265

F1 · shares: Grant of Common Stock under an election offered by Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 16:49 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 940 $0.00 $0.00
Disclosure

SEC source: 0001771515-21-000077 · wf-form4_163182534159675.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,962

F1 · shares: Represents a grant of 940 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

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August 05, 2021 Filed Aug 6, 2021 20:31 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 530 $85.07 $45,087.10
Disclosure

SEC source: 0001104659-21-101487 · tm2124397d2_4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,590

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 11, 2020 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $84.79 to $85.30, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 16:21 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000065 · wf-form4_162819471401649.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,879

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 19:58 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass B Common Stock · Derivative 85,449 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000054 · wf-form4_162794869726339.xml · derivative · entry 3

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,449

Underlying: Class A Common Stock · 85,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

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August 02, 2021 Filed Aug 2, 2021 19:58 UTC ThredUp Inc. TDUP · Entity 1057 SaleClass A Common Stock 85,449 $23.16 $1,978,896.30
Disclosure

SEC source: 0001484778-21-000054 · wf-form4_162794869726339.xml · nonDerivative · entry 2

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404

F2 · kind: Pursuant to an underwriting agreement and in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021, the Reporting Person sold 85,449 shares of Class A Common Stock at a price per share of $23.1588 (after underwriting discounts and commissions). The Reporting Person was a selling stockholder in the registered public offering.

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August 02, 2021 Filed Aug 2, 2021 19:58 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass A Common Stock 85,449 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000054 · wf-form4_162794869726339.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:09 UTC Party City Holdco Inc. PRTY · Entity 108808 GrantCommon Stock, par value $0.01 per share ("Common Stock") 6,095 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027192 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,255

F1 · shares: Grant of Common Stock under an election offered by Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:09 UTC Grocery Outlet Holding Corp. GO · Entity 4840 GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0001771515-21-000052 · wf-form4_162387776439257.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,022

F1 · shares: Represents a grant of 683 fully vested deferred stock units, which resulted from the Reporting Person's earlier election to defer all of his quarterly cash retainer. Such deferred stock units will be settled in a single distribution in shares of the Issuer's common stock upon the Reporting Person's termination of service from the Issuer's Board of Directors.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 16:25 UTC Party City Holdco Inc. PRTY · Entity 108808 GrantCommon Stock, par value $0.01 per share ("Common Stock") 12,562 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-023248 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,160

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc.

Read SEC document
May 14, 2021 Filed May 14, 2021 21:03 UTC Childrens Place, Inc. PLCE · Entity 7136 GrantCommon Stock, par value $0.10 per share 606 $74.42 $45,098.52
Disclosure

SEC source: 0001104659-21-066956 · tm2116501d2_form4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,060

F1 · shares: Shares acquired pursuant to deferral elections made by the reporting person on December 11, 2020 pursuant to The Children's Place, Inc. Nonqualified Deferred Compensation Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.62 to $74.57, inclusive. The reporting persons undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes dividend equivalent shares that have accrued thereon.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:31 UTC ThredUp Inc. TDUP · Entity 1057 GrantClass A Common Stock 690 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000017 · wf-form4_162033307081503.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,404

F1 · kind: Grant of fully vested restricted stock units ("RSUs") under the Issuer's 2021 Stock Option and Incentive Plan in a transaction exempt under Rule 16b-3. Each unit represents a right to receive one share of the Issuer's Class A Common Stock. The Reporting Person elected to receive RSUs in lieu of his annual cash retainer, which retainer is paid in quarterly installments.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:18 UTC Party City Holdco Inc. PRTY · Entity 108808 GrantCommon Stock, par value $0.01 per share ("Common Stock") 9,806 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-014582 · doc4.xml · nonDerivative · entry 1

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,598

F1 · shares: Grant of Common Stock under an election offered by Party City Holdco Inc. to its eligible non-employee directors to accept board retainer in stock in lieu of cash.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 OtherStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 13

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2030-08-25

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.underlying: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 OtherStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 12

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2030-08-25

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 OtherStock Option (Right to Buy) · Derivative 131,042 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 11

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,042

Underlying: Class B Common Stock · 131,042 shares

Expires 2028-09-16

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The stock option vested in 24 equal monthly installments after August 2, 2018.

F2 · derivative.underlying: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 OtherStock Option (Right to Buy) · Derivative 131,042 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 10

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131,042 shares

Expires 2028-09-16

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: The stock option vested in 24 equal monthly installments after August 2, 2018.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 OtherStock Option (Right to Buy) · Derivative 262,083 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 9

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,083

Underlying: Class B Common Stock · 262,083 shares

Expires 2028-12-02

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The stock option vested in 48 equal monthly installments after August 1, 2014.

F2 · derivative.underlying: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 OtherStock Option (Right to Buy) · Derivative 262,083 $0.00 Strike: $0.86 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 8

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 262,083 shares

Expires 2024-12-02

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: The stock option vested in 48 equal monthly installments after August 1, 2014.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass B Common Stock · Derivative 47,783 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 7

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust Under the Norman S. Matthews 2017 Annuity Trust No. 1

Disclosed balance after: 47,783

Underlying: Class A Common Stock · 47,783 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · derivative.expiration_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

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March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass B Common Stock · Derivative 382,898 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 6

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,898

Underlying: Class A Common Stock · 382,898 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · derivative.expiration_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

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March 30, 2021 Filed Apr 1, 2021 18:15 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries E-1 Preferred Stock · Derivative 31,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006414 · wf-form4_161731527822864.xml · derivative · entry 5

MATTHEWS NORMAN S · CIK 0001178445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.