Jefferies Financial Group Inc.

SEC source: 0001104659-24-068794 · tm2416472-2_4seq1.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

JEFFERIES LLC · CIK 0001265287 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On May 30, 2024, Osiris Acquisition Corp. (the "Issuer") redeemed all of its outstanding shares of Class A Common Stock that were included in the units issued in its initial public offering (the "Public Shares"), at a per-share redemption price of approximately $10.6506578. As of the close of business on or about May 30, 2024, the Public Shares, including all shares of Class A Common Stock that were beneficially owned by the Reporting Persons, were deemed cancelled and represented only the right to receive the redemption amount.

F1 · price: On May 30, 2024, Osiris Acquisition Corp. (the "Issuer") redeemed all of its outstanding shares of Class A Common Stock that were included in the units issued in its initial public offering (the "Public Shares"), at a per-share redemption price of approximately $10.6506578. As of the close of business on or about May 30, 2024, the Public Shares, including all shares of Class A Common Stock that were beneficially owned by the Reporting Persons, were deemed cancelled and represented only the right to receive the redemption amount.

F2 · ownership.nature: Jefferies LLC ("Jefferies") owned the 2,277,000 shares of Class A common stock of the Issuer. Jefferies is a wholly-owned direct subsidiary of Jefferies Financial Group Inc ("JFG"). JFG disclaims beneficial ownership over the securities held by Jefferies, except to the extent of JFG's pecuniary interest therein.

SEC source: 0001104659-24-037268 · tm249386-1_4seq1.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 14, the Issuer announced that its board of directors had determined to redeem all of its outstanding shares of Class A common stock sold in the Issuer's initial public offering (the "Public Shares"), effective as of February 27, 2024, because the Issuer will not be able to consummate an initial business combination within the time period required by its second amended and restated certificate of incorporation. As of the close of business on February 27, 2024, the Public Shares were deemed cancelled and represented only the rights to receive the per-share redemption price. In connection with the dissolution of the Issuer, on March 20, 2024, Jefferies US Holdings LLC ("JUSH") forfeited to the Issuer for no consideration 6,250,000 shares of Class A common stock.

F1 · price: On February 14, the Issuer announced that its board of directors had determined to redeem all of its outstanding shares of Class A common stock sold in the Issuer's initial public offering (the "Public Shares"), effective as of February 27, 2024, because the Issuer will not be able to consummate an initial business combination within the time period required by its second amended and restated certificate of incorporation. As of the close of business on February 27, 2024, the Public Shares were deemed cancelled and represented only the rights to receive the per-share redemption price. In connection with the dissolution of the Issuer, on March 20, 2024, Jefferies US Holdings LLC ("JUSH") forfeited to the Issuer for no consideration 6,250,000 shares of Class A common stock.

F2 · ownership.direct: JUSH is the record holder of the shares reported herein. JUSH is a wholly-owned subsidiary of Jefferies Financial Group Inc. Jefferies Financial Group Inc. is a widely-held public company.

SEC source: 0000899243-24-000150 · doc4.xml · nonDerivative · entry 1

JEFFERIES FINANCE LLC · CIK 0001898590 · 10% owner

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

MASSACHUSETTS MUTUAL LIFE INSURANCE CO · CIK 0000225602 · 10% owner

JFIN Parent LLC · CIK 0001999051 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,410

F1 · kind: Represents a transfer by Jefferies Credit Partners LLC ("Credit Partners") of 264,690 shares of common stock of the Issuer to an unaffiliated shareholder in connection with such shareholder's investment in the Issuer. No consideration was paid to Credit Partners in connection with such transfer.

F2 · ownership.nature: Reflects securities directly owned by Credit Partners. Credit Partners is wholly-owned by Jefferies Finance LLC ("Finance"), a Delaware limited liability company, and a registered investment adviser under the Advisers Act.

F4 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001214659-23-014672 · marketforms-63492.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 6, 2023, by and among Fiesta Restaurant Group, Inc., Fiesta Holdings, LLC, a Delaware limited liability company ("Parent"), and Fiesta Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent, in exchange for cash consideration of $8.50 per share of common stock of Fiesta Restaurant Group, Inc. on the effective date of the merger.

SEC source: 0001104659-23-106565 · tm2327455-2_4seq1.xml · derivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jefferies US Holdings, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the second amended and restated certificate of incorporation of Landcadia Holdings IV, Inc. ("LCA"), as amended, Jefferies US Holdings LLC ("JUSH") elected to convert 6,250,000 shares of Class B common stock of LCA, par value $0.0001 per share (the "Class B Common Stock"), held by it into shares of Class A common stock of LCA, par value $0.0001 per share (the "Class A Common Stock") on a one-for-one basis for no consideration.

F1 · price: In accordance with the second amended and restated certificate of incorporation of Landcadia Holdings IV, Inc. ("LCA"), as amended, Jefferies US Holdings LLC ("JUSH") elected to convert 6,250,000 shares of Class B common stock of LCA, par value $0.0001 per share (the "Class B Common Stock"), held by it into shares of Class A common stock of LCA, par value $0.0001 per share (the "Class A Common Stock") on a one-for-one basis for no consideration.

F3 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of LCA's Class A common stock as described under the heading "Description of Securities" in LCA's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of LCA's Class A common stock as described under the heading "Description of Securities" in LCA's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.

F2 · ownership.nature: JUSH is the record holder of the shares reported herein. Jefferies US Holdings LLC is a wholly-owned subsidiary of Jefferies Group LLC, which itself is a wholly-owned subsidiary of Jefferies Financial Group Inc. Jefferies Financial Group Inc. is a widely-held public company.

SEC source: 0001104659-23-106565 · tm2327455-2_4seq1.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jefferies US Holdings, LLC

Disclosed balance after: 6,250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the second amended and restated certificate of incorporation of Landcadia Holdings IV, Inc. ("LCA"), as amended, Jefferies US Holdings LLC ("JUSH") elected to convert 6,250,000 shares of Class B common stock of LCA, par value $0.0001 per share (the "Class B Common Stock"), held by it into shares of Class A common stock of LCA, par value $0.0001 per share (the "Class A Common Stock") on a one-for-one basis for no consideration.

F2 · ownership.nature: JUSH is the record holder of the shares reported herein. Jefferies US Holdings LLC is a wholly-owned subsidiary of Jefferies Group LLC, which itself is a wholly-owned subsidiary of Jefferies Financial Group Inc. Jefferies Financial Group Inc. is a widely-held public company.

SEC source: 0000899243-23-001947 · doc4.xml · nonDerivative · entry 3

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

Vitesse Energy Finance LLC · CIK 0001960900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: This transaction relates to the spin-off of the Issuer from Jefferies effective January 13, 2023 (the "Spin-Off"). To effect the Spin-Off, all shares of common stock of the Issuer held by Jefferies were distributed, by way of a pro rata dividend, to holders of Jefferies common stock. As a result of the Spin-Off, Jefferies no longer beneficially owns any shares of common stock of the Issuer.

F4 · price: This transaction relates to the spin-off of the Issuer from Jefferies effective January 13, 2023 (the "Spin-Off"). To effect the Spin-Off, all shares of common stock of the Issuer held by Jefferies were distributed, by way of a pro rata dividend, to holders of Jefferies common stock. As a result of the Spin-Off, Jefferies no longer beneficially owns any shares of common stock of the Issuer.

SEC source: 0000899243-23-001947 · doc4.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

Vitesse Energy Finance LLC · CIK 0001960900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,611,195

F3 · kind: The 696,304 shares of common stock of the Issuer were acquired by Jefferies indirectly in exchange for 48,000,000 Vitesse Oil, LLC common units owned by certain indirect, partially owned subsidiaries of Jefferies in connection with the merger of Vitesse Oil, LLC into VO MergerSub LLC, a wholly owned subsidiary of the Issuer. Through a series of distributions following such merger, 696,304 shares of common stock of the Issuer became held directly by Jefferies. Such distributions included the distribution of some of the Issuer common stock held by Jefferies Capital Partners V L.P. and Jefferies SBI USA Fund L.P to their partners, of which Jefferies owns a portion of the limited partner interests of each such fund and a portion of the economic general partner interest of Jefferies Capital Partners V L.P., in accordance with their respective limited partnership agreements.

F3 · price: The 696,304 shares of common stock of the Issuer were acquired by Jefferies indirectly in exchange for 48,000,000 Vitesse Oil, LLC common units owned by certain indirect, partially owned subsidiaries of Jefferies in connection with the merger of Vitesse Oil, LLC into VO MergerSub LLC, a wholly owned subsidiary of the Issuer. Through a series of distributions following such merger, 696,304 shares of common stock of the Issuer became held directly by Jefferies. Such distributions included the distribution of some of the Issuer common stock held by Jefferies Capital Partners V L.P. and Jefferies SBI USA Fund L.P to their partners, of which Jefferies owns a portion of the limited partner interests of each such fund and a portion of the economic general partner interest of Jefferies Capital Partners V L.P., in accordance with their respective limited partnership agreements.

F3 · ownership.direct: The 696,304 shares of common stock of the Issuer were acquired by Jefferies indirectly in exchange for 48,000,000 Vitesse Oil, LLC common units owned by certain indirect, partially owned subsidiaries of Jefferies in connection with the merger of Vitesse Oil, LLC into VO MergerSub LLC, a wholly owned subsidiary of the Issuer. Through a series of distributions following such merger, 696,304 shares of common stock of the Issuer became held directly by Jefferies. Such distributions included the distribution of some of the Issuer common stock held by Jefferies Capital Partners V L.P. and Jefferies SBI USA Fund L.P to their partners, of which Jefferies owns a portion of the limited partner interests of each such fund and a portion of the economic general partner interest of Jefferies Capital Partners V L.P., in accordance with their respective limited partnership agreements.

SEC source: 0000899243-23-001947 · doc4.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

Vitesse Energy Finance LLC · CIK 0001960900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,914,891

F1 · kind: 25,913,891 shares of Vitesse Energy, Inc. (the "Issuer") common stock were acquired by Vitesse Energy Finance LLC in exchange for 450,000,000 Vitesse Energy, LLC common units in connection with the merger of Vitesse Energy, LLC into VE MergerSub LLC, a wholly owned subsidiary of the Issuer. Through a series of distributions following such merger, such shares of common stock of the Issuer became held directly by Jefferies Financial Group Inc. ("Jefferies").

F1 · price: 25,913,891 shares of Vitesse Energy, Inc. (the "Issuer") common stock were acquired by Vitesse Energy Finance LLC in exchange for 450,000,000 Vitesse Energy, LLC common units in connection with the merger of Vitesse Energy, LLC into VE MergerSub LLC, a wholly owned subsidiary of the Issuer. Through a series of distributions following such merger, such shares of common stock of the Issuer became held directly by Jefferies Financial Group Inc. ("Jefferies").

F1 · ownership.direct: 25,913,891 shares of Vitesse Energy, Inc. (the "Issuer") common stock were acquired by Vitesse Energy Finance LLC in exchange for 450,000,000 Vitesse Energy, LLC common units in connection with the merger of Vitesse Energy, LLC into VE MergerSub LLC, a wholly owned subsidiary of the Issuer. Through a series of distributions following such merger, such shares of common stock of the Issuer became held directly by Jefferies Financial Group Inc. ("Jefferies").

F2 · ownership.direct: 1,000 shares of common stock of the Issuer were previously reported as held indirectly by Jefferies. In connection with the distributions described in footnote 1, such shares became held directly by Jefferies.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · derivative · entry 8

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 501,066

Underlying: Common Stock · 501,066 shares

Expires 2026-10-14

F4 · kind: The Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Person, Jefferies LLC or Jefferies Group LLC until the Closing. 4,000,000 Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. 500,000 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants. The units were acquired at various prices, as set forth in the Reporting Person's Form 5 in the Issuer filed on February 5, 2021, which reported the purchase of the accompanying shares of Class A common stock included in the units.

F5 · kind: 1,066 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants at the price set forth in Table I which reports the purchase of the accompanying shares of Class A common stock included in the units.

F4 · price: The Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Person, Jefferies LLC or Jefferies Group LLC until the Closing. 4,000,000 Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. 500,000 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants. The units were acquired at various prices, as set forth in the Reporting Person's Form 5 in the Issuer filed on February 5, 2021, which reported the purchase of the accompanying shares of Class A common stock included in the units.

F5 · price: 1,066 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants at the price set forth in Table I which reports the purchase of the accompanying shares of Class A common stock included in the units.

F3 · ownership.nature: Jefferies LLC owns the 1,503,200 shares of Common Stock and the 501,066 Warrants to purchase 501,660 shares of Common Stock. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such securities. The Reporting Person disclaims beneficial ownership over the securities held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · derivative · entry 7

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Common Stock · 4,000,000 shares

Expires 2026-10-14

F4 · kind: The Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Person, Jefferies LLC or Jefferies Group LLC until the Closing. 4,000,000 Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. 500,000 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants. The units were acquired at various prices, as set forth in the Reporting Person's Form 5 in the Issuer filed on February 5, 2021, which reported the purchase of the accompanying shares of Class A common stock included in the units.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · derivative · entry 6

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,671,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · kind: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · derivative.exercise_date: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · derivative.expiration_date: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · derivative · entry 5

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671,576

Underlying: Class A Common Stock · 1,365,924 shares

Expires not disclosed

F1 · derivative.exercise_price: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · kind: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · derivative.exercise_date: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · derivative.expiration_date: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · nonDerivative · entry 3

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,171,576

F2 · kind: Acquired by the Reporting Person immediately prior to the Closing pursuant to the subscription agreement, which was entered into with the Issuer on January 24, 2021 in connection with the Business Combination.

F3 · balance_after: Jefferies LLC owns the 1,503,200 shares of Common Stock and the 501,066 Warrants to purchase 501,660 shares of Common Stock. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such securities. The Reporting Person disclaims beneficial ownership over the securities held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · price: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F3 · balance_after: Jefferies LLC owns the 1,503,200 shares of Common Stock and the 501,066 Warrants to purchase 501,660 shares of Common Stock. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such securities. The Reporting Person disclaims beneficial ownership over the securities held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-064529 · tm2115102-1_4seq1.xml · derivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250,000

Underlying: Class A Common Stock · 937,500 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 10, 2021, Jefferies Financial Group Inc. forfeited at no cost 937,500 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.

F1 · kind: On May 10, 2021, Jefferies Financial Group Inc. forfeited at no cost 937,500 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253100) (the "Registration Statement") and have no expiration date.

SEC source: 0000899243-21-002035 · doc4.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 250,000

F2 · ownership.nature: Represents shares of Class A common stock of the issuer purchased in the issuer's IPO by Riposte Global Opportunity Master Fund, LP ("Riposte"). Leucadia Asset Management LLC, which is indirectly wholly owned by the Reporting Person, is the investment manager of Riposte and has voting and dispositive control over the shares of Class A common stock held by Riposte. As such, the Reporting Person may be deemed to beneficially own such shares of Class A common stock. The Reporting Person disclaims beneficial ownership over the shares of Class A common stock owned by Riposte, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0000899243-21-002035 · doc4.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 167,200

F1 · ownership.nature: Represents shares of Class A common stock of Empowerment & Inclusion Capital I Corp. (the "issuer") purchased in the issuer's initial public offering (the "IPO") by Jefferies Strategic Investments, LLC ("Jefferies Strategic"). Leucadia Asset Management LLC, which is indirectly wholly owned by the Reporting Person, is the investment manager of Jefferies Strategic and has voting and dispositive control over the shares of Class A common stock held by Jefferies Strategic. As such, the Reporting Person may be deemed to beneficially own such shares of Class A common stock. The Reporting Person disclaims beneficial ownership over the shares of Class A common stock owned by Jefferies Strategic, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-20-129179 · tm2037081-1_4.xml · derivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,037,500

Underlying: Class A Common Stock · 905,625 shares

Expires not disclosed

F1 · derivative.exercise_price: On November 24, 2020, Jefferies Financial Group Inc. forfeited at no cost 905,625 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.

F1 · kind: On November 24, 2020, Jefferies Financial Group Inc. forfeited at no cost 905,625 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856) (the "Registration Statement") and have no expiration date.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 8

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,500,000

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 7

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,497,200

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 6

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,252,353

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 5

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,025,664

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 4

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 700,000

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 3

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 600,000

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,200

F6 · date: The 10/15/2020 transaction is being reported late due to inadvertent administrative oversight.

F3 · ownership.nature: Jefferies LLC owns the 1,503,200 shares of Common Stock and the 501,066 Warrants to purchase 501,660 shares of Common Stock. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such securities. The Reporting Person disclaims beneficial ownership over the securities held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 251,275

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 143,593

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001214659-19-006514 · marketforms-45956.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,189

F1 · kind: Disposition of shares to the Reporting Person's shareholders pursuant to a special pro rata dividend.

F1 · price: Disposition of shares to the Reporting Person's shareholders pursuant to a special pro rata dividend.

F2 · ownership.direct: Direct holdings include shares held by wholly-owned subsidiaries.

SEC source: 0001214659-19-004430 · marketforms-45292.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500,246

F1 · kind: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019, in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each share of HomeFed.

F1 · shares: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019, in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each share of HomeFed.

F1 · price: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019, in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each share of HomeFed.

SEC source: 0001214659-19-004121 · marketforms-45195.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262,189

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-004054 · marketforms-45177.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168,932

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003931 · marketforms-45118.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,158,932

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003905 · marketforms-45099.xml · nonDerivative · entry 3

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098,932

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003905 · marketforms-45099.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,033,335

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003905 · marketforms-45099.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,768,058

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003829 · marketforms-45066.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,669,543

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003829 · marketforms-45066.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591,635

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003755 · marketforms-45028.xml · nonDerivative · entry 3

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,442,986

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003755 · marketforms-45028.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427,986

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003755 · marketforms-45028.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427,886

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003658 · marketforms-44972.xml · nonDerivative · entry 3

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424,069

SEC source: 0001214659-19-003658 · marketforms-44972.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374,069

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003658 · marketforms-44972.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,320,722

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003422 · marketforms-44942.xml · nonDerivative · entry 3

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,171,774

SEC source: 0001214659-19-003422 · marketforms-44942.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,033,203

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-19-003422 · marketforms-44942.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,954,430

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-18-007344 · marketforms-43305.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,786,621

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001214659-18-007344 · marketforms-43305.xml · nonDerivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593,621

F1 · price: Weighted average price per share. The Reporting Person will provide transaction details upon request.

SEC source: 0001144204-18-060917 · tv507635_form4.xml · derivative · entry 4

Jefferies Financial Group Inc. · CIK 0000096223 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 3,500,000 shares

Expires not disclosed

F3 · shares: In connection with the business combination, Luxor Capital Group, LP, on behalf of Lugard Road Capital Master Fund, LP, and of one or more of its funds and/or affiliates (collectively, "Luxor") agreed to (a) provide a senior secured first priority term loan facility to the Issuer's wholly owned subsidiary in the aggregate principal amount of $25,000,000 (the "Debt Facility") and (b) purchase from the Issuer an aggregate principal amount of $60,000,000 of the Issuer's convertible promissory notes (together with the Debt Facility, the "Debt Financings"). In connection with the Debt Financings, the Reporting Person agreed to exchange the 7,000,000 warrants purchased by it in private placement in connection with the Issuer's initial public offering (the "Sponsor Warrants") for 800,000 shares of common stock at the closing of the business combination.

F4 · derivative.exercise_date: Each Sponsor Warrant was exercisable to purchase one-half of one share of Class A common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-210980). In connection with the Debt Financings, the Sponsor Warrants were exchanged for shares of common stock at the closing of the business combination as described above.

F4 · derivative.expiration_date: Each Sponsor Warrant was exercisable to purchase one-half of one share of Class A common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-210980). In connection with the Debt Financings, the Sponsor Warrants were exchanged for shares of common stock at the closing of the business combination as described above.