Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Crimson Wine Group, LtdCWGL · Entity 6868 | Director · 10% owner | May 22, 2026 | May 26, 2026 |
| Jefferies Financial Group Inc.JEF · Entity 3502 | Director · Chairman of the Board · 10% owner | November 14, 2024 | November 15, 2024 |
| NOCOPI TECHNOLOGIES INC/MD/NNUP · Entity 7657 | 10% owner | June 06, 2025 | June 11, 2025 |
| NZCH CorpZPCM · Entity 170954 | Director · CEO | April 14, 2017 | April 14, 2017 |
| Pershing Square Tontine Holdings, Ltd.PSTH · Entity 15779 | Director | July 21, 2020 | July 23, 2020 |
| Vitesse Energy, Inc.VTS · Entity 5178 | Director | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Crimson Wine Group, Ltd
Report date May 22, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,272,011 |
Reported balance
After 2026-05-22 transaction · row 1
1 source rowRow 1 · 2026-05-22 · Purchase · Acquired 7,474 · Balance 1,272,011 |
| Common StockSEC Table I · non-derivative | IndirectBy Paul S. Steinberg 2004 Trust | 107,862 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 107,862 |
| Common StockSEC Table I · non-derivative | IndirectBy Sarah A. Steinberg 2004 Trust | 107,860 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 107,860 |
| Common StockSEC Table I · non-derivative | IndirectBy Rachel C. Steinberg 2004 Trust | 107,860 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 107,860 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS 2010 Family Trust | 57,403 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 57,403 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 13,200 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 13,200 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 720 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 720 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 1 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 2 | 70,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 70,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 3 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 4 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 5 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 6 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy JSS Holding Corp - 7 | 200,000 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Steinberg Holding Inc - D | 114,806 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 114,806 |
| Common StockSEC Table I · non-derivative | IndirectBy Steinberg Holding Inc - E | 114,806 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 114,806 |
| Common StockSEC Table I · non-derivative | IndirectBy Steinberg Holding Inc - F | 114,806 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 114,806 |
| Common StockSEC Table I · non-derivative | IndirectBy Steinberg Holding Inc - G | 114,806 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 114,806 |
Jefferies Financial Group Inc.
Report date November 14, 2024 · Filed November 15, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,339,079 |
Reported balance
After 2024-11-14 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-11-14 · Purchase · Acquired 100 · Balance 2,339,079 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,744,184 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 15,744,184 F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 106,972 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 106,972 F2: Shares held by the Reporting Person's spouse. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 873,994 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 873,994 F3: Consists of shares held in trust for the Reporting Person's children. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,577,889 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 1,577,889 F4: Consist of shares held in a family trust. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 55,064 |
Reported balance
Holding disclosure · report date 2024-11-14 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 55,064 F5: Consists of shares held in a discretionary trust. F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person.
F2: Shares held by the Reporting Person's spouse.
F3: Consists of shares held in trust for the Reporting Person's children.
F4: Consist of shares held in a family trust.
F5: Consists of shares held in a discretionary trust.
F6: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
NOCOPI TECHNOLOGIES INC/MD/
Report date June 06, 2025 · Filed June 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,445,851 |
Reported balance
After 2025-06-06 transaction · row 1
1 source rowRow 1 · 2025-06-06 · Purchase · Acquired 195,851 · Balance 1,445,851 F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.
NZCH Corp
Report date April 14, 2017 · Filed April 14, 2017
This filing explicitly reported no securities owned.
Pershing Square Tontine Holdings, Ltd.
Report date July 21, 2020 · Filed July 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust | 9,375 |
Reported balance
Holding disclosure · report date 2020-07-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,375 F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination. |
| Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00 | IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-21 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer. F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination. |
| Contingent Right to receive Redeemable WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $23.00 | IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer. F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units. |
| Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination. |
| Director WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $24.00 | IndirectBy Joseph S. and Diane H. Steinberg Charitable Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination. F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the 9,375 units ("Units") of the Issuer purchased in the Issuer's initial public offering, at a price of $20.00 per Unit. Each Unit is comprised of one share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), one-ninth of one redeemable warrant and a contingent right to receive additional redeemable warrants in connection with the Issuer's initial business combination.
F2: The redeemable warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering, and expire five years after the completion of the Issuer's initial business combination, or earlier upon their redemption or the liquidation of the Issuer.
F3: An aggregate of 44,444,444 redeemable warrants will be distributed immediately prior to the Issuer's initial business combination, on a pro-rata basis, to the holders of record of the shares of Class A Common Stock issued in the initial public offering that remain outstanding after giving effect to any redemptions of such shares of Class A Common Stock. This contingent right will remain attached to the such shares of Class A Common Stock and may not be separately sold or transferred. Such redeemable warrants will have the same terms as those included in the Units.
F4: Concurrently with the Issuer's initial public offering, the Reporting Person purchased, in a private placement, an aggregate of $625,000 of director warrants ("Director Warrants"), which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.057% of the outstanding shares (on a fully diluted basis) of the post-combination company, at an exercise price of $24.00 per share of the post-combination company. The Director Warrants may not be sold or transferred (with limited exceptions) or exercised until three years after the Issuer's initial business combination, and expire 10 years after the date of the Issuer's initial business combination.
F5: Reflects the purchase of an aggregate of $187,500 of Director Warrants, which will be exercisable, in the aggregate, for that number of shares equal to approximately 0.017% of the outstanding shares (on a fully diluted basis) of the post-combination company.
Vitesse Energy, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,500 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Purchase · Acquired 40,882 · Balance 108,500 F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,852,977 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,852,977 F2: Shares held by corporations owned by the Reporting Person. F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Trust | 505,402 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 505,402 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 185,706 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 185,706 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Childrens' Trusts | 102,861 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 102,861 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Spouse's Trust | 12,589 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 12,589 |
| Common StockSEC Table I · non-derivative | IndirectBy Discretionary Trust | 6,480 |
Reported balance
Holding disclosure · report date 2026-06-15 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 6,480 F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4.
F2: Shares held by corporations owned by the Reporting Person.
F3: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HOMEFED CORP
Report date July 01, 2019 · Filed July 01, 2019
Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 1
1 source rowRow 1 · 2019-07-01 · Disposition to issuer · Disposed 681,551 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed. |
| Common StockSEC Table I · non-derivative | Indirect(2) | 0 |
Reported balance
After 2019-07-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-01 · Disposition to issuer · Disposed 92,811 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed. F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.50 · Expires 2023-08-08 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F4: The options vest at a rate of 25% per year, commencing on August 8, 2019. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $44.00 · Expires 2022-08-04 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F5: The options vest at a rate of 25% per year, commencing on August 4, 2018. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $40.50 · Expires 2021-07-14 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F6: The options vest at a rate of 25% per year, commencing on July 14, 2017. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $47.85 · Expires 2020-07-15 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F7: The options vest at a rate of 25% per year, commencing on July 15, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed.
F2: Includes 3,486 shares beneficially owned by Mr. Steinberg's wife and 89,325 shares owned by trusts for the benefit of Mr. Steinberg's family.
F3: Disposition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).
F4: The options vest at a rate of 25% per year, commencing on August 8, 2019.
F5: The options vest at a rate of 25% per year, commencing on August 4, 2018.
F6: The options vest at a rate of 25% per year, commencing on July 14, 2017.
F7: The options vest at a rate of 25% per year, commencing on July 15, 2016.
Spectrum Brands Holdings, Inc.
Report date October 11, 2019 · Filed October 16, 2019
Section 16 reporting ended · disclosed 2019-10-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 592,120 |
Reported balance
After 2019-10-11 transaction · row 1
1 source rowRow 1 · 2019-10-11 · Other · Acquired 576,844 · Balance 592,120 F1: Exempt acquisition pursuant to Rule 16a-9(a). F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt acquisition pursuant to Rule 16a-9(a).
F2: Acquired as a result of a stock distribution by Jefferies Financial Group Inc. to its shareholders.
Spectrum Brands Legacy, Inc.
Report date July 13, 2018 · Filed July 17, 2018
Section 16 reporting ended · disclosed 2018-07-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-07-13 transaction · row 1
1 source rowRow 1 · 2018-07-13 · Disposition to issuer · Disposed 7,834 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG"), each share of common stock of Spectrum was converted into one share of common stock of HRG and each restricted stock unit with respect to common stock of Spectrum was exchanged for an equal number of restricted stock units with respect to common stock of HRG, in each case as of July 13, 2018, which was the closing date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 17, 2026 20:59 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | PurchaseCommon Stock | 40,882 | $16.16 | $660,530.47 |
DisclosureSEC source: 0001944558-26-000041 · wk-form4_1781729949.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,500 F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.030 to $16.305, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to the Form 4. Read SEC document |
| June 05, 2026 Filed Jun 8, 2026 20:24 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | GrantCommon Stock | 7,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001944558-26-000028 · wk-form4_1780950297.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,618 F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the earlier of the first anniversary of the date of grant or the date of the Company's 2027 Annual Meeting of Stockholders, subject to continued service through the vesting date. Read SEC document |
| May 28, 2026 Filed Jun 1, 2026 20:37 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | PurchaseCommon Stock | 59,118 | $17.00 | $1,005,006.00 |
DisclosureSEC source: 0001628280-26-039545 · wk-form4_1780346225.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,552 F1 · price: These shares were purchased in multiple transactions, all at a price of $17.00. Read SEC document |
| May 22, 2026 Filed May 26, 2026 21:16 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 7,474 | $4.05 | $30,269.70 |
DisclosureSEC source: 0001628280-26-038215 · wk-form4_1779830186.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,272,011 Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 17:28 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 106,308 | $4.96 | $527,287.68 |
DisclosureSEC source: 0001628280-25-053725 · wk-form4_1764005311.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,264,537 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.02, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 06, 2025 Filed Jun 11, 2025 01:11 UTC | NOCOPI TECHNOLOGIES INC/MD/ NNUP · Entity 7657 | PurchaseCommon Stock | 195,851 | $1.10 | $215,436.10 |
DisclosureSEC source: 0001079973-25-001009 · ownership.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,445,851 F1 · shares: These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:19 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | GrantCommon Stock | 5,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001944558-25-000054 · wk-form4_1746217166.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,604 F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the day prior to the Company's 2026 Annual Meeting of Stockholders, subject to continued service through the vesting date, and will be settled in shares of Company common stock following the vesting date unless such settlement is deferred by the director. Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 01:49 UTC Amendment | Jefferies Financial Group Inc. JEF · Entity 3502 | PurchaseCommon Stock | 100 | $74.50 | $7,450.00 |
DisclosureSEC source: 0001214659-24-019228 · marketforms-67359.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,339,079 Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 01:43 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 100 | $74.50 | $7,450.00 |
DisclosureSEC source: 0001214659-24-019227 · marketforms-67348.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,339,079 Read SEC document |
| July 30, 2024 Filed Jul 31, 2024 20:20 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-013368 · marketforms-66688.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,338,979 F1 · kind: Charitable gift of shares to a charitable trust. F1 · shares: Charitable gift of shares to a charitable trust. Read SEC document |
| May 02, 2024 Filed May 3, 2024 20:58 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | GrantCommon Stock | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001944558-24-000060 · wk-form4_1714769887.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,884 F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the day prior to the Company's 2025 Annual Meeting of Stockholders, subject to continued service through the vesting date, and will be settled in shares of Company common stock following the vesting date unless such settlement is deferred by the director. Read SEC document |
| August 04, 2023 Filed Aug 4, 2023 23:29 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 134,217 | $35.79 | $4,803,223.78 |
DisclosureSEC source: 0001214659-23-010788 · marketforms-62191.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,744,184 F2 · price: The reported price is a weighted average price of shares sold between $35.445 to $36.11. F3 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. F4 · balance_after: These reported sales, along with those in the Form 4 filed by the Reporting Person on August 2, 2023, were for estate planning purposes and complete the shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. The Reporting Person has no intention for further sales at this time. F5 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. F10 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 23:29 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 346,984 | $35.68 | $12,379,695.15 |
DisclosureSEC source: 0001214659-23-010788 · marketforms-62191.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,878,401 F1 · price: The reported price is a weighted average price of shares sold between $35.3785 to $35.915. F3 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. F4 · balance_after: These reported sales, along with those in the Form 4 filed by the Reporting Person on August 2, 2023, were for estate planning purposes and complete the shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. The Reporting Person has no intention for further sales at this time. F5 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. F10 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 00:21 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 225,311 | $35.87 | $8,081,184.57 |
DisclosureSEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 4 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,225,385 F3 · price: The reported price is a weighted average price of shares sold between $35.38 to $36. F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 00:21 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 222,756 | $36.23 | $8,070,249.40 |
DisclosureSEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,450,696 F2 · price: The reported price is a weighted average price of shares sold between $36.03 to $36.70. F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 00:21 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 218,792 | $36.85 | $8,063,207.21 |
DisclosureSEC source: 0001214659-23-010683 · marketforms-62182.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,673,452 F1 · price: The reported price is a weighted average price of shares sold between $36.745 to $37.195. F4 · price: The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. F5 · balance_after: These reported sales of 666,859 shares represent a portion of the 1,148,060 shares to be sold as filed by the Reporting Person on Form 144 on July 31, 2023. F6 · ownership.nature: Consists of shares held by corporations that are owned directly or indirectly by or affiliated with the Reporting Person. F11 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:49 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | GrantCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001944558-23-000047 · wk-form4_1684964939.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,380 F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the day prior to the Company's 2024 Annual Meeting of Stockholders, subject to continued service through the vesting date, and will be settled in shares of Company common stock following the vesting date unless such settlement is deferred by the director. Read SEC document |
| March 23, 2023 Filed Mar 24, 2023 10:51 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | GiftCommon Stock | 135,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001944558-23-000037 · wf-form4_167965504913542.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,852,977 F2 · shares: Represents shares gifted to a charitable trust of which the Reporting Person is a trustee. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares. F4 · ownership.nature: Shares held by corporations owned by the Reporting Person. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 10:51 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | PurchaseCommon Stock | 158,000 | $16.99 | $2,684,420.00 |
DisclosureSEC source: 0001944558-23-000037 · wf-form4_167965504913542.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 487,047 F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.81 to $17.00, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to the Form 4. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 20:09 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | PurchaseCommon Stock | 16,107 | $16.99 | $273,657.93 |
DisclosureSEC source: 0001944558-23-000029 · wf-form4_167934294948854.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,047 F2 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.97 to $17.00, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to the Form 4. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 20:09 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | PurchaseCommon Stock | 25,893 | $16.95 | $438,886.35 |
DisclosureSEC source: 0001944558-23-000029 · wf-form4_167934294948854.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,940 F1 · price: The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $16.66 to $17.00, inclusive. The reporting person undertakes to provide Vitesse Energy, Inc., any security holder of Vitesse Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to the Form 4. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 20:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 171,300 | $6.25 | $1,070,625.00 |
DisclosureSEC source: 0001562151-22-000037 · wf-form4_166862893863031.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158,229 Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 20:58 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionOption - Right to Buy · Derivative | 2,000 | $0.00 Strike: $24.00 | $0.00 |
DisclosureSEC source: 0001214659-22-012948 · marketforms-57446.xml · derivative · entry 7 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2023-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b). F8 · derivative.exercise_date: The options became exercisable as to 25% of the underlying shares on each of August 8, 2019, 2020, 2021 and 2022. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 20:58 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionCommon Stock | 2,000 | $24.00 | $48,000.00 |
DisclosureSEC source: 0001214659-22-012948 · marketforms-57446.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,438,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b). Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 20:30 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionOption - Right to Buy · Derivative | 2,000 | $0.00 Strike: $20.75 | $0.00 |
DisclosureSEC source: 0001214659-22-009368 · marketforms-56738.xml · derivative · entry 7 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2022-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b). F8 · derivative.exercise_date: The options became exercisable as to 25% of the underlying shares on each of August 4, 2018, 2019, 2020 and 2021. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 20:30 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionCommon Stock | 2,000 | $20.75 | $41,500.00 |
DisclosureSEC source: 0001214659-22-009368 · marketforms-56738.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,436,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b). Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 01:29 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 97,033 | $35.05 | $3,401,006.65 |
DisclosureSEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 106,972 F2 · kind: Sale of shares held by the Reporting Person's spouse. F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $35.05 to not more than $35.10. The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F4 · ownership.nature: Shares held by the Reporting Person's spouse. Read SEC document |
| August 06, 2021 Filed Aug 11, 2021 01:29 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 2,967 | $35.05 | $103,993.35 |
DisclosureSEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 204,005 F2 · kind: Sale of shares held by the Reporting Person's spouse. F4 · ownership.nature: Shares held by the Reporting Person's spouse. Read SEC document |
| August 05, 2021 Filed Aug 11, 2021 01:29 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,434,979 F1 · kind: Charitable gift of shares to a charitable organization. Read SEC document |
| July 08, 2021 Filed Jul 13, 2021 10:01 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionOption - Right to Buy · Derivative | 2,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001214659-21-007461 · marketforms-53382.xml · derivative · entry 4 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b). F2 · derivative.exercise_date: The option became exercisable as to 25% of the underlying shares on each of July 14, 2017, 2018, 2019, and 2020. Read SEC document |
| July 08, 2021 Filed Jul 13, 2021 10:01 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionCommon Stock | 2,000 | $19.00 | $38,000.00 |
DisclosureSEC source: 0001214659-21-007461 · marketforms-53382.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b). Read SEC document |
| May 20, 2021 Filed May 24, 2021 19:19 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 359,646 | $8.65 | $3,110,937.90 |
DisclosureSEC source: 0001562151-21-000046 · wf-form4_162188394856057.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,929 Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 19:10 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 3,740 | $5.80 | $21,692.00 |
DisclosureSEC source: 0001562151-20-000062 · wf-form4_159846903100347.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,283 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.77 to $5.80, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 21, 2020 Filed Aug 22, 2020 01:50 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 14,900 | $5.79 | $86,271.00 |
DisclosureSEC source: 0001562151-20-000060 · wf-form4_159806102783876.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,543 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $6.00, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 20, 2020 Filed Aug 22, 2020 01:50 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,100 | $5.80 | $12,180.00 |
DisclosureSEC source: 0001562151-20-000060 · wf-form4_159806102783876.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,643 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.73 to $5.90, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 19, 2020 Filed Aug 22, 2020 01:50 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 3,750 | $5.80 | $21,750.00 |
DisclosureSEC source: 0001562151-20-000060 · wf-form4_159806102783876.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,543 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.95, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 23:23 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 50,250 | $5.60 | $281,400.00 |
DisclosureSEC source: 0001562151-20-000056 · wf-form4_159779301897807.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,793 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.51 to $5.60, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 23:23 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 5,000 | $5.55 | $27,750.00 |
DisclosureSEC source: 0001562151-20-000056 · wf-form4_159779301897807.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,543 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.50 to $5.57, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 23:23 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 9,000 | $5.44 | $48,960.00 |
DisclosureSEC source: 0001562151-20-000056 · wf-form4_159779301897807.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,543 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.27 to $5.60, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 19:59 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,100 | $7.54 | $8,294.00 |
DisclosureSEC source: 0001562151-20-000021 · wf-form4_158032795665609.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,543 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.58, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 19:59 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 800 | $7.53 | $6,024.00 |
DisclosureSEC source: 0001562151-20-000021 · wf-form4_158032795665609.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,443 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.52 to $7.55, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 24, 2020 Filed Jan 25, 2020 00:32 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,043 | $7.57 | $15,465.51 |
DisclosureSEC source: 0001562151-20-000020 · wf-form4_157991235829684.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,643 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.58, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 02:09 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,999 | $7.56 | $15,112.44 |
DisclosureSEC source: 0001562151-20-000018 · wf-form4_157983172832812.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,600 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.60, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 02:09 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,361 | $7.83 | $18,486.63 |
DisclosureSEC source: 0001562151-20-000018 · wf-form4_157983172832812.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,601 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.70 to $7.89, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 21, 2020 Filed Jan 24, 2020 02:09 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,400 | $7.84 | $18,816.00 |
DisclosureSEC source: 0001562151-20-000018 · wf-form4_157983172832812.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,240 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.76 to $7.90, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 17, 2020 Filed Jan 18, 2020 00:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 702 | $7.73 | $5,426.46 |
DisclosureSEC source: 0001562151-20-000016 · wf-form4_157930572127317.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,840 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.58 to $7.94, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 16, 2020 Filed Jan 18, 2020 00:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 1,254 | $7.59 | $9,517.86 |
DisclosureSEC source: 0001562151-20-000016 · wf-form4_157930572127317.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,138 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.44 to $7.70, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 01:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 2,100 | $7.41 | $15,561.00 |
DisclosureSEC source: 0001562151-20-000013 · wf-form4_157913654636363.xml · nonDerivative · entry 3 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,884 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.40 to $7.45, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 01:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 3,484 | $7.42 | $25,851.28 |
DisclosureSEC source: 0001562151-20-000013 · wf-form4_157913654636363.xml · nonDerivative · entry 2 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,784 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.32 to $7.43, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 13, 2020 Filed Jan 16, 2020 01:02 UTC | Crimson Wine Group, Ltd CWGL · Entity 6868 | PurchaseCommon Stock | 3,068 | $7.32 | $22,457.76 |
DisclosureSEC source: 0001562151-20-000013 · wf-form4_157913654636363.xml · nonDerivative · entry 1 STEINBERG JOSEPH S · CIK 0000924255 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,300 F1 · kind: Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.22 to $7.40, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.