Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2022 Filed Jul 1, 2022 12:47 UTC |
Pudipeddi Vamsi Mohan RajDirector
|
GrantStock Options (Right to buy) · Derivative | 49,586 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001562180-22-005429 · primarydocument.xml · derivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,586 Underlying: Common Stock · 49,586 shares Expires 2032-06-28 F2 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:47 UTC |
Pudipeddi Vamsi Mohan RajDirector
|
GrantCommon Stock | 34,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005429 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,682 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:47 UTC |
Stern SadieDirector
|
GrantStock Options (Right to buy) · Derivative | 49,586 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001562180-22-005428 · primarydocument.xml · derivative · entry 2 Stern Sadie · CIK 0001797971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,586 Underlying: Common Stock · 49,586 shares Expires 2032-06-28 F2 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:47 UTC |
Stern SadieDirector
|
GrantCommon Stock | 34,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005428 · primarydocument.xml · nonDerivative · entry 1 Stern Sadie · CIK 0001797971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:47 UTC |
MCGINNIS KAREN KDirector
|
GrantStock Options (Right to buy) · Derivative | 49,586 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001562180-22-005427 · primarydocument.xml · derivative · entry 2 MCGINNIS KAREN K · CIK 0001188264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,586 Underlying: Common Stock · 49,586 shares Expires 2032-06-28 F2 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:47 UTC |
MCGINNIS KAREN KDirector
|
GrantCommon Stock | 34,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005427 · primarydocument.xml · nonDerivative · entry 1 MCGINNIS KAREN K · CIK 0001188264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,682 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:46 UTC |
BEAVER CAROLYNDirector
|
GrantStock Options (Right to buy) · Derivative | 49,586 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001562180-22-005425 · primarydocument.xml · derivative · entry 2 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,586 Underlying: Common Stock · 49,586 shares Expires 2032-06-28 F2 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:46 UTC |
BEAVER CAROLYNDirector
|
GrantCommon Stock | 34,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005425 · primarydocument.xml · nonDerivative · entry 1 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,482 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:46 UTC |
BERGHEIM OLAVDirector · 10% owner
|
GrantStock Options (Right to buy) · Derivative | 49,586 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001562180-22-005424 · primarydocument.xml · derivative · entry 9 BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,586 Underlying: Common Stock · 49,586 shares Expires 2032-06-28 F8 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 12:46 UTC |
BERGHEIM OLAVDirector · 10% owner
|
GrantCommon Stock | 34,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005424 · primarydocument.xml · nonDerivative · entry 1 BERGHEIM OLAV · CIK 0001207793 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,092 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 16:35 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 28,500 | $2.25 | $64,167.75 |
DisclosureSEC source: 0001562180-22-005201 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,349 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.11 to $2.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 09:02 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 16,500 | $2.17 | $35,814.90 |
DisclosureSEC source: 0001562180-22-005130 · primarydocument.xml · nonDerivative · entry 2 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,849 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.12 to $2.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 09:02 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 5,000 | $2.07 | $10,363.50 |
DisclosureSEC source: 0001562180-22-005130 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934,349 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.04 to $2.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:04 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 1,800 | $2.75 | $4,950.00 |
DisclosureSEC source: 0001562180-22-004757 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,349 Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:45 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 6,452 | $2.74 | $17,646.87 |
DisclosureSEC source: 0001562180-22-004706 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,549 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.725 to $2.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 25, 2022 Filed May 26, 2022 08:07 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 11,748 | $2.60 | $30,550.67 |
DisclosureSEC source: 0001562180-22-004415 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 25, 2022 Filed May 26, 2022 12:07 UTC |
Pudipeddi Vamsi Mohan RajDirector
|
PurchaseCommon Stock | 43,597 | $2.65 | $115,532.05 |
DisclosureSEC source: 0001562180-22-004414 · primarydocument.xml · nonDerivative · entry 2 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Read SEC document |
| May 24, 2022 Filed May 25, 2022 16:03 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 5,000 | $2.67 | $13,363.00 |
DisclosureSEC source: 0001562180-22-004385 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,349 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2022 Filed May 26, 2022 12:07 UTC |
Pudipeddi Vamsi Mohan RajDirector
|
PurchaseCommon Stock | 1,403 | $2.68 | $3,760.04 |
DisclosureSEC source: 0001562180-22-004414 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,403 Read SEC document |
| May 23, 2022 Filed May 24, 2022 16:07 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 13,000 | $2.70 | $35,102.60 |
DisclosureSEC source: 0001562180-22-004361 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,349 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.63 to $2.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 23, 2022 Filed May 25, 2022 16:02 UTC |
Smith Michael JohnChief Commercial Officer
|
PurchaseCommon Stock | 7,769 | $2.70 | $20,998.05 |
DisclosureSEC source: 0001562180-22-004384 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,863 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2022 Filed May 20, 2022 19:10 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 12,000 | $2.67 | $32,059.20 |
DisclosureSEC source: 0001562180-22-004313 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,349 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 17, 2022 Filed May 18, 2022 16:03 UTC |
Smith Michael JohnChief Commercial Officer
|
PurchaseCommon Stock | 16,468 | $2.73 | $44,957.64 |
DisclosureSEC source: 0001562180-22-004188 · primarydocument.xml · nonDerivative · entry 2 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,857 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2022 Filed May 19, 2022 09:04 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 20,000 | $2.78 | $55,600.00 |
DisclosureSEC source: 0001562180-22-004227 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,450 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 17, 2022 Filed May 19, 2022 09:03 UTC |
Bihl Anthony P IIIDirector
|
PurchaseCommon Stock | 20,000 | $2.90 | $58,000.00 |
DisclosureSEC source: 0001562180-22-004226 · primarydocument.xml · nonDerivative · entry 1 Bihl Anthony P III · CIK 0001432665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Read SEC document |
| May 16, 2022 Filed May 18, 2022 09:03 UTC |
Bergheim BjarneDirector · President and CEO
|
PurchaseCommon Stock | 30,000 | $2.95 | $88,500.00 |
DisclosureSEC source: 0001562180-22-004177 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,450 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $3.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 16, 2022 Filed May 18, 2022 16:03 UTC |
Smith Michael JohnChief Commercial Officer
|
PurchaseCommon Stock | 5,000 | $3.00 | $15,000.00 |
DisclosureSEC source: 0001562180-22-004188 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,389 Read SEC document |
| May 16, 2022 Filed May 18, 2022 09:03 UTC |
Bihl Anthony P IIIDirector
|
PurchaseCommon Stock | 15,000 | $2.85 | $42,750.00 |
DisclosureSEC source: 0001562180-22-004176 · primarydocument.xml · nonDerivative · entry 1 Bihl Anthony P III · CIK 0001432665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.69 to $2.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 16, 2022 13:06 UTC |
Pudipeddi Vamsi Mohan RajDirector
|
PurchaseCommon Stock | 50,000 | $2.65 | $132,500.00 |
DisclosureSEC source: 0001562180-22-004021 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.64 to $2.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:02 UTC |
Bergheim BjarneDirector · President and CEO
|
SaleCommon Stock | 4,101 | $2.78 | $11,397.09 |
DisclosureSEC source: 0001562180-22-004149 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,349 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:04 UTC |
Collins Jacqueline ArnoldVP, General Counsel
|
SaleCommon Stock | 933 | $2.78 | $2,592.90 |
DisclosureSEC source: 0001562180-22-004155 · primarydocument.xml · nonDerivative · entry 1 Collins Jacqueline Arnold · CIK 0001875445 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,319 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:04 UTC |
Smith Michael JohnChief Commercial Officer
|
SaleCommon Stock | 1,958 | $2.78 | $5,441.48 |
DisclosureSEC source: 0001562180-22-004152 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,389 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:06 UTC |
Watts Michael PatrickChief Financial Officer
|
SaleCommon Stock | 2,129 | $2.78 | $5,916.70 |
DisclosureSEC source: 0001562180-22-004151 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,170 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:04 UTC |
Chen Roy TChief Talent Officer
|
SaleCommon Stock | 1,058 | $2.78 | $2,940.29 |
DisclosureSEC source: 0001562180-22-004154 · primarydocument.xml · nonDerivative · entry 1 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,844 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 09:00 UTC |
Bihl Anthony P IIIDirector
|
PurchaseCommon Stock | 15,000 | $2.67 | $40,050.00 |
DisclosureSEC source: 0001562180-22-004079 · primarydocument.xml · nonDerivative · entry 1 Bihl Anthony P III · CIK 0001432665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.67 to $2.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 23:06 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
SaleCommon Stock | 1,659 | $2.78 | $4,610.53 |
DisclosureSEC source: 0001562180-22-004153 · primarydocument.xml · nonDerivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,678 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 17, 2022 23:03 UTC |
Khakpour MehrezadChief Technology Officer
|
SaleCommon Stock | 2,424 | $2.78 | $6,736.54 |
DisclosureSEC source: 0001562180-22-004150 · primarydocument.xml · nonDerivative · entry 1 Khakpour Mehrezad · CIK 0001876455 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,720 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 13, 2022 Filed May 20, 2022 19:02 UTC Amendment |
Bergheim BjarneDirector · President and CEO
|
SaleCommon Stock | 4,101 | $2.78 | $11,397.09 |
DisclosureSEC source: 0001562180-22-004310 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,349 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: This Form 4/A is being filed to correct an error in Column 5 of the original Form 4 filed by the Reporting Person on May 17, 2022 regarding the amount of securities beneficially owned by the Reporting Person following the transaction reported therein, which error also affected the totals reported in Column 5 of the subsequent Form 4s filed by the Reporting Person on May 18, 2022 and May 19, 2022. Read SEC document |
| May 13, 2022 Filed May 20, 2022 19:02 UTC Amendment |
Smith Michael JohnChief Commercial Officer
|
SaleCommon Stock | 1,958 | $2.78 | $5,441.48 |
DisclosureSEC source: 0001562180-22-004309 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,626 F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: This Form 4/A is being filed to correct an error in Column 5 of the original Form 4 filed by the Reporting Person on May 17, 2022 regarding the amount of securities beneficially owned by the Reporting Person following the transaction reported therein, which error also affected the total reported in Column 5 of the subsequent Form 4 filed by the Reporting Person on May 18, 2022. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:23 UTC |
Bergheim BjarneDirector · President and CEO
|
GrantCommon Stock | 485,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002987 · primarydocument.xml · nonDerivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,450 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:23 UTC |
Watts Michael PatrickChief Financial Officer
|
GrantCommon Stock | 176,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002989 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,299 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:22 UTC |
Collins Jacqueline ArnoldVP, General Counsel
|
GrantCommon Stock | 93,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002984 · primarydocument.xml · nonDerivative · entry 1 Collins Jacqueline Arnold · CIK 0001875445 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,252 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:23 UTC |
Smith Michael JohnChief Commercial Officer
|
GrantCommon Stock | 270,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002990 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,584 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 19:23 UTC |
Chen Roy TChief Talent Officer
|
GrantCommon Stock | 93,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002986 · primarydocument.xml · nonDerivative · entry 1 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,902 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 23:23 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
GrantCommon Stock | 156,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002988 · primarydocument.xml · nonDerivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,337 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 23:22 UTC |
Khakpour MehrezadChief Technology Officer
|
GrantCommon Stock | 156,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002985 · primarydocument.xml · nonDerivative · entry 1 Khakpour Mehrezad · CIK 0001876455 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,144 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on March 25, 2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:31 UTC |
Watts Michael PatrickChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001872686-22-000003 · edgar.xml · derivative · entry 2 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,625 Underlying: Common Stock · 10,000 shares Expires 2027-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal annual installments beginning November 6, 2017. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:31 UTC |
Watts Michael PatrickChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $4.02 | $40,200.00 |
DisclosureSEC source: 0001872686-22-000003 · edgar.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 02:05 UTC |
Pudipeddi Vamsi Mohan RajDirector
|
GrantStock option (right to buy) · Derivative | 38,035 | $0.00 Strike: $9.50 | $0.00 |
DisclosureSEC source: 0000899243-21-047433 · doc4.xml · derivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,035 Underlying: Common Stock · 38,035 shares Expires 2031-12-05 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 6, 2021. Read SEC document |
| November 30, 2021 Filed Dec 14, 2021 16:12 UTC |
Chen Roy TChief Talent Officer
|
Exercise / conversionCommon Stock · Derivative | 2,250 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001872704-21-000001 · edgar.xml · derivative · entry 2 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,578 Underlying: Common Stock · 2,250 shares Expires 2028-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated October 28, 2021 (the "Lock-up Date") pursuant to which they may not be sold until April 27, 2022. F2 · derivative.exercise_date: The option vested as to 25% of the underlying shares of Common Stock on December 31, 2018 and with respect to the remaining shares in 36 equal monthly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.