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SONX

Sonendo, Inc.

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9738
SEC CIK
0001407973
Parsed reports
185

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2022 Filed Dec 28, 2022 19:39 UTC
Smith Michael JohnChief Commercial Officer
SaleCommon Stock 6,410 $1.50 $9,619.49
Disclosure

SEC source: 0001562180-22-008443 · primarydocument.xml · nonDerivative · entry 1

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,888

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 19:39 UTC
Watts Michael PatrickChief Financial Officer
SaleCommon Stock 4,194 $1.50 $6,293.94
Disclosure

SEC source: 0001562180-22-008441 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,521

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2022 Filed Dec 28, 2022 19:40 UTC
Chen Roy TChief Talent Officer
SaleCommon Stock 2,224 $1.50 $3,337.56
Disclosure

SEC source: 0001562180-22-008444 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,225

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 00:39 UTC
Kirkpatrick Andrew JChief Operating Officer
SaleCommon Stock 3,701 $1.50 $5,554.09
Disclosure

SEC source: 0001562180-22-008442 · primarydocument.xml · nonDerivative · entry 1

Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,989

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 18:10 UTC PurchaseCommon Stock 19,500 $2.85 $55,575.00
Disclosure

SEC source: 0001562180-22-008197 · primarydocument.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,182

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Bergheim BjarneDirector · President and CEO
GrantStock Option · Derivative 106,022 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 8

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,022

Underlying: Common Stock · 106,022 shares

Expires 2027-06-05

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F5 · derivative.exercise_date: The options were originally granted on September 8, 2017 and are fully vested.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Bergheim BjarneDirector · President and CEO
Disposition to issuerStock Option · Derivative 106,022 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 7

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,022 shares

Expires 2027-06-05

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F5 · derivative.exercise_date: The options were originally granted on September 8, 2017 and are fully vested.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Bergheim BjarneDirector · President and CEO
GrantStock Option · Derivative 174,721 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 6

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,721

Underlying: Common Stock · 174,721 shares

Expires 2028-09-17

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F4 · derivative.exercise_date: The option was originally granted on September 18, 2018 and vests in 48 equal monthly installments beginning September 18, 2018, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Bergheim BjarneDirector · President and CEO
Disposition to issuerStock Option · Derivative 174,721 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 5

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 174,721 shares

Expires 2028-09-17

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F4 · derivative.exercise_date: The option was originally granted on September 18, 2018 and vests in 48 equal monthly installments beginning September 18, 2018, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Bergheim BjarneDirector · President and CEO
GrantStock Option · Derivative 200,208 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 4

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,208

Underlying: Common Stock · 200,208 shares

Expires 2030-03-16

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Bergheim BjarneDirector · President and CEO
Disposition to issuerStock Option · Derivative 200,208 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 3

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,208 shares

Expires 2030-03-16

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Bergheim BjarneDirector · President and CEO
GrantStock Option · Derivative 139,701 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 2

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,701

Underlying: Common Stock · 139,701 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning October 28,2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Bergheim BjarneDirector · President and CEO
Disposition to issuerStock Option · Derivative 139,701 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 139,701 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning October 28,2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Smith Michael JohnChief Commercial Officer
GrantStock Option · Derivative 213,698 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 4

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,698

Underlying: Common Stock · 213,698 shares

Expires 2031-06-21

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Smith Michael JohnChief Commercial Officer
Disposition to issuerStock Option · Derivative 213,698 $0.00 Strike: $11.52 $0.00
Disclosure

SEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 3

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 213,698 shares

Expires 2031-06-21

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Smith Michael JohnChief Commercial Officer
GrantStock Option · Derivative 66,615 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 2

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,615

Underlying: Common Stock · 66,615 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Smith Michael JohnChief Commercial Officer
Disposition to issuerStock Option · Derivative 66,615 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 1

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,615 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Watts Michael PatrickChief Financial Officer
GrantStock Option · Derivative 133,519 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 6

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,519

Underlying: Common Stock · 133,519 shares

Expires 2027-12-11

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F4 · derivative.exercise_date: The options were originally granted on December 12, 2017 and are fully vested.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Watts Michael PatrickChief Financial Officer
Disposition to issuerStock Option · Derivative 133,519 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 5

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,519 shares

Expires 2027-12-11

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F4 · derivative.exercise_date: The options were originally granted on December 12, 2017 and are fully vested.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Watts Michael PatrickChief Financial Officer
GrantStock Option · Derivative 41,205 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 4

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,205

Underlying: Common Stock · 41,205 shares

Expires 2030-03-16

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Watts Michael PatrickChief Financial Officer
Disposition to issuerStock Option · Derivative 41,205 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 3

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,205 shares

Expires 2030-03-16

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Watts Michael PatrickChief Financial Officer
GrantStock Option · Derivative 72,462 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 2

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,462

Underlying: Common Stock · 72,462 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:47 UTC
Watts Michael PatrickChief Financial Officer
Disposition to issuerStock Option · Derivative 72,462 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,462 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:46 UTC
Chen Roy TChief Talent Officer
GrantStock Option · Derivative 55,578 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 6

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,578

Underlying: Common Stock · 55,578 shares

Expires 2028-03-12

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F4 · derivative.exercise_date: The option was originally granted on March 13, 2018 and vested as to 25% of the underlying shares of Common Stock on December 31, 2018 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:46 UTC
Chen Roy TChief Talent Officer
Disposition to issuerStock Option · Derivative 55,578 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 5

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,578 shares

Expires 2028-03-12

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F4 · derivative.exercise_date: The option was originally granted on March 13, 2018 and vested as to 25% of the underlying shares of Common Stock on December 31, 2018 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:46 UTC
Chen Roy TChief Talent Officer
GrantStock Option · Derivative 38,356 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 4

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,356

Underlying: Common Stock · 38,356 shares

Expires 2030-03-16

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:46 UTC
Chen Roy TChief Talent Officer
Disposition to issuerStock Option · Derivative 38,356 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 3

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,356 shares

Expires 2030-03-16

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:46 UTC
Chen Roy TChief Talent Officer
GrantStock Option · Derivative 35,944 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 2

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,944

Underlying: Common Stock · 35,944 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 18:46 UTC
Chen Roy TChief Talent Officer
Disposition to issuerStock Option · Derivative 35,944 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,944 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

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December 02, 2022 Filed Dec 5, 2022 23:46 UTC
Kirkpatrick Andrew JChief Operating Officer
GrantStock Option · Derivative 206,081 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008086 · primarydocument.xml · derivative · entry 4

Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,081

Underlying: Common Stock · 206,081 shares

Expires 2030-03-16

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vested as to 25% of the underlying shares of Common Stock on January 8, 2021 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.

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December 02, 2022 Filed Dec 5, 2022 23:46 UTC
Kirkpatrick Andrew JChief Operating Officer
Disposition to issuerStock Option · Derivative 206,081 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001562180-22-008086 · primarydocument.xml · derivative · entry 3

Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 206,081 shares

Expires 2030-03-16

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vested as to 25% of the underlying shares of Common Stock on January 8, 2021 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date.

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December 02, 2022 Filed Dec 5, 2022 23:46 UTC
Kirkpatrick Andrew JChief Operating Officer
GrantStock Option · Derivative 56,431 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001562180-22-008086 · primarydocument.xml · derivative · entry 2

Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,431

Underlying: Common Stock · 56,431 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

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December 02, 2022 Filed Dec 5, 2022 23:46 UTC
Kirkpatrick Andrew JChief Operating Officer
Disposition to issuerStock Option · Derivative 56,431 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001562180-22-008086 · primarydocument.xml · derivative · entry 1

Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,431 shares

Expires 2031-10-27

F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.

F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.

Read SEC document
November 30, 2022 Filed Nov 30, 2022 20:19 UTC
Chen Roy TChief Talent Officer
SaleCommon Stock 2,250 $2.35 $5,280.53
Disclosure

SEC source: 0001562180-22-007958 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,449

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 1,325 shares acquired under the Issuer's Employee Stock Purchase Plan on November 29, 2022.

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November 14, 2022 Filed Nov 16, 2022 16:06 UTC
Watts Michael PatrickChief Financial Officer
SaleCommon Stock 5,269 $1.92 $10,115.95
Disclosure

SEC source: 0001562180-22-007712 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,715

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 14, 2022 Filed Nov 16, 2022 16:05 UTC
Smith Michael JohnChief Commercial Officer
SaleCommon Stock 7,341 $1.92 $14,093.99
Disclosure

SEC source: 0001562180-22-007710 · primarydocument.xml · nonDerivative · entry 1

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,298

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 14, 2022 Filed Nov 16, 2022 16:06 UTC
Chen Roy TChief Talent Officer
SaleCommon Stock 2,756 $1.92 $5,291.24
Disclosure

SEC source: 0001562180-22-007713 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,374

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 14, 2022 Filed Nov 16, 2022 21:05 UTC
Kirkpatrick Andrew JChief Operating Officer
SaleCommon Stock 4,530 $1.92 $8,697.15
Disclosure

SEC source: 0001562180-22-007711 · primarydocument.xml · nonDerivative · entry 1

Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,690

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 19, 2022 Filed Jul 31, 2023 18:21 UTC OtherCommon Stock 5,621 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 4

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,096,373

F4 · kind: Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration.

F3 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

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October 19, 2022 Filed Jul 31, 2023 18:21 UTC OtherCommon Stock 286,673 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 3

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest (Cayman) II Ltd

Disclosed balance after: 0

F4 · kind: Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration.

F5 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

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October 19, 2022 Filed Jul 31, 2023 18:21 UTC OtherCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 2

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Micro LLC

Disclosed balance after: 142,544

F1 · kind: Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration.

F3 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

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October 19, 2022 Filed Jul 31, 2023 18:21 UTC OtherCommon Stock 393,473 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest (Cayman) Ltd.

Disclosed balance after: 0

F1 · kind: Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration.

F2 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to extent of his pecuniary interest in such shares.

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September 12, 2022 Filed Sep 13, 2022 22:48 UTC
GENERAL ATLANTIC, L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic (SOI), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
SaleCommon Stock, par value $0.001 per share ("Common Stock") 300,000 $0.99 $297,000.00
Disclosure

SEC source: 0000950142-22-002708 · es220286310_4-sonendo.xml · nonDerivative · entry 1

GENERAL ATLANTIC, L.P. · CIK 0001017645 · Director · 10% owner

General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner

GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner

GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner

GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner

General Atlantic (SOI), L.P. · CIK 0001889305 · Director · 10% owner

General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner

General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner

GAP (Bermuda) L.P. · CIK 0001406817 · Director · 10% owner

GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,600,938

F1 · ownership.nature: Reflects securities held directly by General Atlantic (SOI), L.P. ("GA SOI"), a Delaware limited partnership. Each of General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda exempted limited partnership ("GAP Bermuda EU"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"), and GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA", and together with GAP 100, GAP Bermuda EU, GAPCO III, GAPCO IV, and GAPCO V, the "GA Funds") share beneficial ownership of the shares of common stock held by GA SOI.

F2 · ownership.nature: The general partner of GA SOI is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP 100 is ultimately controlled by General Atlantic, L.P. ("GA LP"), a Delaware limited partnership, which is controlled by the Management Committee (the "Management Committee") of GASC MGP, LLC, a Delaware limited liability company.

F3 · ownership.nature: The general partner of GAP Bermuda EU is ultimately controlled by GAP (Bermuda) L.P., a Bermuda exempted limited partnership ("GAP Bermuda"), which is also controlled by the Management Committee. GA LP is the managing member of GAPCO III, GAPCO IV and GAPCO V, the general partner of GAPCO CDA and is the sole member of GA SPV. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:38 UTC
Smith Michael JohnChief Commercial Officer
SaleCommon Stock 7,224 $1.48 $10,657.57
Disclosure

SEC source: 0001562180-22-006175 · primarydocument.xml · nonDerivative · entry 1

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,639

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:38 UTC
Watts Michael PatrickChief Financial Officer
SaleCommon Stock 5,186 $1.48 $7,650.91
Disclosure

SEC source: 0001562180-22-006174 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,984

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 16:38 UTC
Chen Roy TChief Talent Officer
SaleCommon Stock 2,714 $1.48 $4,003.96
Disclosure

SEC source: 0001562180-22-006173 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,130

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 20:39 UTC
Kirkpatrick Andrew JChief Operating Officer
SaleCommon Stock 4,458 $1.48 $6,576.89
Disclosure

SEC source: 0001562180-22-006176 · primarydocument.xml · nonDerivative · entry 1

Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,220

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 18:19 UTC
GENERAL ATLANTIC, L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic (SOI), L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
SaleCommon Stock, par value $0.001 per share ("Common Stock") 366,808 $1.35 $495,190.80
Disclosure

SEC source: 0000950142-22-002524 · es220278918_4-sonendo.xml · nonDerivative · entry 1

GENERAL ATLANTIC, L.P. · CIK 0001017645 · Director · 10% owner

General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner

GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner

GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner

GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner

General Atlantic (SOI), L.P. · CIK 0001889305 · Director · 10% owner

General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner

General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner

GAP (Bermuda) L.P. · CIK 0001406817 · Director · 10% owner

GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,900,938

F1 · ownership.nature: Reflects securities held directly by General Atlantic (SOI), L.P. ("GA SOI"), a Delaware limited partnership. Each of General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda exempted limited partnership ("GAP Bermuda EU"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"), and GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA", and together with GAP 100, GAP Bermuda EU, GAPCO III, GAPCO IV, and GAPCO V, the "GA Funds") share beneficial ownership of the shares of common stock held by GA SOI.

F2 · ownership.nature: The general partner of GA SOI is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP 100 is ultimately controlled by General Atlantic, L.P. ("GA LP"), a Delaware limited partnership, which is controlled by the Management Committee (the "Management Committee") of GASC MGP, LLC, a Delaware limited liability company.

F3 · ownership.nature: The general partner of GAP Bermuda EU is ultimately controlled by GAP (Bermuda) L.P., a Bermuda exempted limited partnership ("GAP Bermuda"), which is also controlled by the Management Committee. GA LP is the managing member of GAPCO III, GAPCO IV and GAPCO V, the general partner of GAPCO CDA and is the sole member of GA SPV. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 08:47 UTC GrantStock Options (Right to buy) · Derivative 49,586 $0.00 Strike: $1.73 $0.00
Disclosure

SEC source: 0001562180-22-005426 · primarydocument.xml · derivative · entry 2

Bihl Anthony P III · CIK 0001432665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,586

Underlying: Common Stock · 49,586 shares

Expires 2032-06-28

F2 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

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June 29, 2022 Filed Jul 1, 2022 08:47 UTC GrantCommon Stock 34,682 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005426 · primarydocument.xml · nonDerivative · entry 1

Bihl Anthony P III · CIK 0001432665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,682

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.