Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2022 Filed Dec 28, 2022 19:39 UTC |
Smith Michael JohnChief Commercial Officer
|
SaleCommon Stock | 6,410 | $1.50 | $9,619.49 |
DisclosureSEC source: 0001562180-22-008443 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,888 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 19:39 UTC |
Watts Michael PatrickChief Financial Officer
|
SaleCommon Stock | 4,194 | $1.50 | $6,293.94 |
DisclosureSEC source: 0001562180-22-008441 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,521 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 19:40 UTC |
Chen Roy TChief Talent Officer
|
SaleCommon Stock | 2,224 | $1.50 | $3,337.56 |
DisclosureSEC source: 0001562180-22-008444 · primarydocument.xml · nonDerivative · entry 1 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,225 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 00:39 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
SaleCommon Stock | 3,701 | $1.50 | $5,554.09 |
DisclosureSEC source: 0001562180-22-008442 · primarydocument.xml · nonDerivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,989 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 18:10 UTC |
Pudipeddi Vamsi Mohan RajDirector
|
PurchaseCommon Stock | 19,500 | $2.85 | $55,575.00 |
DisclosureSEC source: 0001562180-22-008197 · primarydocument.xml · nonDerivative · entry 1 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,182 Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Bergheim BjarneDirector · President and CEO
|
GrantStock Option · Derivative | 106,022 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 8 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,022 Underlying: Common Stock · 106,022 shares Expires 2027-06-05 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F5 · derivative.exercise_date: The options were originally granted on September 8, 2017 and are fully vested. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Bergheim BjarneDirector · President and CEO
|
Disposition to issuerStock Option · Derivative | 106,022 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 7 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 106,022 shares Expires 2027-06-05 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F5 · derivative.exercise_date: The options were originally granted on September 8, 2017 and are fully vested. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Bergheim BjarneDirector · President and CEO
|
GrantStock Option · Derivative | 174,721 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 6 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,721 Underlying: Common Stock · 174,721 shares Expires 2028-09-17 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F4 · derivative.exercise_date: The option was originally granted on September 18, 2018 and vests in 48 equal monthly installments beginning September 18, 2018, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Bergheim BjarneDirector · President and CEO
|
Disposition to issuerStock Option · Derivative | 174,721 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 5 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 174,721 shares Expires 2028-09-17 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F4 · derivative.exercise_date: The option was originally granted on September 18, 2018 and vests in 48 equal monthly installments beginning September 18, 2018, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Bergheim BjarneDirector · President and CEO
|
GrantStock Option · Derivative | 200,208 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 4 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,208 Underlying: Common Stock · 200,208 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Bergheim BjarneDirector · President and CEO
|
Disposition to issuerStock Option · Derivative | 200,208 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 3 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,208 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Bergheim BjarneDirector · President and CEO
|
GrantStock Option · Derivative | 139,701 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 2 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,701 Underlying: Common Stock · 139,701 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning October 28,2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Bergheim BjarneDirector · President and CEO
|
Disposition to issuerStock Option · Derivative | 139,701 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008089 · primarydocument.xml · derivative · entry 1 Bergheim Bjarne · CIK 0001875434 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 139,701 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning October 28,2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Smith Michael JohnChief Commercial Officer
|
GrantStock Option · Derivative | 213,698 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 4 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,698 Underlying: Common Stock · 213,698 shares Expires 2031-06-21 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Smith Michael JohnChief Commercial Officer
|
Disposition to issuerStock Option · Derivative | 213,698 | $0.00 Strike: $11.52 | $0.00 |
DisclosureSEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 3 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 213,698 shares Expires 2031-06-21 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on June 22, 2021 and vested as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Smith Michael JohnChief Commercial Officer
|
GrantStock Option · Derivative | 66,615 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 2 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,615 Underlying: Common Stock · 66,615 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Smith Michael JohnChief Commercial Officer
|
Disposition to issuerStock Option · Derivative | 66,615 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008087 · primarydocument.xml · derivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,615 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Watts Michael PatrickChief Financial Officer
|
GrantStock Option · Derivative | 133,519 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 6 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,519 Underlying: Common Stock · 133,519 shares Expires 2027-12-11 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F4 · derivative.exercise_date: The options were originally granted on December 12, 2017 and are fully vested. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Watts Michael PatrickChief Financial Officer
|
Disposition to issuerStock Option · Derivative | 133,519 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 5 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,519 shares Expires 2027-12-11 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F4 · derivative.exercise_date: The options were originally granted on December 12, 2017 and are fully vested. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Watts Michael PatrickChief Financial Officer
|
GrantStock Option · Derivative | 41,205 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 4 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,205 Underlying: Common Stock · 41,205 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Watts Michael PatrickChief Financial Officer
|
Disposition to issuerStock Option · Derivative | 41,205 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 3 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,205 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Watts Michael PatrickChief Financial Officer
|
GrantStock Option · Derivative | 72,462 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 2 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,462 Underlying: Common Stock · 72,462 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:47 UTC |
Watts Michael PatrickChief Financial Officer
|
Disposition to issuerStock Option · Derivative | 72,462 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008088 · primarydocument.xml · derivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,462 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:46 UTC |
Chen Roy TChief Talent Officer
|
GrantStock Option · Derivative | 55,578 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 6 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,578 Underlying: Common Stock · 55,578 shares Expires 2028-03-12 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F4 · derivative.exercise_date: The option was originally granted on March 13, 2018 and vested as to 25% of the underlying shares of Common Stock on December 31, 2018 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:46 UTC |
Chen Roy TChief Talent Officer
|
Disposition to issuerStock Option · Derivative | 55,578 | $0.00 Strike: $4.02 | $0.00 |
DisclosureSEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 5 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,578 shares Expires 2028-03-12 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F4 · derivative.exercise_date: The option was originally granted on March 13, 2018 and vested as to 25% of the underlying shares of Common Stock on December 31, 2018 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:46 UTC |
Chen Roy TChief Talent Officer
|
GrantStock Option · Derivative | 38,356 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 4 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,356 Underlying: Common Stock · 38,356 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:46 UTC |
Chen Roy TChief Talent Officer
|
Disposition to issuerStock Option · Derivative | 38,356 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 3 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,356 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning on March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:46 UTC |
Chen Roy TChief Talent Officer
|
GrantStock Option · Derivative | 35,944 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 2 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,944 Underlying: Common Stock · 35,944 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 18:46 UTC |
Chen Roy TChief Talent Officer
|
Disposition to issuerStock Option · Derivative | 35,944 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008085 · primarydocument.xml · derivative · entry 1 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,944 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:46 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
GrantStock Option · Derivative | 206,081 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008086 · primarydocument.xml · derivative · entry 4 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,081 Underlying: Common Stock · 206,081 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vested as to 25% of the underlying shares of Common Stock on January 8, 2021 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:46 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
Disposition to issuerStock Option · Derivative | 206,081 | $0.00 Strike: $7.01 | $0.00 |
DisclosureSEC source: 0001562180-22-008086 · primarydocument.xml · derivative · entry 3 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 206,081 shares Expires 2030-03-16 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F3 · derivative.exercise_date: The option was originally granted on March 17, 2020 and vested as to 25% of the underlying shares of Common Stock on January 8, 2021 and with respect to the remaining shares in 36 equal monthly installments thereafter, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:46 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
GrantStock Option · Derivative | 56,431 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001562180-22-008086 · primarydocument.xml · derivative · entry 2 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,431 Underlying: Common Stock · 56,431 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 23:46 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
Disposition to issuerStock Option · Derivative | 56,431 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001562180-22-008086 · primarydocument.xml · derivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,431 shares Expires 2031-10-27 F1 · kind: The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options. F2 · derivative.exercise_date: The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning on October 28, 2021, subject to the reporting person's continued provision of service to the issuer on each vesting date. Read SEC document |
| November 30, 2022 Filed Nov 30, 2022 20:19 UTC |
Chen Roy TChief Talent Officer
|
SaleCommon Stock | 2,250 | $2.35 | $5,280.53 |
DisclosureSEC source: 0001562180-22-007958 · primarydocument.xml · nonDerivative · entry 1 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,449 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 1,325 shares acquired under the Issuer's Employee Stock Purchase Plan on November 29, 2022. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 16:06 UTC |
Watts Michael PatrickChief Financial Officer
|
SaleCommon Stock | 5,269 | $1.92 | $10,115.95 |
DisclosureSEC source: 0001562180-22-007712 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,715 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 16:05 UTC |
Smith Michael JohnChief Commercial Officer
|
SaleCommon Stock | 7,341 | $1.92 | $14,093.99 |
DisclosureSEC source: 0001562180-22-007710 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,298 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 16:06 UTC |
Chen Roy TChief Talent Officer
|
SaleCommon Stock | 2,756 | $1.92 | $5,291.24 |
DisclosureSEC source: 0001562180-22-007713 · primarydocument.xml · nonDerivative · entry 1 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,374 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 21:05 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
SaleCommon Stock | 4,530 | $1.92 | $8,697.15 |
DisclosureSEC source: 0001562180-22-007711 · primarydocument.xml · nonDerivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,690 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $2.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 19, 2022 Filed Jul 31, 2023 18:21 UTC |
BERGHEIM OLAVDirector
|
OtherCommon Stock | 5,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 4 BERGHEIM OLAV · CIK 0001207793 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Fjordinvest LLC Disclosed balance after: 1,096,373 F4 · kind: Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration. F3 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Read SEC document |
| October 19, 2022 Filed Jul 31, 2023 18:21 UTC |
BERGHEIM OLAVDirector
|
OtherCommon Stock | 286,673 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 3 BERGHEIM OLAV · CIK 0001207793 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Fjordinvest (Cayman) II Ltd Disclosed balance after: 0 F4 · kind: Fjordinvest (Cayman) II Ltd. distributed these shares to its partners (including Fjordinvest LLC) on a pro rata basis, for no consideration. F5 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) II Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) II Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Read SEC document |
| October 19, 2022 Filed Jul 31, 2023 18:21 UTC |
BERGHEIM OLAVDirector
|
OtherCommon Stock | 11,242 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 2 BERGHEIM OLAV · CIK 0001207793 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Micro LLC Disclosed balance after: 142,544 F1 · kind: Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration. F3 · ownership.nature: Mr. Bergheim is the president of Micro LLC, the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares. Read SEC document |
| October 19, 2022 Filed Jul 31, 2023 18:21 UTC |
BERGHEIM OLAVDirector
|
OtherCommon Stock | 393,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035858 · ownership.xml · nonDerivative · entry 1 BERGHEIM OLAV · CIK 0001207793 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Fjordinvest (Cayman) Ltd. Disclosed balance after: 0 F1 · kind: Fjordinvest (Cayman) Ltd. distributed these shares to its stockholders (including Micro LLC) on a pro rata basis, for no consideration. F2 · ownership.nature: Mr. Bergheim is the chief executive officer of Fjordinvest (Cayman) Ltd. and exercises voting and dispositive power over the shares held by Fjordinvest (Cayman) Ltd. Mr. Bergheim disclaims beneficial ownership of these shares except to extent of his pecuniary interest in such shares. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 22:48 UTC |
GENERAL ATLANTIC, L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic (SOI), L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 300,000 | $0.99 | $297,000.00 |
DisclosureSEC source: 0000950142-22-002708 · es220286310_4-sonendo.xml · nonDerivative · entry 1 GENERAL ATLANTIC, L.P. · CIK 0001017645 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic (SOI), L.P. · CIK 0001889305 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner GAP (Bermuda) L.P. · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,600,938 F1 · ownership.nature: Reflects securities held directly by General Atlantic (SOI), L.P. ("GA SOI"), a Delaware limited partnership. Each of General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda exempted limited partnership ("GAP Bermuda EU"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"), and GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA", and together with GAP 100, GAP Bermuda EU, GAPCO III, GAPCO IV, and GAPCO V, the "GA Funds") share beneficial ownership of the shares of common stock held by GA SOI. F2 · ownership.nature: The general partner of GA SOI is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP 100 is ultimately controlled by General Atlantic, L.P. ("GA LP"), a Delaware limited partnership, which is controlled by the Management Committee (the "Management Committee") of GASC MGP, LLC, a Delaware limited liability company. F3 · ownership.nature: The general partner of GAP Bermuda EU is ultimately controlled by GAP (Bermuda) L.P., a Bermuda exempted limited partnership ("GAP Bermuda"), which is also controlled by the Management Committee. GA LP is the managing member of GAPCO III, GAPCO IV and GAPCO V, the general partner of GAPCO CDA and is the sole member of GA SPV. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 16:38 UTC |
Smith Michael JohnChief Commercial Officer
|
SaleCommon Stock | 7,224 | $1.48 | $10,657.57 |
DisclosureSEC source: 0001562180-22-006175 · primarydocument.xml · nonDerivative · entry 1 Smith Michael John · CIK 0001872655 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,639 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 16:38 UTC |
Watts Michael PatrickChief Financial Officer
|
SaleCommon Stock | 5,186 | $1.48 | $7,650.91 |
DisclosureSEC source: 0001562180-22-006174 · primarydocument.xml · nonDerivative · entry 1 Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,984 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 16:38 UTC |
Chen Roy TChief Talent Officer
|
SaleCommon Stock | 2,714 | $1.48 | $4,003.96 |
DisclosureSEC source: 0001562180-22-006173 · primarydocument.xml · nonDerivative · entry 1 Chen Roy T · CIK 0001872704 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,130 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 20:39 UTC |
Kirkpatrick Andrew JChief Operating Officer
|
SaleCommon Stock | 4,458 | $1.48 | $6,576.89 |
DisclosureSEC source: 0001562180-22-006176 · primarydocument.xml · nonDerivative · entry 1 Kirkpatrick Andrew J · CIK 0001704812 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,220 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021 and 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 11, 2022 Filed Aug 15, 2022 18:19 UTC |
GENERAL ATLANTIC, L.P.Director · 10% owner
General Atlantic (SPV) GP, LLCDirector · 10% owner
GAP COINVESTMENTS III, LLCDirector · 10% owner
GAP COINVESTMENTS IV, LLCDirector · 10% owner
GAP Coinvestments V, LLCDirector · 10% owner
General Atlantic (SOI), L.P.Director · 10% owner
General Atlantic Partners 100, L.P.Director · 10% owner
General Atlantic Partners (Bermuda) EU, L.P.Director · 10% owner
GAP (Bermuda) L.P.Director · 10% owner
GAP Coinvestments CDA, L.P.Director · 10% owner
|
SaleCommon Stock, par value $0.001 per share ("Common Stock") | 366,808 | $1.35 | $495,190.80 |
DisclosureSEC source: 0000950142-22-002524 · es220278918_4-sonendo.xml · nonDerivative · entry 1 GENERAL ATLANTIC, L.P. · CIK 0001017645 · Director · 10% owner General Atlantic (SPV) GP, LLC · CIK 0001793940 · Director · 10% owner GAP COINVESTMENTS III, LLC · CIK 0001282203 · Director · 10% owner GAP COINVESTMENTS IV, LLC · CIK 0001282372 · Director · 10% owner GAP Coinvestments V, LLC · CIK 0001793941 · Director · 10% owner General Atlantic (SOI), L.P. · CIK 0001889305 · Director · 10% owner General Atlantic Partners 100, L.P. · CIK 0001704892 · Director · 10% owner General Atlantic Partners (Bermuda) EU, L.P. · CIK 0001701754 · Director · 10% owner GAP (Bermuda) L.P. · CIK 0001406817 · Director · 10% owner GAP Coinvestments CDA, L.P. · CIK 0001356474 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,900,938 F1 · ownership.nature: Reflects securities held directly by General Atlantic (SOI), L.P. ("GA SOI"), a Delaware limited partnership. Each of General Atlantic Partners 100, L.P., a Delaware limited partnership ("GAP 100"), General Atlantic Partners (Bermuda) EU, L.P., a Bermuda exempted limited partnership ("GAP Bermuda EU"), GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), GAP Coinvestments V, LLC, a Delaware limited liability company ("GAPCO V"), and GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA", and together with GAP 100, GAP Bermuda EU, GAPCO III, GAPCO IV, and GAPCO V, the "GA Funds") share beneficial ownership of the shares of common stock held by GA SOI. F2 · ownership.nature: The general partner of GA SOI is General Atlantic (SPV) GP, LLC, a Delaware limited liability company ("GA SPV"). The general partner of GAP 100 is ultimately controlled by General Atlantic, L.P. ("GA LP"), a Delaware limited partnership, which is controlled by the Management Committee (the "Management Committee") of GASC MGP, LLC, a Delaware limited liability company. F3 · ownership.nature: The general partner of GAP Bermuda EU is ultimately controlled by GAP (Bermuda) L.P., a Bermuda exempted limited partnership ("GAP Bermuda"), which is also controlled by the Management Committee. GA LP is the managing member of GAPCO III, GAPCO IV and GAPCO V, the general partner of GAPCO CDA and is the sole member of GA SPV. There are nine members of the Management Committee. Each of the members of the Management Committee disclaims ownership of the shares except to the extent he has a pecuniary interest therein. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 08:47 UTC |
Bihl Anthony P IIIDirector
|
GrantStock Options (Right to buy) · Derivative | 49,586 | $0.00 Strike: $1.73 | $0.00 |
DisclosureSEC source: 0001562180-22-005426 · primarydocument.xml · derivative · entry 2 Bihl Anthony P III · CIK 0001432665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,586 Underlying: Common Stock · 49,586 shares Expires 2032-06-28 F2 · derivative.exercise_date: The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 08:47 UTC |
Bihl Anthony P IIIDirector
|
GrantCommon Stock | 34,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005426 · primarydocument.xml · nonDerivative · entry 1 Bihl Anthony P III · CIK 0001432665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,682 F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2023 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.