Tapewire

Nasdaq · USD

SOFI

SoFi Technologies, Inc.

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Tapewire entity
3232
SEC CIK
0001818874
Parsed reports
564

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202622
Mar 202622
Apr 202601
May 202621
Jun 202613
Jul 202601
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 21:01 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionCommon Stock 49,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-029986 · tm225622-2_4seq1.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 101,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-029259 · tm225622-3_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,558,552

Underlying: Common Stock · 101,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 52,509 $10.67 $560,271.03
Disclosure

SEC source: 0001104659-22-029259 · tm225622-3_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882,826

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:01 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 101,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-029259 · tm225622-3_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:01 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 49,016 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-011356 · tm225192-1_4seq1.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771,094

Underlying: Common Stock · 49,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:01 UTC
Gill MichelleEVP & Group Business Leader
Tax withholdingCommon Stock 25,317 $12.48 $315,956.16
Disclosure

SEC source: 0001104659-22-011356 · tm225192-1_4seq1.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588,797

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:01 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionCommon Stock 49,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-011356 · tm225192-1_4seq1.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:03 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 101,664 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-008983 · tm224722d1_4.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,660,215

Underlying: Common Stock · 101,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:03 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 53,083 $12.76 $677,339.08
Disclosure

SEC source: 0001104659-22-008983 · tm224722d1_4.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833,672

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:03 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 101,664 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-008983 · tm224722d1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 16:38 UTC
Heavener MicahHead of Operations
SaleCommon Stock 2,000 $15.00 $30,000.00
Disclosure

SEC source: 0001104659-22-006933 · tm224354-1_4seq1.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,307

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:02 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 49,016 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-000893 · tm221472-1_4seq1.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820,110

Underlying: Common Stock · 49,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:02 UTC
Gill MichelleEVP & Group Business Leader
Tax withholdingCommon Stock 24,765 $15.81 $391,534.65
Disclosure

SEC source: 0001104659-22-000893 · tm221472-1_4seq1.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565,098

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:02 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionCommon Stock 49,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-000893 · tm221472-1_4seq1.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,589,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:01 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 101,663 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-154270 · tm2136475d1_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761,879

Underlying: Common Stock · 101,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:01 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 50,405 $15.09 $760,611.45
Disclosure

SEC source: 0001104659-21-154270 · tm2136475d1_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,785,091

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:01 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 101,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-154270 · tm2136475d1_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:51 UTC
Stafford Webb LaurenChief Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 44,801 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150660 · tm2135685-8_4seq1.xml · derivative · entry 3

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,508

Underlying: Common Stock · 44,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:51 UTC
Stafford Webb LaurenChief Marketing Officer
Tax withholdingCommon Stock 18,715 $14.61 $273,426.15
Disclosure

SEC source: 0001104659-21-150660 · tm2135685-8_4seq1.xml · nonDerivative · entry 2

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,863

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:51 UTC
Stafford Webb LaurenChief Marketing Officer
Exercise / conversionCommon Stock 44,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150660 · tm2135685-8_4seq1.xml · nonDerivative · entry 1

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:50 UTC
Nuckles JenniferEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 79,579 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150658 · tm2135685-6_4seq1.xml · derivative · entry 3

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,560

Underlying: Common Stock · 79,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:50 UTC
Nuckles JenniferEVP & Group Business Leader
Tax withholdingCommon Stock 41,881 $14.61 $611,881.41
Disclosure

SEC source: 0001104659-21-150658 · tm2135685-6_4seq1.xml · nonDerivative · entry 2

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,664

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:50 UTC
Nuckles JenniferEVP & Group Business Leader
Exercise / conversionCommon Stock 79,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150658 · tm2135685-6_4seq1.xml · nonDerivative · entry 1

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:50 UTC
White Derek JCEO of Galileo
Exercise / conversionRestricted Stock Unit · Derivative 324,045 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150659 · tm2135685-7_4seq1.xml · derivative · entry 3

White Derek J · CIK 0001778401 · CEO of Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,132

Underlying: Common Stock · 324,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:50 UTC
White Derek JCEO of Galileo
Tax withholdingCommon Stock 152,363 $14.61 $2,226,023.43
Disclosure

SEC source: 0001104659-21-150659 · tm2135685-7_4seq1.xml · nonDerivative · entry 2

White Derek J · CIK 0001778401 · CEO of Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,682

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:50 UTC
White Derek JCEO of Galileo
Exercise / conversionCommon Stock 324,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150659 · tm2135685-7_4seq1.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · CEO of Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:47 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 127,684 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150652 · tm2135685-1_4seq1.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869,126

Underlying: Common Stock · 127,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:47 UTC
Gill MichelleEVP & Group Business Leader
Tax withholdingCommon Stock 67,194 $14.61 $981,704.34
Disclosure

SEC source: 0001104659-21-150652 · tm2135685-1_4seq1.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,847

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:47 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionCommon Stock 127,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150652 · tm2135685-1_4seq1.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:48 UTC
Lapointe ChristopherChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 87,578 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150654 · tm2135685-3_4seq1.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,917

Underlying: Common Stock · 87,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:48 UTC
Lapointe ChristopherChief Financial Officer
Tax withholdingCommon Stock 43,425 $14.58 $633,136.50
Disclosure

SEC source: 0001104659-21-150654 · tm2135685-3_4seq1.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,804

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:48 UTC
Lapointe ChristopherChief Financial Officer
Exercise / conversionCommon Stock 87,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150654 · tm2135685-3_4seq1.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:52 UTC
Ronen AssafChief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 84,144 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150663 · tm2135685-11_4seq1.xml · derivative · entry 3

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,867

Underlying: Common Stock · 84,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:52 UTC
Ronen AssafChief Product Officer
Tax withholdingCommon Stock 35,391 $14.48 $512,461.68
Disclosure

SEC source: 0001104659-21-150663 · tm2135685-11_4seq1.xml · nonDerivative · entry 2

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,119

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:52 UTC
Ronen AssafChief Product Officer
Exercise / conversionCommon Stock 84,144 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150663 · tm2135685-11_4seq1.xml · nonDerivative · entry 1

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:48 UTC
Heavener MicahHead of Operations
Exercise / conversionRestricted Stock Unit · Derivative 33,364 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150653 · tm2135685-2_4seq1.xml · derivative · entry 3

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,346

Underlying: Common Stock · 33,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:48 UTC
Heavener MicahHead of Operations
Tax withholdingCommon Stock 14,034 $14.48 $203,212.32
Disclosure

SEC source: 0001104659-21-150653 · tm2135685-2_4seq1.xml · nonDerivative · entry 2

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,307

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 18:48 UTC
Heavener MicahHead of Operations
Exercise / conversionCommon Stock 33,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150653 · tm2135685-2_4seq1.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:51 UTC
Webster AaronChief Risk Officer
Exercise / conversionRestricted Stock Unit · Derivative 85,742 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150661 · tm2135685-9_4seq1.xml · derivative · entry 3

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,203

Underlying: Common Stock · 85,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:51 UTC
Webster AaronChief Risk Officer
Tax withholdingCommon Stock 42,476 $14.48 $615,052.48
Disclosure

SEC source: 0001104659-21-150661 · tm2135685-9_4seq1.xml · nonDerivative · entry 2

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,934

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:51 UTC
Webster AaronChief Risk Officer
Exercise / conversionCommon Stock 85,742 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150661 · tm2135685-9_4seq1.xml · nonDerivative · entry 1

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:52 UTC
Renz MariaEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 141,167 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150662 · tm2135685-10_4seq1.xml · derivative · entry 3

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,500

Underlying: Common Stock · 141,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:52 UTC
Renz MariaEVP & Group Business Leader
Tax withholdingCommon Stock 59,370 $14.48 $859,677.60
Disclosure

SEC source: 0001104659-21-150662 · tm2135685-10_4seq1.xml · nonDerivative · entry 2

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,031

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:52 UTC
Renz MariaEVP & Group Business Leader
Exercise / conversionCommon Stock 141,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150662 · tm2135685-10_4seq1.xml · nonDerivative · entry 1

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 94,854 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150657 · tm2135685-5_4seq1.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,863,542

Underlying: Common Stock · 94,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 47,029 $14.58 $685,682.82
Disclosure

SEC source: 0001104659-21-150657 · tm2135685-5_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,733,833

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 94,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150657 · tm2135685-5_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC
Lavet Robert SGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 53,683 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-150655 · tm2135685-4_4seq1.xml · derivative · entry 3

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,652

Underlying: Common Stock · 53,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC
Lavet Robert SGeneral Counsel and Secretary
Tax withholdingCommon Stock 25,878 $14.48 $374,713.44
Disclosure

SEC source: 0001104659-21-150655 · tm2135685-4_4seq1.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334,148

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:49 UTC
Lavet Robert SGeneral Counsel and Secretary
Exercise / conversionCommon Stock 53,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-150655 · tm2135685-4_4seq1.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.