Tapewire

Nasdaq · USD

SOFI

SoFi Technologies, Inc.

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Tapewire entity
3232
SEC CIK
0001818874
Parsed reports
564

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202622
Mar 202622
Apr 202601
May 202621
Jun 202613
Jul 202601
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2022 Filed Mar 26, 2022 00:10 UTC
Renz MariaEVP & Group Business Leader
GrantRestricted Stock Unit · Derivative 152,440 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-038267 · tm2210472-6_4.xml · derivative · entry 1

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281,773

Underlying: Common Stock · 152,440 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 19,055 RSUs per quarter, starting with the quarterly vesting date in March 2023, in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/8th of the total number of RSUs originally granted pursuant to this award.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 19,055 RSUs per quarter, starting with the quarterly vesting date in March 2023, in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with each installment representing 1/8th of the total number of RSUs originally granted pursuant to this award.

Read SEC document
March 24, 2022 Filed Mar 26, 2022 00:10 UTC
Lavet Robert SGeneral Counsel and Secretary
GrantRestricted Stock Unit · Derivative 147,866 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-038265 · tm2210472-4_4.xml · derivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,832

Underlying: Common Stock · 147,866 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 2,464 RSUs on the quarterly vesting date in June 2022, (2) 2,465 RSUs on the quarterly vesting date in September 2022, (3) 2,464 RSUs on the quarterly vesting date in December 2022, and (4) 35,118 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023 (other than the quarterly vesting date in June 2023 when 35,119 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 2,464 RSUs on the quarterly vesting date in June 2022, (2) 2,465 RSUs on the quarterly vesting date in September 2022, (3) 2,464 RSUs on the quarterly vesting date in December 2022, and (4) 35,118 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023 (other than the quarterly vesting date in June 2023 when 35,119 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
March 24, 2022 Filed Mar 26, 2022 00:08 UTC
Gill MichelleEVP & Group Business Leader
GrantRestricted Stock Unit · Derivative 609,757 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-038262 · tm2210472-1_4.xml · derivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075,044

Underlying: Common Stock · 609,757 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 103,659 RSUs on the quarterly vesting date in March 2023, 103,658 RSUs on the quarterly vesting date in June 2023, 103,659 RSUs on the quarterly vesting date in September 2023, 103,659 RSUs on the quarterly vesting date in December 2023, 48,780 RSUs on the quarterly vesting date in March 2024, 48,781 RSUs on the quarterly vesting date in June 2024, 48,780 RSUs on the quarterly vesting date in September 2024 and 48,781 RSUs on the quarterly vesting date in December 2024, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 103,659 RSUs on the quarterly vesting date in March 2023, 103,658 RSUs on the quarterly vesting date in June 2023, 103,659 RSUs on the quarterly vesting date in September 2023, 103,659 RSUs on the quarterly vesting date in December 2023, 48,780 RSUs on the quarterly vesting date in March 2024, 48,781 RSUs on the quarterly vesting date in June 2024, 48,780 RSUs on the quarterly vesting date in September 2024 and 48,781 RSUs on the quarterly vesting date in December 2024, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

Read SEC document
March 17, 2022 Filed Mar 17, 2022 21:30 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 34,000 $8.91 $303,008.00
Disclosure

SEC source: 0001104659-22-035130 · tm229666-3_4seq1.xml · nonDerivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,062,031

F3 · price: The reported transactions were executed in multiple trades. The purchase price of $8.9120 reported in Column 4 is the weighted average purchase price for the 34,000 shares acquired by the Reporting Person within a range of $8.895 to $8.920 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 17:36 UTC
Heavener MicahHead of Operations
SaleCommon Stock 5,000 $8.01 $40,046.00
Disclosure

SEC source: 0001104659-22-035704 · tm229732-2_4seq1.xml · nonDerivative · entry 3

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,255

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:05 UTC PurchaseCommon Stock 58,000 $8.84 $512,580.80
Disclosure

SEC source: 0001104659-22-035546 · tm229732-7_4seq1.xml · nonDerivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,852

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $8.8376 reported in Column 4 is the weighted average purchase price for the 58,000 shares acquired by the Reporting Person within a range of $8.70 to $8.94 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:33 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 17,375 $8.62 $149,798.56
Disclosure

SEC source: 0001104659-22-034589 · tm229524d1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982,170

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $8.6215 reported in Column 4 is the weighted average purchase price for the 17,375 shares acquired by the Reporting Person within a range of $8.585 to $8.650 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:37 UTC
Stafford Webb LaurenChief Marketing Officer
Exercise / conversionRestricted Stock Unit · Derivative 44,799 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035709 · tm229732-8_4seq1.xml · derivative · entry 3

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,709

Underlying: Common Stock · 44,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:37 UTC
Stafford Webb LaurenChief Marketing Officer
Tax withholdingCommon Stock 19,353 $8.59 $166,242.27
Disclosure

SEC source: 0001104659-22-035709 · tm229732-8_4seq1.xml · nonDerivative · entry 2

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,309

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:37 UTC
Stafford Webb LaurenChief Marketing Officer
Exercise / conversionCommon Stock 44,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035709 · tm229732-8_4seq1.xml · nonDerivative · entry 1

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Nuckles JenniferEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 79,577 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035706 · tm229732-4_4seq1.xml · derivative · entry 3

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,983

Underlying: Common Stock · 79,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Nuckles JenniferEVP & Group Business Leader
Tax withholdingCommon Stock 45,117 $8.59 $387,555.03
Disclosure

SEC source: 0001104659-22-035706 · tm229732-4_4seq1.xml · nonDerivative · entry 2

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,124

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Nuckles JenniferEVP & Group Business Leader
Exercise / conversionCommon Stock 79,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035706 · tm229732-4_4seq1.xml · nonDerivative · entry 1

Nuckles Jennifer · CIK 0001863186 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Ronen AssafChief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 95,524 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035707 · tm229732-6_4seq1.xml · derivative · entry 3

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,343

Underlying: Common Stock · 95,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Ronen AssafChief Product Officer
Tax withholdingCommon Stock 41,262 $8.59 $354,440.58
Disclosure

SEC source: 0001104659-22-035707 · tm229732-6_4seq1.xml · nonDerivative · entry 2

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,381

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Ronen AssafChief Product Officer
Exercise / conversionCommon Stock 95,524 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035707 · tm229732-6_4seq1.xml · nonDerivative · entry 1

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Heavener MicahHead of Operations
Exercise / conversionRestricted Stock Unit · Derivative 33,361 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035704 · tm229732-2_4seq1.xml · derivative · entry 4

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,985

Underlying: Common Stock · 33,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Heavener MicahHead of Operations
Tax withholdingCommon Stock 14,413 $8.59 $123,807.67
Disclosure

SEC source: 0001104659-22-035704 · tm229732-2_4seq1.xml · nonDerivative · entry 2

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,255

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:36 UTC
Heavener MicahHead of Operations
Exercise / conversionCommon Stock 33,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035704 · tm229732-2_4seq1.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:38 UTC
Webster AaronChief Risk Officer
Exercise / conversionRestricted Stock Unit · Derivative 85,739 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035710 · tm229732-9_4seq1.xml · derivative · entry 3

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,464

Underlying: Common Stock · 85,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:38 UTC
Webster AaronChief Risk Officer
Tax withholdingCommon Stock 43,620 $8.59 $374,695.80
Disclosure

SEC source: 0001104659-22-035710 · tm229732-9_4seq1.xml · nonDerivative · entry 2

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,053

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:38 UTC
Webster AaronChief Risk Officer
Exercise / conversionCommon Stock 85,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035710 · tm229732-9_4seq1.xml · nonDerivative · entry 1

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:36 UTC
Lavet Robert SGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 53,686 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035705 · tm229732-3_4seq1.xml · derivative · entry 3

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,966

Underlying: Common Stock · 53,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:36 UTC
Lavet Robert SGeneral Counsel and Secretary
Tax withholdingCommon Stock 26,578 $8.59 $228,305.02
Disclosure

SEC source: 0001104659-22-035705 · tm229732-3_4seq1.xml · nonDerivative · entry 2

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361,256

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:36 UTC
Lavet Robert SGeneral Counsel and Secretary
Exercise / conversionCommon Stock 53,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035705 · tm229732-3_4seq1.xml · nonDerivative · entry 1

Lavet Robert S · CIK 0001351119 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:36 UTC
Renz MariaEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 141,167 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035703 · tm229732-5_4seq1.xml · derivative · entry 3

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129,333

Underlying: Common Stock · 141,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:36 UTC
Renz MariaEVP & Group Business Leader
Tax withholdingCommon Stock 60,970 $8.59 $523,732.30
Disclosure

SEC source: 0001104659-22-035703 · tm229732-5_4seq1.xml · nonDerivative · entry 2

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,228

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:36 UTC
Renz MariaEVP & Group Business Leader
Exercise / conversionCommon Stock 141,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035703 · tm229732-5_4seq1.xml · nonDerivative · entry 1

Renz Maria · CIK 0001832610 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:35 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 256,791 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035702 · tm229732-1_4seq1.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,287

Underlying: Common Stock · 256,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:35 UTC
Gill MichelleEVP & Group Business Leader
Tax withholdingCommon Stock 145,580 $8.59 $1,250,532.20
Disclosure

SEC source: 0001104659-22-035702 · tm229732-1_4seq1.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,723,707

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:35 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionCommon Stock 256,791 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035702 · tm229732-1_4seq1.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:51 UTC
Lapointe ChristopherChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 101,193 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035177 · tm229666-1_4seq1.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,724

Underlying: Common Stock · 101,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

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March 15, 2022 Filed Mar 17, 2022 23:51 UTC
Lapointe ChristopherChief Financial Officer
Tax withholdingCommon Stock 50,175 $8.55 $428,996.25
Disclosure

SEC source: 0001104659-22-035177 · tm229666-1_4seq1.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,822

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:51 UTC
Lapointe ChristopherChief Financial Officer
Exercise / conversionCommon Stock 101,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035177 · tm229666-1_4seq1.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:52 UTC
White Derek JCEO of Galileo
Exercise / conversionRestricted Stock Unit · Derivative 69,438 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035178 · tm229666-2_4seq1.xml · derivative · entry 3

White Derek J · CIK 0001778401 · CEO of Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,694

Underlying: Common Stock · 69,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

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March 15, 2022 Filed Mar 17, 2022 23:52 UTC
White Derek JCEO of Galileo
Tax withholdingCommon Stock 23,092 $8.01 $184,966.92
Disclosure

SEC source: 0001104659-22-035178 · tm229666-2_4seq1.xml · nonDerivative · entry 2

White Derek J · CIK 0001778401 · CEO of Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,028

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:52 UTC
White Derek JCEO of Galileo
Exercise / conversionCommon Stock 69,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035178 · tm229666-2_4seq1.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · CEO of Galileo

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:30 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 94,854 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035130 · tm229666-3_4seq1.xml · derivative · entry 4

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,463,698

Underlying: Common Stock · 94,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F4 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F4 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

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March 15, 2022 Filed Mar 17, 2022 21:30 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 48,993 $8.55 $418,890.15
Disclosure

SEC source: 0001104659-22-035130 · tm229666-3_4seq1.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,028,031

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:30 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 94,854 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-035130 · tm229666-3_4seq1.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 14, 2022 Filed Mar 14, 2022 16:01 UTC
Heavener MicahHead of Operations
PurchaseCommon Stock 5,000 $7.99 $39,949.50
Disclosure

SEC source: 0001104659-22-033292 · tm229214d1_4seq1.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,307

Read SEC document
March 14, 2022 Filed Mar 14, 2022 20:01 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 19,042 $7.85 $149,428.29
Disclosure

SEC source: 0001104659-22-033296 · tm229214d2_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,964,795

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $7.8473 reported in Column 4 is the weighted average purchase price for the 19,042 shares acquired by the Reporting Person within a range of $7.78 to $7.85 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

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March 14, 2022 Filed Mar 17, 2022 21:56 UTC Amendment
Heavener MicahHead of Operations
PurchaseCommon Stock 5,000 $7.99 $39,949.50
Disclosure

SEC source: 0001104659-22-035216 · tm229717d1_4a.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,307

F1 · balance_after: The Reporting Person is filing this report on Form 4/A to amend the Form 4/A filed by the Reporting Person on March 15, 2022.

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March 11, 2022 Filed Mar 11, 2022 22:27 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 16,704 $8.95 $149,445.68
Disclosure

SEC source: 0001104659-22-032989 · tm229117-1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945,753

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $8.9467 reported in Column 4 is the weighted average purchase price for the 16,704 shares acquired by the Reporting Person within a range of $8.94 to $8.95 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 10, 2022 Filed Mar 10, 2022 21:54 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 15,873 $9.44 $149,879.22
Disclosure

SEC source: 0001104659-22-032484 · tm228955-1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,929,049

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $9.4424 reported in Column 4 is the weighted average purchase price for the 15,873 shares acquired by the Reporting Person within a range of $9.435 to $9.450 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 07, 2022 Filed Mar 7, 2022 21:23 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 15,350 $9.73 $149,300.24
Disclosure

SEC source: 0001104659-22-031073 · tm225622-4_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913,176

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $9.7264 reported in Column 4 is the weighted average purchase price for the 15,350 shares acquired by the Reporting Person within a range of $9.71 to $9.75 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 04, 2022 Filed Mar 4, 2022 21:59 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 15,000 $9.96 $149,458.50
Disclosure

SEC source: 0001104659-22-030654 · tm228481-1_4.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897,826

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $9.9639 reported in Column 4 is the weighted average purchase price for the 15,000 shares acquired by the Reporting Person within a range of $9.95 to $9.97 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

Read SEC document
March 04, 2022 Filed May 9, 2023 19:05 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 3,925.6097 $10.19 $40,001.96
Disclosure

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 6

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 5,925.6097

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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March 01, 2022 Filed Mar 3, 2022 21:01 UTC
Gill MichelleEVP & Group Business Leader
Exercise / conversionRestricted Stock Unit · Derivative 49,016 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-029986 · tm225622-2_4seq1.xml · derivative · entry 3

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722,078

Underlying: Common Stock · 49,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:01 UTC
Gill MichelleEVP & Group Business Leader
Tax withholdingCommon Stock 25,317 $11.45 $289,879.65
Disclosure

SEC source: 0001104659-22-029986 · tm225622-2_4seq1.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · EVP & Group Business Leader

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,496

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.