Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2023 Filed Dec 19, 2023 21:49 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 1,663 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000198 · wk-form4_1703022553.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,389

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:44 UTC
Rotsztain DiegoChief Governance/Legal Officer
GrantRestricted Shares of Common Stock 8,310 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000196 · wk-form4_1703022236.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,970

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:41 UTC
Perkins Abigail HChief Information Officer
GrantRestricted Shares of Common Stock 6,545 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000194 · wk-form4_1703022052.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,061

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:33 UTC
Nguyen XuongChief Operating Officer
GrantRestricted Shares of Common Stock 10,954 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000190 · wk-form4_1703021602.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,816

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:36 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantRestricted Shares of Common Stock 20,884 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000192 · wk-form4_1703021747.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,494

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:31 UTC
Maurer Mark LowryChief Risk Officer
GrantRestricted Shares of Common Stock 10,954 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000188 · wk-form4_1703021463.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,432

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:26 UTC
Dunaway William JChief Financial Officer
GrantRestricted Shares of Common Stock 10,954 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000184 · wk-form4_1703021198.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,224

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:29 UTC
Lyon Charles MPresident and CEO - subsidiary
GrantRestricted Shares of Common Stock 14,261 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000186 · wk-form4_1703021333.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,557

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 15, 2023 Filed Jan 20, 2026 21:08 UTC
Smith Philip AndrewChief Executive Officer
Tax withholdingCommon Stock 2,124 $45.16 $95,919.84
Disclosure

SEC source: 0001569789-26-000002 · wk-form5_1768943295.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,146

F1 · security: Number of securities disposed and price as reported within this Form 5 are post stock split.

F2 · kind: Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:45 UTC SaleCommon Stock 2,140 $68.00 $145,520.00
Disclosure

SEC source: 0000913760-23-000182 · wk-form4_1702676719.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,594

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:40 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 5,000 $67.21 $336,060.50
Disclosure

SEC source: 0000913760-23-000180 · wk-form4_1702676436.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,478

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 21:17 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000178 · wk-form4_1702329416.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,610

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:29 UTC
Perkins Abigail HChief Information Officer
GrantStock Options · Derivative 150,000 $64.25 Strike: $64.25 $9,637,500.00
Disclosure

SEC source: 0000913760-23-000176 · wk-form4_1701984533.xml · derivative · entry 3

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 150,000 shares

Expires 0031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:28 UTC
Rotsztain DiegoChief Governance/Legal Officer
GrantStock Options · Derivative 150,000 $64.25 Strike: $64.25 $9,637,500.00
Disclosure

SEC source: 0000913760-23-000175 · wk-form4_1701984484.xml · derivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 150,000 shares

Expires 0031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:24 UTC
Lyon Charles MPresident and CEO - subsidiary
GrantStock Options · Derivative 225,000 $64.25 Strike: $64.25 $14,456,250.00
Disclosure

SEC source: 0000913760-23-000172 · wk-form4_1701984266.xml · derivative · entry 2

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 225,000 shares

Expires 0031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:27 UTC
Maurer Mark LowryChief Risk Officer
GrantStock Options · Derivative 150,000 $64.25 Strike: $64.25 $9,637,500.00
Disclosure

SEC source: 0000913760-23-000174 · wk-form4_1701984423.xml · derivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common · 150,000 shares

Expires 0031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:25 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantStock Options · Derivative 450,000 $64.25 Strike: $64.25 $28,912,500.00
Disclosure

SEC source: 0000913760-23-000173 · wk-form4_1701984323.xml · derivative · entry 4

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 450,000 shares

Expires 2031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:17 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantStock Options · Derivative 225,000 $64.25 Strike: $64.25 $14,456,250.00
Disclosure

SEC source: 0000913760-23-000171 · wk-form4_1701983832.xml · derivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 225,000 shares

Expires 2031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 21:14 UTC
Dunaway William JChief Financial Officer
GrantStock Options · Derivative 150,000 $64.25 Strike: $64.25 $9,637,500.00
Disclosure

SEC source: 0000913760-23-000169 · wk-form4_1701983650.xml · derivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 150,000 shares

Expires 2031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
December 05, 2023 Filed Dec 26, 2023 21:24 UTC Amendment
OCONNOR SEAN MICHAELDirector · CEO/President
GrantStock Options · Derivative 300,000 $64.25 Strike: $64.25 $19,275,000.00
Disclosure

SEC source: 0000913760-23-000206 · wk-form4a_1703625837.xml · derivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 300,000 shares

Expires 2031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2023.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, December 4, 2023.

F3 · shares: The original Form 4, filed on December 7, 2023, is being amended by this Form 4 amendment solely to adjust the number of options granted.

F4 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 21:41 UTC SaleCommon Stock 600 $60.65 $36,390.00
Disclosure

SEC source: 0000913760-23-000161 · wk-form4_1701466883.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,527

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:04 UTC SaleCommon 73 $102.00 $7,446.00
Disclosure

SEC source: 0000913760-23-000156 · wk-form4_1700168662.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,823

Read SEC document
October 31, 2023 Filed Nov 2, 2023 21:03 UTC GrantRestricted Shares of Common Stock 106 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000140 · wk-form4_1698959000.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,854

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 21:02 UTC GrantRestricted Shares of Common Stock 127 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000139 · wk-form4_1698958947.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,418

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 21:01 UTC GrantRestricted Shares of Common Stock 106 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000138 · wk-form4_1698958894.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,469

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 21:00 UTC GrantRestricted Shares of Common Stock 127 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000137 · wk-form4_1698958822.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,208

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:59 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 159 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000136 · wk-form4_1698958771.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,316

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
September 20, 2023 Filed Sep 21, 2023 20:36 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon Stock 3,000 $94.56 $283,694.40
Disclosure

SEC source: 0000913760-23-000130 · wk-form4_1695328601.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,196

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:18 UTC
Lyon Charles MPresident and CEO - subsidiary
SaleCommon Stock 2,369 $93.08 $220,497.99
Disclosure

SEC source: 0000913760-23-000128 · wk-form4_1695068277.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,531

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 20:18 UTC
Lyon Charles MPresident and CEO - subsidiary
SaleCommon Stock 7,631 $93.09 $710,380.47
Disclosure

SEC source: 0000913760-23-000128 · wk-form4_1695068277.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President and CEO - subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,900

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:45 UTC SaleCommon Stock 300 $93.93 $28,179.00
Disclosure

SEC source: 0000913760-23-000126 · wk-form4_1693946698.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,291

Read SEC document
July 31, 2023 Filed Aug 2, 2023 13:05 UTC GrantRestricted Shares of Common Stock 132 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000109 · wk-form4_1690981504.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,081

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 13:04 UTC GrantRestricted Shares of Common Stock 110 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000108 · wk-form4_1690981454.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,748

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 13:03 UTC GrantRestricted Shares of Common Stock 132 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000107 · wk-form4_1690981403.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,591

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 13:02 UTC GrantRestricted Shares of Common Stock 110 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000106 · wk-form4_1690981342.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,363

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 13:01 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 165 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000105 · wk-form4_1690981275.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,157

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 21:06 UTC SaleCommon Stock 300 $90.00 $27,000.00
Disclosure

SEC source: 0000913760-23-000088 · wk-form4_1686776766.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,459

Read SEC document
June 09, 2023 Filed Jun 12, 2023 21:36 UTC
RADZIWILL JOHNDirector · Chairman of the Board
PurchaseCommon Stock 962 $86.90 $83,594.05
Disclosure

SEC source: 0000913760-23-000086 · wk-form4_1686605794.xml · nonDerivative · entry 2

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,992

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:36 UTC
RADZIWILL JOHNDirector · Chairman of the Board
PurchaseCommon Stock 1,000 $87.25 $87,250.00
Disclosure

SEC source: 0000913760-23-000086 · wk-form4_1686605794.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,030

Read SEC document
May 22, 2023 Filed May 23, 2023 22:23 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon Stock 3,500 $84.77 $296,697.45
Disclosure

SEC source: 0000913760-23-000081 · wf-form4_168488058323725.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,196

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 09, 2023 Filed May 11, 2023 21:30 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
PurchaseCommon Stock 3,000 $84.18 $252,529.80
Disclosure

SEC source: 0000913760-23-000079 · wf-form4_168384059802805.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,201

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
April 28, 2023 Filed May 1, 2023 21:13 UTC GrantRestricted Shares of Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000070 · wf-form4_168297561561927.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,949

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 28, 2023 Filed May 1, 2023 21:12 UTC GrantRestricted Shares of Common Stock 105 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000068 · wf-form4_168297554838844.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,638

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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April 28, 2023 Filed May 1, 2023 21:13 UTC GrantRestricted Shares of Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000069 · wf-form4_168297558002112.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,759

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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April 28, 2023 Filed May 1, 2023 21:12 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000067 · wf-form4_168297553090412.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,030

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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April 28, 2023 Filed May 1, 2023 21:12 UTC GrantRestricted Shares of Common Stock 105 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000066 · wf-form4_168297551476780.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,253

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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March 08, 2023 Filed Mar 9, 2023 23:30 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 165 $105.37 $17,385.93
Disclosure

SEC source: 0000913760-23-000060 · wf-form4_167840461967396.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,847

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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March 08, 2023 Filed Mar 9, 2023 21:52 UTC
Schroeder AaronChief Accounting Officer
SaleCommon Stock 1,395 $104.91 $146,348.75
Disclosure

SEC source: 0000913760-23-000058 · wf-form4_167839874754890.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,484

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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March 01, 2023 Filed Mar 2, 2023 13:18 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000051 · wf-form4_167776311452994.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,873

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

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March 01, 2023 Filed Mar 2, 2023 13:18 UTC GrantRestricted Shares of Common Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000913760-23-000050 · wf-form4_167776309760794.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,896

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 20, 2023. Shares vest equally on anniversary in years one, two and three.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.