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Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2025 Filed May 6, 2025 22:11 UTC
Smith Philip AndrewChief Executive Officer
SaleCommon Stock 7,457 $93.26 $695,407.01
Disclosure

SEC source: 0000913760-25-000085 · wk-form4_1746569470.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,254

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2025 Filed May 1, 2025 22:24 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 3,417 $90.57 $309,478.37
Disclosure

SEC source: 0000913760-25-000070 · wk-form4_1746138284.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,019,667

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:36 UTC GrantRestricted Shares of Common Stock 101 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000080 · wk-form4_1746218130.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,453

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:34 UTC GrantRestricted Shares of Common Stock 151 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000079 · wk-form4_1746218054.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,860

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:32 UTC GrantRestricted Shares of Common Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000077 · wk-form4_1746217916.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,456

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:33 UTC GrantRestricted Shares of Common Stock 151 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000078 · wk-form4_1746217989.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,251

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2025 Filed May 2, 2025 20:30 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 190 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000076 · wk-form4_1746217821.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,840

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 29, 2025 Filed May 1, 2025 22:24 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 34,083 $89.63 $3,054,845.66
Disclosure

SEC source: 0000913760-25-000070 · wk-form4_1746138284.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,023,084

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 22:26 UTC
Smith Philip AndrewChief Executive Officer
Exercise / conversionStock Options · Derivative 40,553 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0000913760-25-000068 · wk-form4_1745274388.xml · derivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 472,500

Underlying: Common Stock · 40,553 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 22:26 UTC
Smith Philip AndrewChief Executive Officer
SaleCommon Stock 40,553 $80.30 $3,256,515.39
Disclosure

SEC source: 0000913760-25-000068 · wk-form4_1745274388.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,711

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2025 Filed Apr 21, 2025 22:26 UTC
Smith Philip AndrewChief Executive Officer
Exercise / conversionCommon Stock 40,553 $20.00 $811,060.00
Disclosure

SEC source: 0000913760-25-000068 · wk-form4_1745274388.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 383,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:30 UTC
Smith Philip AndrewChief Executive Officer
Exercise / conversionStock Options · Derivative 4,447 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0000913760-25-000065 · wk-form4_1744921800.xml · derivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 513,053

Underlying: Common Stock · 4,447 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:30 UTC
Smith Philip AndrewChief Executive Officer
SaleCommon Stock 4,447 $80.07 $356,079.74
Disclosure

SEC source: 0000913760-25-000065 · wk-form4_1744921800.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,711

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 20:30 UTC
Smith Philip AndrewChief Executive Officer
Exercise / conversionCommon Stock 4,447 $20.00 $88,940.00
Disclosure

SEC source: 0000913760-25-000065 · wk-form4_1744921800.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 347,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 20:38 UTC
Smith Philip AndrewChief Executive Officer
SaleCommon Stock 9,000 $69.56 $626,039.10
Disclosure

SEC source: 0000913760-25-000061 · wk-form4_1744144690.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,711

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:39 UTC
Smith Philip AndrewChief Executive Officer
Exercise / conversionStock Options · Derivative 45,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0000913760-25-000059 · wk-form4_1743712741.xml · derivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 517,500

Underlying: Common Stock · 45,000 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:39 UTC
Smith Philip AndrewChief Executive Officer
SaleCommon Stock 45,000 $75.95 $3,417,556.50
Disclosure

SEC source: 0000913760-25-000059 · wk-form4_1743712741.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 351,711

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:39 UTC
Smith Philip AndrewChief Executive Officer
Exercise / conversionCommon Stock 45,000 $20.00 $900,000.00
Disclosure

SEC source: 0000913760-25-000059 · wk-form4_1743712741.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 396,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:07 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
GrantRestricted Shares of Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000057 · wk-form4_1743631624.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057,167

F1 · security: Shares issued pursuant to the terms of a Letter Agreement dated March 31, 2025 between the Reporting Person and the Issuer and as referenced within the 8-K filed by the Issuer on April 2, 2025. Shares vest equally on anniversary in years one, two, three and four.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:33 UTC
Davison StuartChief Operating Officer
GrantStock Options · Derivative 135,000 $118.01 Strike: $118.01 $15,931,350.00
Disclosure

SEC source: 0000913760-25-000049 · wk-form4_1741383216.xml · derivative · entry 2

Davison Stuart · CIK 0002030489 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2031-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on March 5, 2025.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors as the closing price on the day prior to the grant, March 4, 2025.

F3 · derivative.exercise_date: The options vest in equal tranches over a five year period. The initial Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:31 UTC GrantRestricted Shares of Common Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000047 · wk-form4_1741383097.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,400

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 23, 2025. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:30 UTC GrantRestricted Shares of Common Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000045 · wk-form4_1741383008.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,907

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 23, 2025. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:28 UTC GrantRestricted Shares of Common Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000043 · wk-form4_1741382915.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,877

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 23, 2025. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:27 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000041 · wk-form4_1741382827.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,767

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 23, 2025. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:25 UTC GrantRestricted Shares of Common Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000039 · wk-form4_1741382731.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,568

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 23, 2025. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:23 UTC GrantRestricted Shares of Common Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000037 · wk-form4_1741382625.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,473

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 23, 2025. Shares vest fully on the first anniversary of the grant date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:21 UTC GrantRestricted Shares of Common Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000035 · wk-form4_1741382497.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,222

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 23, 2025. Shares vest fully on the first anniversary of the grant date.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:16 UTC SaleCommon Stock 4,042 $120.02 $485,120.84
Disclosure

SEC source: 0000913760-25-000033 · wk-form4_1740777366.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,456

Read SEC document
February 18, 2025 Filed Feb 20, 2025 21:42 UTC
Stevens Glenn HenryRetired Officer
SaleCommon Stock 15,000 $117.82 $1,767,295.50
Disclosure

SEC source: 0000913760-25-000031 · wk-form4_1740087726.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Retired Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,964

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:31 UTC GrantRestricted Shares of Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000017 · wk-form4_1738618281.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,205

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:29 UTC GrantRestricted Shares of Common Stock 82 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000015 · wk-form4_1738618182.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,551

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:28 UTC GrantRestricted Shares of Common Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000013 · wk-form4_1738618085.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,383

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:26 UTC GrantRestricted Shares of Common Stock 123 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000011 · wk-form4_1738617971.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,498

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:24 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 155 $0.00 $0.00
Disclosure

SEC source: 0000913760-25-000009 · wk-form4_1738617852.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,750

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 17, 2024 Filed Dec 17, 2024 22:01 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 150 $96.96 $14,544.00
Disclosure

SEC source: 0000913760-24-000208 · wk-form4_1734472897.xml · nonDerivative · entry 3

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Children

Disclosed balance after: 225

Read SEC document
December 17, 2024 Filed Dec 17, 2024 22:01 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 4,200 $95.90 $402,762.78
Disclosure

SEC source: 0000913760-24-000208 · wk-form4_1734472897.xml · nonDerivative · entry 2

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,979

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 17, 2024 Filed Dec 17, 2024 21:56 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000202 · wk-form4_1734472570.xml · nonDerivative · entry 3

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,387

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:03 UTC
Dunaway William JChief Financial Officer
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000210 · wk-form4_1734473022.xml · nonDerivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,532

F2 · security: Gift to a charitable foundation.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:03 UTC
Dunaway William JChief Financial Officer
Tax withholdingCommon Stock 5,114 $99.21 $507,359.94
Disclosure

SEC source: 0000913760-24-000210 · wk-form4_1734473022.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,032

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:59 UTC
Davison StuartChief Operating Officer
Tax withholdingCommon Stock 578 $99.21 $57,343.38
Disclosure

SEC source: 0000913760-24-000206 · wk-form4_1734472787.xml · nonDerivative · entry 2

Davison Stuart · CIK 0002030489 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,146

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:58 UTC
Smith Philip AndrewChief Executive Officer
Tax withholdingCommon Stock 3,366 $99.21 $333,940.86
Disclosure

SEC source: 0000913760-24-000204 · wk-form4_1734472683.xml · nonDerivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,474

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:56 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000202 · wk-form4_1734472570.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,487

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:53 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 4,426 $97.75 $432,624.68
Disclosure

SEC source: 0000913760-24-000200 · wk-form4_1734472384.xml · nonDerivative · entry 3

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,442

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:53 UTC
Rotsztain DiegoChief Governance/Legal Officer
Tax withholdingCommon Stock 2,872 $99.21 $284,931.12
Disclosure

SEC source: 0000913760-24-000200 · wk-form4_1734472384.xml · nonDerivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,868

Read SEC document
December 16, 2024 Filed Dec 17, 2024 13:33 UTC
Schroeder AaronChief Accounting Officer
Tax withholdingCommon Stock 551 $99.21 $54,664.71
Disclosure

SEC source: 0000913760-24-000196 · wk-form4_1734442386.xml · nonDerivative · entry 2

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,785

Read SEC document
December 13, 2024 Filed Dec 16, 2024 21:16 UTC
Maurer Mark LowryChief Risk Officer
GrantRestricted Shares of Common Stock 6,922 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000194 · wk-form4_1734383754.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,354

F2 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

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December 13, 2024 Filed Dec 17, 2024 22:03 UTC
Dunaway William JChief Financial Officer
GrantRestricted Shares of Common Stock 6,922 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000210 · wk-form4_1734473022.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,146

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

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December 13, 2024 Filed Dec 17, 2024 22:01 UTC
Perkins Abigail HChief Information Officer
GrantRestricted Shares of Common Stock 4,118 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000208 · wk-form4_1734472897.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,179

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

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December 13, 2024 Filed Dec 17, 2024 21:59 UTC
Davison StuartChief Operating Officer
GrantRestricted Shares of Common Stock 2,320 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000206 · wk-form4_1734472787.xml · nonDerivative · entry 1

Davison Stuart · CIK 0002030489 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,724

F1 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.

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December 13, 2024 Filed Dec 17, 2024 21:58 UTC
Smith Philip AndrewChief Executive Officer
GrantRestricted Shares of Common Stock 9,012 $0.00 $0.00
Disclosure

SEC source: 0000913760-24-000204 · wk-form4_1734472683.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,840

F2 · security: Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.