Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2026 Filed Jul 24, 2026 00:29 UTC
Smith Philip AndrewDirector · Chief Executive Officer
Exercise / conversionCommon Stock 45,000 $8.90 $400,500.00
Disclosure

SEC source: 0001569789-26-000012 · wk-form4_1784852984.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:29 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionStock Options · Derivative 69,372 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001662210-26-000011 · wk-form4_1784852951.xml · derivative · entry 3

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 714,366

Underlying: Common Stock · 69,372 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:29 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 52,376 $74.32 $3,892,678.60
Disclosure

SEC source: 0001662210-26-000011 · wk-form4_1784852951.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,240

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 22, 2026 Filed Jul 24, 2026 00:29 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionCommon Stock 69,372 $8.90 $617,410.80
Disclosure

SEC source: 0001662210-26-000011 · wk-form4_1784852951.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2026 Filed Jul 22, 2026 00:17 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 8,919 $70.43 $628,147.33
Disclosure

SEC source: 0001862195-26-000009 · wk-form4_1784679459.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,663

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 01:57 UTC SaleCommon Stock 1,500 $113.92 $170,880.00
Disclosure

SEC source: 0001547042-26-000012 · wk-form4_1784253420.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,688

Read SEC document
June 30, 2026 Filed Jul 1, 2026 22:48 UTC
Smith Philip AndrewDirector · Chief Executive Officer
Exercise / conversionStock Options · Derivative 37,500 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001569789-26-000010 · wk-form4_1782946098.xml · derivative · entry 4

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 641,250

Underlying: Common Stock · 37,500 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 22:48 UTC
Smith Philip AndrewDirector · Chief Executive Officer
SaleCommon Stock 37,500 $118.75 $4,452,990.00
Disclosure

SEC source: 0001569789-26-000010 · wk-form4_1782946098.xml · nonDerivative · entry 3

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 492,144

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 22:48 UTC
Smith Philip AndrewDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,500 $13.34 $500,250.00
Disclosure

SEC source: 0001569789-26-000010 · wk-form4_1782946098.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 529,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 22:48 UTC
Smith Philip AndrewDirector · Chief Executive Officer
SaleCommon Stock 14,040 $118.67 $1,666,084.68
Disclosure

SEC source: 0001569789-26-000010 · wk-form4_1782946098.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 492,144

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 16, 2026 Filed Jun 17, 2026 20:55 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 11,542 $133.63 $1,542,332.07
Disclosure

SEC source: 0001662210-26-000009 · wk-form4_1781729699.xml · nonDerivative · entry 3

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,496

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2026 Filed Jun 15, 2026 23:30 UTC
Perkins Abigail HChief Information Officer
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001862195-26-000007 · wk-form4_1781566206.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,388

F1 · security: Gift to a charitable foundation.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:32 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 75,000 $135.42 $10,156,770.00
Disclosure

SEC source: 0001208362-26-000009 · wk-form4_1781641968.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,086,921

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:31 UTC SaleCommon Stock 1,500 $133.36 $200,040.00
Disclosure

SEC source: 0001547042-26-000010 · wk-form4_1781641898.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,188

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:55 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionStock Options · Derivative 46,248 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001662210-26-000009 · wk-form4_1781729699.xml · derivative · entry 4

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 522,492

Underlying: Common Stock · 46,248 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:55 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 34,706 $135.31 $4,696,089.68
Disclosure

SEC source: 0001662210-26-000009 · wk-form4_1781729699.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,038

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:55 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionCommon Stock 46,248 $13.34 $616,948.32
Disclosure

SEC source: 0001662210-26-000009 · wk-form4_1781729699.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2026.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 23:43 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 84,375 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001405955-26-000005 · wk-form4_1781567027.xml · derivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,250

Underlying: Common Stock · 84,375 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 23:43 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 63,602 $131.16 $8,342,012.88
Disclosure

SEC source: 0001405955-26-000005 · wk-form4_1781567027.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 294,359

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 23:43 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 84,375 $13.34 $1,125,562.50
Disclosure

SEC source: 0001405955-26-000005 · wk-form4_1781567027.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 357,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 20:32 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 75,000 $131.15 $9,836,280.00
Disclosure

SEC source: 0001208362-26-000009 · wk-form4_1781641968.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,161,921

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 12, 2026 Filed Jun 16, 2026 20:35 UTC SaleCommon Stock 9,000 $131.96 $1,187,640.00
Disclosure

SEC source: 0001620576-26-000005 · wk-form4_1781642129.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,495

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 00:22 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionStock Options · Derivative 4,312 $0.00 Strike: $18.39 $0.00
Disclosure

SEC source: 0001862195-26-000005 · wk-form4_1781050950.xml · derivative · entry 4

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 346,500

Underlying: Common Stock · 4,312 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 00:22 UTC
Perkins Abigail HChief Information Officer
SaleCommon Stock 4,312 $118.51 $511,025.47
Disclosure

SEC source: 0001862195-26-000005 · wk-form4_1781050950.xml · nonDerivative · entry 2

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,388

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2026 Filed Jun 10, 2026 00:22 UTC
Perkins Abigail HChief Information Officer
Exercise / conversionCommon Stock 4,312 $18.39 $79,297.68
Disclosure

SEC source: 0001862195-26-000005 · wk-form4_1781050950.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2026 Filed May 26, 2026 20:12 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 11,398 $112.25 $1,279,374.21
Disclosure

SEC source: 0001662210-26-000007 · wk-form4_1779826321.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,496

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 22, 2026 Filed May 26, 2026 20:11 UTC
Smith Philip AndrewDirector · Chief Executive Officer
SaleCommon Stock 8,535 $112.72 $962,094.22
Disclosure

SEC source: 0001569789-26-000008 · wk-form4_1779826267.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,184

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2026 Filed May 21, 2026 00:21 UTC Amendment
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 13,696 $112.79 $1,544,719.80
Disclosure

SEC source: 0001511110-26-000006 · wk-form4a_1779322869.xml · nonDerivative · entry 3

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,247

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2026 Filed May 20, 2026 21:29 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 13,696 $112.79 $1,544,719.80
Disclosure

SEC source: 0001511110-26-000003 · wk-form4_1779312597.xml · nonDerivative · entry 3

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,247

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionStock Options · Derivative 72,140 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · derivative · entry 11

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,267,500

Underlying: Common Stock · 72,140 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 72,140 $109.94 $7,930,999.46
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · nonDerivative · entry 6

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,236,921

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 19, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionCommon Stock 72,140 $13.34 $962,347.60
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · nonDerivative · entry 5

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,309,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionStock Options · Derivative 87,790 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · derivative · entry 10

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,339,640

Underlying: Common Stock · 87,790 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 87,790 $111.46 $9,785,354.33
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · nonDerivative · entry 4

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,236,921

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionCommon Stock 87,790 $13.34 $1,171,118.60
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · nonDerivative · entry 3

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,324,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2026 Filed May 21, 2026 00:21 UTC Amendment
Rotsztain DiegoChief Governance/Legal Officer
Exercise / conversionStock Options · Derivative 33,750 $0.00 Strike: $18.39 $0.00
Disclosure

SEC source: 0001511110-26-000006 · wk-form4a_1779322869.xml · derivative · entry 4

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,000

Underlying: Common Stock · 33,750 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Amendment filed to correct the Date Exercisable and Expiration Date previously reported on May 20, 2026 due to a scrivener's error. All other information remains unchanged.

F2 · derivative.expiration_date: Amendment filed to correct the Date Exercisable and Expiration Date previously reported on May 20, 2026 due to a scrivener's error. All other information remains unchanged.

Read SEC document
May 18, 2026 Filed May 21, 2026 00:21 UTC Amendment
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 20,054 $111.48 $2,235,692.11
Disclosure

SEC source: 0001511110-26-000006 · wk-form4a_1779322869.xml · nonDerivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,943

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2026 Filed May 21, 2026 00:21 UTC Amendment
Rotsztain DiegoChief Governance/Legal Officer
Exercise / conversionCommon Stock 33,750 $18.39 $620,662.50
Disclosure

SEC source: 0001511110-26-000006 · wk-form4a_1779322869.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:29 UTC
Rotsztain DiegoChief Governance/Legal Officer
Exercise / conversionStock Options · Derivative 33,750 $0.00 Strike: $18.39 $0.00
Disclosure

SEC source: 0001511110-26-000003 · wk-form4_1779312597.xml · derivative · entry 4

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 405,000

Underlying: Common Stock · 33,750 shares

Expires 2031-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:29 UTC
Rotsztain DiegoChief Governance/Legal Officer
SaleCommon Stock 20,054 $111.48 $2,235,692.11
Disclosure

SEC source: 0001511110-26-000003 · wk-form4_1779312597.xml · nonDerivative · entry 2

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,943

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:29 UTC
Rotsztain DiegoChief Governance/Legal Officer
Exercise / conversionCommon Stock 33,750 $18.39 $620,662.50
Disclosure

SEC source: 0001511110-26-000003 · wk-form4_1779312597.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2026 Filed May 18, 2026 20:23 UTC
Dunaway William JChief Financial Officer
Exercise / conversionStock Options · Derivative 84,375 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001405955-26-000003 · wk-form4_1779135806.xml · derivative · entry 3

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 590,625

Underlying: Common Stock · 84,375 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2026 Filed May 18, 2026 20:23 UTC
Dunaway William JChief Financial Officer
SaleCommon Stock 64,017 $110.46 $7,071,208.99
Disclosure

SEC source: 0001405955-26-000003 · wk-form4_1779135806.xml · nonDerivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,586

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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May 15, 2026 Filed May 18, 2026 20:23 UTC
Dunaway William JChief Financial Officer
Exercise / conversionCommon Stock 84,375 $13.34 $1,125,562.50
Disclosure

SEC source: 0001405955-26-000003 · wk-form4_1779135806.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2026 Filed May 18, 2026 20:22 UTC SaleCommon Stock 1,500 $112.82 $169,230.00
Disclosure

SEC source: 0001547042-26-000008 · wk-form4_1779135752.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,688

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May 15, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionStock Options · Derivative 140,070 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · derivative · entry 9

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,427,430

Underlying: Common Stock · 140,070 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
SaleCommon Stock 140,070 $110.31 $15,450,449.36
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,236,921

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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May 15, 2026 Filed May 19, 2026 23:29 UTC
OCONNOR SEAN MICHAELDirector · Executive Vice-Chairman-Board
Exercise / conversionCommon Stock 140,070 $13.34 $1,868,533.80
Disclosure

SEC source: 0001208362-26-000007 · wk-form4_1779233386.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · Executive Vice-Chairman-Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,376,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 14, 2026 Filed May 15, 2026 22:15 UTC
Maurer Mark LowryChief Risk Officer
Exercise / conversionStock Options · Derivative 46,260 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001662210-26-000005 · wk-form4_1778883341.xml · derivative · entry 3

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 568,740

Underlying: Common Stock · 46,260 shares

Expires 2026-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 14, 2026 Filed May 15, 2026 22:15 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 34,862 $116.29 $4,054,248.40
Disclosure

SEC source: 0001662210-26-000005 · wk-form4_1778883341.xml · nonDerivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,894

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.