Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2019 Filed Aug 27, 2019 20:42 UTC
Harrod Patricia MarieChief Risk Officer
SaleCommon Stock 1,091 $36.97 $40,329.25
Disclosure

SEC source: 0000913760-19-000116 · wf-form4_156693851094642.xml · nonDerivative · entry 1

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,153

Read SEC document
August 23, 2019 Filed Aug 28, 2019 00:13 UTC PurchaseCommon Stock 5,000 $37.25 $186,250.00
Disclosure

SEC source: 0000913760-19-000118 · wf-form4_156695121595561.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 370,147

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:36 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 6,067 $38.20 $231,764.25
Disclosure

SEC source: 0000913760-19-000114 · wf-form4_156633340241594.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,802

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:10 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 308 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000102 · wf-form4_156477658621898.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,247

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:09 UTC GrantRestricted Shares of Common Stock 259 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000101 · wf-form4_156477656722649.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,777

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:09 UTC GrantRestricted Shares of Common Stock 259 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000100 · wf-form4_156477654896681.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,249

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:09 UTC GrantRestricted Shares of Common Stock 259 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000099 · wf-form4_156477652998388.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,359

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:08 UTC GrantRestricted Shares of Common Stock 259 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000098 · wf-form4_156477650991702.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,751

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:35 UTC GrantRestricted Shares of Common Stock 233 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000073 · wf-form4_155682931106909.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,100

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:34 UTC GrantRestricted Shares of Common Stock 233 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000072 · wf-form4_155682926803548.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:33 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 297 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000071 · wf-form4_155682922481823.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,939

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:33 UTC GrantRestricted Shares of Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000070 · wf-form4_155682918037170.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,990

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:32 UTC GrantRestricted Shares of Common Stock 250 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000069 · wf-form4_155682913524678.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,492

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 20:24 UTC PurchaseCommon Stock 500 $38.75 $19,375.00
Disclosure

SEC source: 0000913760-19-000061 · wf-form4_155389103591179.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,100

F1 · ownership.nature: Transaction made within Spouse's IRA account in which the Reporting Person disclaims any beneficial interest and over which the Reporting Person exercises no investment or voting control.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:51 UTC
Lyon Charles MExecutive VP - subsidiary
GrantStock Options · Derivative 100,000 $45.00 Strike: $45.00 $4,500,000.00
Disclosure

SEC source: 0000913760-19-000054 · wf-form4_155026746898009.xml · derivative · entry 2

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:34 UTC GrantRestricted Shares of Common Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000034 · wf-form4_155026644558524.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,867

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:50 UTC
Nguyen XuongChief Operating Officer
GrantStock Options · Derivative 100,000 $45.00 Strike: $45.00 $4,500,000.00
Disclosure

SEC source: 0000913760-19-000053 · wf-form4_155026743697644.xml · derivative · entry 2

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 100,000 shares

Expires 2026-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:50 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantStock Options · Derivative 200,000 $45.00 Strike: $45.00 $9,000,000.00
Disclosure

SEC source: 0000913760-19-000052 · wf-form4_155026740593603.xml · derivative · entry 4

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 200,000 shares

Expires 2026-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:49 UTC
Maurer Mark LowryCEO - subsidiary entity
GrantStock Options · Derivative 100,000 $45.00 Strike: $45.00 $4,500,000.00
Disclosure

SEC source: 0000913760-19-000051 · wf-form4_155026737302488.xml · derivative · entry 2

Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:49 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantStock Options · Derivative 100,000 $45.00 Strike: $45.00 $4,500,000.00
Disclosure

SEC source: 0000913760-19-000050 · wf-form4_155026734062723.xml · derivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 100,000 shares

Expires 2026-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:36 UTC GrantRestricted Shares of Common Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000039 · wf-form4_155026660431663.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:48 UTC
Harrod Patricia MarieChief Risk Officer
GrantStock Options · Derivative 100,000 $45.00 Strike: $45.00 $4,500,000.00
Disclosure

SEC source: 0000913760-19-000049 · wf-form4_155026730403663.xml · derivative · entry 2

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:48 UTC
Dunaway William JChief Financial Officer
GrantStock Options · Derivative 100,000 $45.00 Strike: $45.00 $4,500,000.00
Disclosure

SEC source: 0000913760-19-000048 · wf-form4_155026726146485.xml · derivative · entry 2

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 100,000 shares

Expires 2026-12-05

F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.

F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.

F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:37 UTC GrantRestricted Shares of Common Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000040 · wf-form4_155026663767039.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,740

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:36 UTC GrantRestricted Shares of Common Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000038 · wf-form4_155026657296061.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,122

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:35 UTC GrantRestricted Shares of Common Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000037 · wf-form4_155026654040519.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,285

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:35 UTC GrantRestricted Shares of Common Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000036 · wf-form4_155026650897341.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,242

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:34 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000035 · wf-form4_155026647720020.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,642

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:33 UTC GrantRestricted Shares of Common Stock 1,712 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000033 · wf-form4_155026641366519.xml · nonDerivative · entry 1

Henze Daryl K · CIK 0001380759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,080

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:22 UTC GrantRestricted Shares of Common Stock 202 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000014 · wf-form4_154931535519149.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,573

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:24 UTC GrantRestricted Shares of Common Stock 223 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000016 · wf-form4_154931542894497.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,028

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:23 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 281 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000015 · wf-form4_154931539337379.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,930

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:22 UTC GrantRestricted Shares of Common Stock 202 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000013 · wf-form4_154931531767142.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,155

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:21 UTC GrantRestricted Shares of Common Stock 223 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000012 · wf-form4_154931527882585.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,530

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:31 UTC GiftCommon Stock 15,000 $35.92 $538,800.00
Disclosure

SEC source: 0000913760-18-000175 · wf-form4_154542789072962.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,410

F1 · security: Gift to a charitable foundation.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 01:05 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 750 $37.56 $28,170.00
Disclosure

SEC source: 0000913760-18-000172 · wf-form4_154509508763640.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,452

Read SEC document
December 14, 2018 Filed Dec 18, 2018 01:05 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantRestricted Shares of Common Stock 19,063 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000172 · wf-form4_154509508763640.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,202

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 01:05 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 2,136 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000173 · wf-form4_154509512058173.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,269

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 01:04 UTC
Maurer Mark LowryCEO - subsidiary entity
GrantRestricted Shares of Common Stock 6,355 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000171 · wf-form4_154509505404840.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,905

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 01:03 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantRestricted Shares of Common Stock 10,591 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000170 · wf-form4_154509502122394.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,869

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 01:03 UTC
Lyon Charles MExecutive VP - subsidiary
GrantRestricted Shares of Common Stock 10,591 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000169 · wf-form4_154509498712638.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,541

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 01:02 UTC
Harrod Patricia MarieChief Risk Officer
GrantRestricted Shares of Common Stock 4,237 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000168 · wf-form4_154509495309594.xml · nonDerivative · entry 1

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,244

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

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December 14, 2018 Filed Dec 18, 2018 01:02 UTC
Nguyen XuongChief Operating Officer
GrantRestricted Shares of Common Stock 9,532 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000167 · wf-form4_154509492010509.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,080

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

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December 14, 2018 Filed Dec 18, 2018 01:01 UTC
Dunaway William JChief Financial Officer
GrantRestricted Shares of Common Stock 8,473 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000166 · wf-form4_154509487471462.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,531

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

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October 31, 2018 Filed Nov 2, 2018 20:12 UTC GrantRestricted Shares of Common Stock 151 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000146 · wf-form4_154118954729925.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,371

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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October 31, 2018 Filed Nov 2, 2018 20:12 UTC GrantRestricted Shares of Common Stock 151 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000145 · wf-form4_154118951037623.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,953

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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October 31, 2018 Filed Nov 2, 2018 20:10 UTC GrantRestricted Shares of Common Stock 161 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000143 · wf-form4_154118942355300.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,805

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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October 31, 2018 Filed Nov 2, 2018 20:09 UTC GrantRestricted Shares of Common Stock 129 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000141 · wf-form4_154118933909549.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,307

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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October 31, 2018 Filed Nov 2, 2018 20:09 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 211 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000142 · wf-form4_154118938094869.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,649

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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July 31, 2018 Filed Aug 2, 2018 20:45 UTC GrantRestricted Shares of Common Stock 131 $0.00 $0.00
Disclosure

SEC source: 0000913760-18-000119 · wf-form4_153324273979095.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,802

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.