Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2020 Filed Jun 10, 2020 20:51 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $25.91 $0.00
Disclosure

SEC source: 0000913760-20-000093 · wf-form4_159182226744136.xml · derivative · entry 3

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common · 20,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:51 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 20,000 $57.18 $1,143,680.00
Disclosure

SEC source: 0000913760-20-000093 · wf-form4_159182226744136.xml · nonDerivative · entry 2

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,823

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:51 UTC
Nguyen XuongChief Operating Officer
Exercise / conversionCommon Stock 20,000 $25.91 $518,200.00
Disclosure

SEC source: 0000913760-20-000093 · wf-form4_159182226744136.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 21:03 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 5,506 $55.17 $303,768.77
Disclosure

SEC source: 0000913760-20-000090 · wf-form4_159165016884446.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,005

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:57 UTC SaleCommon 2,500 $52.02 $130,042.00
Disclosure

SEC source: 0000913760-20-000087 · wf-form4_159139061652463.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,688

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:57 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 4,458 $52.23 $232,841.34
Disclosure

SEC source: 0000913760-20-000088 · wf-form4_159139063656249.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,511

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
April 30, 2020 Filed May 11, 2020 20:39 UTC GrantRestricted Shares of Common Stock 238 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000074 · wf-form5_158922953567441.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,544

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2020 Filed May 11, 2020 20:38 UTC GrantRestricted Shares of Common Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000073 · wf-form5_158922951498757.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,854

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2020 Filed May 11, 2020 20:38 UTC GrantRestricted Shares of Common Stock 252 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000072 · wf-form5_158922949286243.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,188

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2020 Filed May 11, 2020 20:38 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000071 · wf-form5_158922947218711.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,584

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 30, 2020 Filed May 11, 2020 20:37 UTC GrantRestricted Shares of Common Stock 252 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000070 · wf-form5_158922945142027.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,976

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:06 UTC Exercise / conversionStock Options · Derivative 60,000 $25.91 Strike: $25.91 $1,554,600.00
Disclosure

SEC source: 0000913760-20-000054 · wf-form4_158404710942404.xml · derivative · entry 4

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 60,000 shares

Expires 2020-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 21:06 UTC Exercise / conversionCommon Stock 60,000 $25.91 $1,554,600.00
Disclosure

SEC source: 0000913760-20-000054 · wf-form4_158404710942404.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:17 UTC GrantRestricted Shares of Common Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000044 · wf-form4_158293182036323.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,654

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 17, 2020. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:17 UTC GrantRestricted Shares of Common Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000045 · wf-form4_158293184120280.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,009

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 17, 2020. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:16 UTC GrantRestricted Shares of Common Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000042 · wf-form4_158293175749378.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,936

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 17, 2020. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:16 UTC GrantRestricted Shares of Common Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000043 · wf-form4_158293179889017.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 17, 2020. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:15 UTC GrantRestricted Shares of Common Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000041 · wf-form4_158293173514258.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,306

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 17, 2020. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:15 UTC GrantRestricted Shares of Common Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000040 · wf-form4_158293171573394.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 17, 2020. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:15 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 1,474 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000039 · wf-form4_158293169445678.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,284

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 17, 2020. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:07 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 292 $52.23 $15,251.16
Disclosure

SEC source: 0000913760-20-000027 · wf-form4_158231922484653.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,969

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:35 UTC GrantRestricted Shares of Common Stock 215 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000020 · wf-form4_158085213870428.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,832

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:35 UTC GrantRestricted Shares of Common Stock 171 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000019 · wf-form4_158085211810813.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,180

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:35 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 256 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000018 · wf-form4_158085209816902.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,810

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:34 UTC GrantRestricted Shares of Common Stock 215 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000017 · wf-form4_158085207653972.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:34 UTC GrantRestricted Shares of Common Stock 215 $0.00 $0.00
Disclosure

SEC source: 0000913760-20-000016 · wf-form4_158085205687322.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,462

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 21:47 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 250 $52.23 $13,057.50
Disclosure

SEC source: 0000913760-20-000008 · wf-form4_157981604523966.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,261

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:16 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 3,805 $49.93 $189,965.01
Disclosure

SEC source: 0000913760-20-000002 · wf-form4_157869095494552.xml · nonDerivative · entry 2

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,511

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 21:16 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon 1,195 $49.92 $59,654.76
Disclosure

SEC source: 0000913760-20-000002 · wf-form4_157869095494552.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,316

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:54 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 300 $50.02 $15,006.99
Disclosure

SEC source: 0000913760-19-000161 · wf-form4_157679248021871.xml · nonDerivative · entry 2

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,823

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 21:54 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 1,700 $50.25 $85,426.53
Disclosure

SEC source: 0000913760-19-000161 · wf-form4_157679248021871.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,123

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:33 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000155 · wf-form4_157661841956131.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,002

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:22 UTC GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000159 · wf-form4_157670772476453.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 473,587

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:34 UTC
Dunaway William JChief Financial Officer
GrantRestricted Shares of Common Stock 7,777 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000157 · wf-form4_157661846414680.xml · nonDerivative · entry 1

Dunaway William J · CIK 0001405955 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,308

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:34 UTC
Nguyen XuongChief Operating Officer
GrantRestricted Shares of Common Stock 8,743 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000156 · wf-form4_157661844301520.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,823

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:33 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
GrantRestricted Shares of Common Stock 17,440 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000155 · wf-form4_157661841956131.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,602

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:33 UTC
Maurer Mark LowryCEO - subsidiary entity
GrantRestricted Shares of Common Stock 7,777 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000153 · wf-form4_157661837812404.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,682

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:33 UTC
Harrod Patricia MarieChief Risk Officer
GrantRestricted Shares of Common Stock 5,844 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000154 · wf-form4_157661839940443.xml · nonDerivative · entry 1

Harrod Patricia Marie · CIK 0001662208 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,997

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:32 UTC
Schroeder AaronChief Accounting Officer
GrantRestricted Shares of Common Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000152 · wf-form4_157661835479528.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,263

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:32 UTC
Smith Philip AndrewCEO - subsidiary entity
GrantRestricted Shares of Common Stock 9,709 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000151 · wf-form4_157661833323111.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,511

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:32 UTC
Lyon Charles MExecutive VP - subsidiary
GrantRestricted Shares of Common Stock 9,709 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000150 · wf-form4_157661831177081.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,859

F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 13:28 UTC GrantRestricted Shares of Common Stock 258 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000132 · wf-form4_157287410698160.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,247

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 13:28 UTC GrantRestricted Shares of Common Stock 258 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000130 · wf-form4_157287406874437.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,617

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 13:28 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 307 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000131 · wf-form4_157287408769899.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,554

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 13:27 UTC GrantRestricted Shares of Common Stock 258 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000129 · wf-form4_157287404998664.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,035

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 13:27 UTC GrantRestricted Shares of Common Stock 258 $0.00 $0.00
Disclosure

SEC source: 0000913760-19-000128 · wf-form4_157287402779224.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,009

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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September 17, 2019 Filed Sep 18, 2019 21:06 UTC SaleCommon 260 $43.79 $11,386.00
Disclosure

SEC source: 0000913760-19-000122 · wf-form4_156884075025509.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,989

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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September 12, 2019 Filed Sep 12, 2019 20:27 UTC
Lyon Charles MExecutive VP - subsidiary
SaleCommon Stock 3,468 $43.84 $152,037.12
Disclosure

SEC source: 0000913760-19-000120 · wf-form4_156832000555996.xml · nonDerivative · entry 2

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,150

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September 11, 2019 Filed Sep 12, 2019 20:27 UTC
Lyon Charles MExecutive VP - subsidiary
SaleCommon Stock 3,973 $42.97 $170,705.51
Disclosure

SEC source: 0000913760-19-000120 · wf-form4_156832000555996.xml · nonDerivative · entry 1

Lyon Charles M · CIK 0001620576 · Executive VP - subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,618

F1 · balance_after: Beginning balance increased to correct a prior minor scrivener's error.

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August 27, 2019 Filed Aug 28, 2019 00:13 UTC PurchaseCommon Stock 5,853 $36.63 $214,395.39
Disclosure

SEC source: 0000913760-19-000118 · wf-form4_156695121595561.xml · nonDerivative · entry 2

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 376,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.