Tapewire

Nasdaq · USD

SNEX

StoneX Group Inc.

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Tapewire entity
3627
SEC CIK
0000913760
Parsed reports
682

Last 12 months

Inside the activity.

2 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202513
Jan 202600
Feb 202606
Mar 202601
Apr 202602
May 2026016
Jun 2026010
Jul 202608
Aug 202614
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2022 Filed Aug 2, 2022 20:57 UTC GrantRestricted Shares of Common Stock 92 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000124 · wf-form4_165947385344083.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,018

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:57 UTC GrantRestricted Shares of Common Stock 138 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000123 · wf-form4_165947383516697.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,779

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:57 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 172 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000122 · wf-form4_165947379943512.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,549

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 20:56 UTC GrantRestricted Shares of Common Stock 115 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000121 · wf-form4_165947377131113.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,934

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
July 28, 2022 Filed Jul 28, 2022 21:27 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 12,898 $86.31 $1,113,262.49
Disclosure

SEC source: 0000913760-22-000112 · wf-form4_165904359036651.xml · nonDerivative · entry 3

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,659

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:50 UTC SaleCommon Stock 25,000 $87.02 $2,175,500.00
Disclosure

SEC source: 0000913760-22-000114 · wf-form4_165938699068763.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 401,165

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
July 27, 2022 Filed Jul 28, 2022 21:27 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 6,200 $85.38 $529,363.44
Disclosure

SEC source: 0000913760-22-000112 · wf-form4_165904359036651.xml · nonDerivative · entry 2

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,557

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 21:27 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 602 $85.05 $51,198.05
Disclosure

SEC source: 0000913760-22-000112 · wf-form4_165904359036651.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,757

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:28 UTC SaleCommon Stock 15,000 $84.06 $1,260,906.00
Disclosure

SEC source: 0000913760-22-000105 · wf-form4_165834888972164.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 426,165

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 20:39 UTC
OCONNOR SEAN MICHAELDirector · CEO/President
SaleCommon Stock 300 $85.15 $25,546.02
Disclosure

SEC source: 0000913760-22-000107 · wf-form4_165843596538761.xml · nonDerivative · entry 1

OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,359

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 12, 2022 Filed Jul 13, 2022 20:34 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 7,021 $80.00 $561,680.00
Disclosure

SEC source: 0000913760-22-000103 · wf-form4_165774442678026.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,953

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
July 11, 2022 Filed Jul 12, 2022 21:01 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon Stock 4,537 $76.17 $345,568.32
Disclosure

SEC source: 0000913760-22-000101 · wf-form4_165765970273565.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,206

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:55 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 11,262 $80.00 $900,960.00
Disclosure

SEC source: 0000913760-22-000099 · wf-form4_165705448483515.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,974

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:11 UTC
Nguyen XuongChief Operating Officer
SaleCommon Stock 4,037 $80.45 $324,781.09
Disclosure

SEC source: 0000913760-22-000097 · wf-form4_165489189389064.xml · nonDerivative · entry 1

Nguyen Xuong · CIK 0001575484 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,236

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Share total revised as a non-material correction to accurately reflect holdings in Mr. Nguyen's personal 401(k) account.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 21:13 UTC SaleCommon Stock 2,500 $80.00 $200,000.00
Disclosure

SEC source: 0000913760-22-000095 · wf-form4_165472282327283.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,641

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 20:38 UTC SaleCommon Stock 15,000 $79.07 $1,186,050.00
Disclosure

SEC source: 0000913760-22-000093 · wf-form4_165472071806074.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 441,165

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:23 UTC GrantRestricted Shares of Common Stock 145 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000082 · wf-form4_165161299056385.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,204

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:23 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 217 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000081 · wf-form4_165161296915890.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,377

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:22 UTC GrantRestricted Shares of Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000080 · wf-form4_165161295035946.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,429

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:22 UTC GrantRestricted Shares of Common Stock 116 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000079 · wf-form4_165161292159317.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,926

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:21 UTC GrantRestricted Shares of Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000078 · wf-form4_165161288508515.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,141

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:21 UTC GrantRestricted Shares of Common Stock 145 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000077 · wf-form4_165161285324265.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,819

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 23:19 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon Stock 4,500 $71.32 $320,932.35
Disclosure

SEC source: 0000913760-22-000067 · wf-form4_165041037904655.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,743

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 20:25 UTC
Perkins Abigail HChief Information Officer
PurchaseCommon Stock 250 $71.79 $17,947.10
Disclosure

SEC source: 0000913760-22-000062 · wf-form4_164728927048155.xml · nonDerivative · entry 2

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 250

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 20:25 UTC
Perkins Abigail HChief Information Officer
PurchaseCommon 750 $71.74 $53,804.70
Disclosure

SEC source: 0000913760-22-000062 · wf-form4_164728927048155.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,153

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 21:21 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
PurchaseCommon Stock 2,500 $70.83 $177,068.75
Disclosure

SEC source: 0000913760-22-000060 · wf-form4_164694722916038.xml · nonDerivative · entry 2

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,767

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 23:15 UTC
Rotsztain DiegoChief Governance/Legal Officer
PurchaseCommon Stock 750 $66.24 $49,682.33
Disclosure

SEC source: 0000913760-22-000058 · wf-form4_164686774267811.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:21 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
PurchaseCommon Stock 2,500 $69.45 $173,621.50
Disclosure

SEC source: 0000913760-22-000060 · wf-form4_164694722916038.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,267

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:46 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000053 · wf-form4_164668958446781.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,160

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:46 UTC GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000052 · wf-form4_164668956602963.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,810

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:46 UTC GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000051 · wf-form4_164668954879689.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,674

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:45 UTC GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000050 · wf-form4_164668952820649.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,059

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:45 UTC GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000049 · wf-form4_164668949979648.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,967

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:44 UTC GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000048 · wf-form4_164668948175726.xml · nonDerivative · entry 1

BEXIGA ANNABELLE G · CIK 0001547042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:44 UTC GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000047 · wf-form4_164668946251687.xml · nonDerivative · entry 1

BRANCH SCOTT J · CIK 0001206304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,185

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 21:44 UTC GrantRestricted Shares of Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000046 · wf-form4_164668944210610.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,255

F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 21, 2022. Shares vest equally on anniversary in years one, two and three.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 23:02 UTC
Smith Philip AndrewCEO - subsidiary entity
SaleCommon Stock 6,000 $73.48 $440,890.20
Disclosure

SEC source: 0000913760-22-000037 · wf-form4_164496613840777.xml · nonDerivative · entry 1

Smith Philip Andrew · CIK 0001569789 · CEO - subsidiary entity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,243

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 21:54 UTC
Schroeder AaronChief Accounting Officer
SaleCommon Stock 1,899 $73.67 $139,895.15
Disclosure

SEC source: 0000913760-22-000033 · wf-form4_164444366896520.xml · nonDerivative · entry 1

Schroeder Aaron · CIK 0001423229 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,708

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 21:54 UTC SaleCommon 5,000 $72.50 $362,500.00
Disclosure

SEC source: 0000913760-22-000032 · wf-form4_164444364216304.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,650

F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:21 UTC
RADZIWILL JOHNDirector · Chairman of the Board
GrantRestricted Shares of Common Stock 235 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000023 · wf-form4_164375046450092.xml · nonDerivative · entry 1

RADZIWILL JOHN · CIK 0001210033 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,843

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:21 UTC GrantRestricted Shares of Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000022 · wf-form4_164375044890560.xml · nonDerivative · entry 1

Cooper Diane L. · CIK 0001757376 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,357

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:20 UTC GrantRestricted Shares of Common Stock 125 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000021 · wf-form4_164375042624732.xml · nonDerivative · entry 1

FOWLER JOHN MOORE · CIK 0001318349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,493

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:20 UTC GrantRestricted Shares of Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000020 · wf-form4_164375039979155.xml · nonDerivative · entry 1

Thamodaran Dhamu R. · CIK 0001531352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,742

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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January 31, 2022 Filed Feb 1, 2022 21:19 UTC GrantRestricted Shares of Common Stock 157 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000019 · wf-form4_164375038106811.xml · nonDerivative · entry 1

KREHBIEL BRUCE · CIK 0001315279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,299

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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January 31, 2022 Filed Feb 1, 2022 21:19 UTC GrantRestricted Shares of Common Stock 188 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000018 · wf-form4_164375036022351.xml · nonDerivative · entry 1

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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January 31, 2022 Filed Feb 1, 2022 21:19 UTC GrantRestricted Shares of Common Stock 188 $0.00 $0.00
Disclosure

SEC source: 0000913760-22-000017 · wf-form4_164375034380517.xml · nonDerivative · entry 1

PARTHEMORE ERIC · CIK 0001315233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,650

F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.

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December 22, 2021 Filed Dec 23, 2021 21:05 UTC
Perkins Abigail HChief Information Officer
PurchaseCommon 1,250 $59.30 $74,124.25
Disclosure

SEC source: 0000913760-21-000241 · wf-form4_164029353486021.xml · nonDerivative · entry 1

Perkins Abigail H · CIK 0001862195 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,403

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

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December 20, 2021 Filed Dec 22, 2021 21:34 UTC
Rotsztain DiegoChief Governance/Legal Officer
PurchaseCommon Stock 877 $57.00 $49,989.00
Disclosure

SEC source: 0000913760-21-000239 · wf-form4_164020884136523.xml · nonDerivative · entry 1

Rotsztain Diego · CIK 0001511110 · Chief Governance/Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,593

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December 20, 2021 Filed Dec 22, 2021 21:33 UTC
Stevens Glenn HenryHead-Retail & Foreign Exchange
PurchaseCommon Stock 1,500 $57.48 $86,216.85
Disclosure

SEC source: 0000913760-21-000238 · wf-form4_164020881911914.xml · nonDerivative · entry 1

Stevens Glenn Henry · CIK 0001472938 · Head-Retail & Foreign Exchange

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,767

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares bought at each separate price.

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December 15, 2021 Filed Dec 16, 2021 14:03 UTC
Maurer Mark LowryChief Risk Officer
SaleCommon Stock 4,000 $60.66 $242,632.00
Disclosure

SEC source: 0000913760-21-000215 · wf-form4_163966341642629.xml · nonDerivative · entry 1

Maurer Mark Lowry · CIK 0001662210 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,695

F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.