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Smart Sand, Inc.

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6217
SEC CIK
0001529628
Parsed reports
477

Last 12 months

Inside the activity.

3 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2019 Filed Dec 20, 2019 18:06 UTC GrantCommon Stock 35,715 $0.00 $0.00
Disclosure

SEC source: 0001529628-19-000116 · wf-form4_157686517027723.xml · nonDerivative · entry 1

Spurlin Sharon · CIK 0001545197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,008

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on December 18, 2019 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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December 18, 2019 Filed Dec 20, 2019 18:00 UTC GrantCommon Stock 79,365 $0.00 $0.00
Disclosure

SEC source: 0001529628-19-000112 · wf-form4_157686480202230.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,673

F1 · shares: Represents shares of Restricted Stock granted to the Reporting Person on December 18, 2019 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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December 12, 2019 Filed Dec 13, 2019 02:38 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
SaleCommon Stock 30,000 $2.60 $78,000.00
Disclosure

SEC source: 0001529628-19-000093 · wf-form4_157620470306662.xml · nonDerivative · entry 2

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,267

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.56 to $2.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 11, 2019 Filed Dec 13, 2019 02:38 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
SaleCommon Stock 20,000 $2.42 $48,400.00
Disclosure

SEC source: 0001529628-19-000093 · wf-form4_157620470306662.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,267

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.36 to $2.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 02, 2019 Filed Mar 18, 2020 12:48 UTC
KISZKA ROBERTExecutive VP of Operations
GrantCommon Stock 1,000 $1.89 $1,890.00
Disclosure

SEC source: 0001529628-20-000039 · wf-form4_158453571645740.xml · nonDerivative · entry 3

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,063

F2 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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July 02, 2019 Filed Apr 1, 2020 06:23 UTC
NEUMANN SUSAN ESEE REMARKS
GrantCommon Stock 1,000 $1.89 $1,890.00
Disclosure

SEC source: 0001529628-20-000049 · wf-form4_158573656249669.xml · nonDerivative · entry 2

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,125

F2 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 30, 2019 Filed Jul 8, 2019 15:16 UTC
NEUMANN SUSAN ESEE REMARKS
Tax withholdingCommon Stock 731 $2.44 $1,783.64
Disclosure

SEC source: 0001529628-19-000075 · wf-form4_156261335851282.xml · nonDerivative · entry 2

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,145

F2 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person in 2018, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 30, 2019 Filed Jul 8, 2019 15:16 UTC
NEUMANN SUSAN ESEE REMARKS
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001529628-19-000075 · wf-form4_156261335851282.xml · nonDerivative · entry 1

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,876

F1 · shares: Represents 22,000 shares of Restricted Stock granted to the Reporting Person on June 30, 2019 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 19, 2019 Filed Jun 20, 2019 17:04 UTC Tax withholdingCommon Stock 1,595 $2.76 $4,402.20
Disclosure

SEC source: 0001529628-19-000068 · wf-form4_156105026217183.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,308

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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June 13, 2019 Filed Jun 14, 2019 19:23 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
PurchaseCommon Stock 17,500 $2.86 $50,050.00
Disclosure

SEC source: 0001628280-19-007998 · wf-form4_156054017768577.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,401

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.855 to $2.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 13, 2019 Filed Jun 17, 2019 21:00 UTC OtherCommon Stock, par value $0.001 per share 13,962 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-017202 · doc4.xml · nonDerivative · entry 1

Leonard Colin · CIK 0001539165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of restricted stock previously issued to Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. (CCPII), which vested on June 11, 2019, and were transferred to CCPII on June 13, 2019.

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June 10, 2019 Filed Jun 12, 2019 10:20 UTC
NEUMANN SUSAN ESEE REMARKS
Tax withholdingCommon Stock 1,295 $3.00 $3,885.00
Disclosure

SEC source: 0001529628-19-000064 · wf-form4_156034921507969.xml · nonDerivative · entry 1

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,876

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 14:33 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 4,094 $3.00 $12,282.00
Disclosure

SEC source: 0001529628-19-000066 · wf-form4_156034998177760.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,097

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 14:28 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 4,094 $3.00 $12,282.00
Disclosure

SEC source: 0001529628-19-000065 · wf-form4_156034971834650.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,631

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 14:18 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 2,053 $3.00 $6,159.00
Disclosure

SEC source: 0001529628-19-000063 · wf-form4_156034907966983.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,123

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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April 30, 2019 Filed May 2, 2019 16:11 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
Tax withholdingCommon Stock 4,005 $3.93 $15,739.65
Disclosure

SEC source: 0001529628-19-000052 · wf-form4_155681350208036.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,901

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:06 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 1,816 $3.93 $7,136.88
Disclosure

SEC source: 0001529628-19-000049 · wf-form4_155681317765904.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,725

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:08 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 2,724 $3.93 $10,705.32
Disclosure

SEC source: 0001529628-19-000050 · wf-form4_155681327303560.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,191

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:03 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 1,727 $3.93 $6,787.11
Disclosure

SEC source: 0001529628-19-000047 · wf-form4_155681299858678.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,176

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:09 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 2,403 $3.93 $9,443.79
Disclosure

SEC source: 0001529628-19-000051 · wf-form4_155681335130755.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,994

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:04 UTC Tax withholdingCommon Stock 1,816 $3.93 $7,136.88
Disclosure

SEC source: 0001529628-19-000048 · wf-form4_155681307073807.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,903

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
April 02, 2019 Filed Apr 2, 2019 14:04 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 1,344 $4.45 $5,980.80
Disclosure

SEC source: 0001529628-19-000028 · wf-form4_155421385126019.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,541

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 10:00 UTC
NEUMANN SUSAN ESEE REMARKS
Tax withholdingCommon Stock 292 $4.45 $1,299.40
Disclosure

SEC source: 0001529628-19-000026 · wf-form4_155421360990247.xml · nonDerivative · entry 1

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,171

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 14:09 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 1,004 $4.45 $4,467.80
Disclosure

SEC source: 0001529628-19-000030 · wf-form4_155421413491477.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,915

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 14:12 UTC
Beckelman Lee EChief Financial Officer
Tax withholdingCommon Stock 1,216 $4.45 $5,411.20
Disclosure

SEC source: 0001529628-19-000032 · wf-form4_155421430788026.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,397

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 21:08 UTC
Beckelman Lee EChief Financial Officer
PurchaseCommon Stock 15,800 $3.18 $50,244.00
Disclosure

SEC source: 0001529628-18-000124 · wf-form4_154222969302989.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,613

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.16 to $3.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 19:06 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Disposition to issuerCommon Stock 6,121 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000114 · wf-form4_153850714631544.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,919

F1 · price: The shares were forfeited (for no consideration) as the stock price performance condition of the award was not met.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 19:17 UTC
Beckelman Lee EChief Financial Officer
Disposition to issuerCommon Stock 15,054 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000115 · wf-form4_153850782470394.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,813

F1 · price: The shares were forfeited (for no consideration) as the stock price performance condition of the award was not met.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 09:53 UTC
NEUMANN SUSAN ESEE REMARKS
GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000082 · wf-form4_153062598186009.xml · nonDerivative · entry 1

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,463

F1 · shares: Represents 11,000 shares of Restricted Stock granted to the Reporting Person on June 30, 2018 under the Issuer's 2016 Long Term Incentive Award Plan, which vest in four equal annual installments on each of the next four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 20:12 UTC Tax withholdingCommon Stock 1,603 $5.88 $9,425.64
Disclosure

SEC source: 0001529628-18-000080 · wf-form4_152952553358345.xml · nonDerivative · entry 1

Young James Douglas · CIK 0001709934 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,719

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 14:15 UTC
YOUNG WILLIAM JOHNChief Operating Officer
PurchaseCommon Stock 1,000 $5.57 $5,570.00
Disclosure

SEC source: 0001529628-18-000078 · wf-form4_152933132934907.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,040

Read SEC document
June 11, 2018 Filed Jun 13, 2018 09:24 UTC GrantCommon Stock 13,962 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000061 · wf-form4_152889627901173.xml · nonDerivative · entry 1

ROBINSON TRACY · CIK 0001687363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,959

F1 · shares: Represents 13,962 shares of Restricted Stock granted to the Reporting Person on June 11, 2018 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 17:14 UTC
Clearlake Capital Partners, LLCDirector · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
GrantCommon Stock, par value $0.001 per share 27,924 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000072 · wf-form4_152892444651625.xml · nonDerivative · entry 1

Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner

Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner

CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner

CCG Operations, LLC · CIK 0001409590 · Director · 10% owner

Eghbali Behdad · CIK 0001409564 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,849,015

F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII").

F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.

F3 · ownership.nature: The shares are owned of record as follows: (i) 10,821,091 shares by CCPII and (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM") and CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.

F4 · ownership.nature: CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 13:23 UTC
SPEAKER ANDREW RDirector · SEE REMARKS
GrantCommon Stock 13,962 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000060 · wf-form4_152889617264620.xml · nonDerivative · entry 1

SPEAKER ANDREW R · CIK 0001241268 · Director · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167,267

F1 · shares: Represents 13,962 shares of Restricted Stock granted to the Reporting Person on June 11, 2018 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 11, 2018 Filed Jun 13, 2018 17:12 UTC
Feliciano Jose EnriqueDirector · 10% owner
GrantCommon Stock, par value $0.001 per share 13,962 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000071 · wf-form4_152892432652561.xml · nonDerivative · entry 2

Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,962

F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.

F5 · shares: The shares are held of record by Mr. Feliciano for the benefit of CCPII.

F4 · balance_after: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

F5 · balance_after: The shares are held of record by Mr. Feliciano for the benefit of CCPII.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 17:12 UTC
Feliciano Jose EnriqueDirector · 10% owner
GrantCommon Stock, par value $0.001 per share 13,962 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000071 · wf-form4_152892432652561.xml · nonDerivative · entry 1

Feliciano Jose Enrique · CIK 0001323912 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,835,053

F1 · shares: The shares are held of record by Colin Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII"), of which Mr. Feliciano is co-manager of the ultimate managing member of the general partner.

F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.

F3 · ownership.nature: The shares are owned of record as follows: (i) 10,821,091 shares by CCPII and (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM") and CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.

F4 · ownership.nature: Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

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June 11, 2018 Filed Jun 13, 2018 21:10 UTC GrantCommon Stock, par value $0.001 per share 13,962 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000070 · wf-form4_152892424082149.xml · nonDerivative · entry 1

Leonard Colin · CIK 0001539165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,962

F1 · shares: The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P.

F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.

F3 · balance_after: Mr. Leonard expressly disclaims beneficial ownership of the reported shares.

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June 11, 2018 Filed Jun 13, 2018 13:30 UTC GrantCommon Stock 13,962 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000064 · wf-form4_152889658635330.xml · nonDerivative · entry 1

Pawlenty Timothy · CIK 0001536307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,854

F1 · shares: Represents 13,962 shares of Restricted Stock granted to the Reporting Person on June 11, 2018 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 11, 2018 Filed Jun 13, 2018 13:27 UTC GrantCommon Stock 13,962 $0.00 $0.00
Disclosure

SEC source: 0001529628-18-000062 · wf-form4_152889644451496.xml · nonDerivative · entry 1

Spurlin Sharon · CIK 0001545197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,293

F1 · shares: Represents 13,962 shares of Restricted Stock granted to the Reporting Person on June 11, 2018 under the Issuer's 2016 Omnibus Incentive Plan, which vest on the one year anniversary of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date.

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June 11, 2018 Filed Jun 20, 2018 17:59 UTC Amendment
Clearlake Capital Partners, LLCDirector · 10% owner
CCG Operations, LLCDirector · 10% owner
Eghbali BehdadDirector · 10% owner
GrantCommon Stock, par value $0.001 per share 27,924 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-017424 · doc4a.xml · nonDerivative · entry 1

Clearlake Capital Partners, LLC · CIK 0001409591 · Director · 10% owner

Clearlake Capital Partners II GP, L.P. · CIK 0001540841 · Director · 10% owner

CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. · CIK 0001539291 · Director · 10% owner

CCG Operations, LLC · CIK 0001409590 · Director · 10% owner

Eghbali Behdad · CIK 0001409564 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,849,015

F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII").

F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.

F3 · ownership.nature: The shares are owned of record, as follows: (i) 10,821,091 shares by CCPII, (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII and (iii) 13,962 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM"). CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Jose E.Feliciano and Mr. Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.

F4 · ownership.nature: Each of the reporting persons expressly disclaims beneficial ownership of the reported shares except to the extent of his or its pecuniary interest therein.

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June 11, 2018 Filed Jun 20, 2018 22:01 UTC
CCP MM, LLCDirector · 10% owner
GrantCommon Stock, par value $0.001 per share 27,924 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-017426 · doc4.xml · nonDerivative · entry 1

CCP MM, LLC · CIK 0001743777 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,849,015

F1 · shares: The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII").

F2 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 11, 2018, the date of grant.

F3 · ownership.nature: The shares are owned of record, as follows: (i) 10,821,091 shares by CCPII, (ii) 13,962 shares by Mr. Leonard for the benefit of CCPII and (iii) 13,962 shares by Mr. Feliciano for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM"). CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Jose E. Feliciano and Mr. Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. The beneficial owners, other than CCP MM, filed a separate Form 4 relating to the transaction reported herein on June 13, 2018 (as amended).

F4 · ownership.nature: CCP MM expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

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June 10, 2018 Filed Jun 11, 2018 17:19 UTC
NEUMANN SUSAN ESEE REMARKS
Tax withholdingCommon Stock 1,637 $5.74 $9,396.38
Disclosure

SEC source: 0001529628-18-000053 · wf-form4_152875196393205.xml · nonDerivative · entry 1

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,462

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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June 10, 2018 Filed Jun 11, 2018 21:24 UTC
KISZKA ROBERTExecutive VP of Operations
Tax withholdingCommon Stock 6,066 $5.74 $34,818.84
Disclosure

SEC source: 0001529628-18-000055 · wf-form4_152875223788852.xml · nonDerivative · entry 1

KISZKA ROBERT · CIK 0001687112 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,885

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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June 10, 2018 Filed Jun 11, 2018 21:25 UTC
YOUNG WILLIAM JOHNChief Operating Officer
Tax withholdingCommon Stock 6,094 $5.74 $34,979.56
Disclosure

SEC source: 0001529628-18-000056 · wf-form4_152875233384136.xml · nonDerivative · entry 1

YOUNG WILLIAM JOHN · CIK 0001687130 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,040

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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June 10, 2018 Filed Jun 11, 2018 21:21 UTC
WHELAN RONALD PSEE REMARKS
Tax withholdingCommon Stock 2,584 $5.74 $14,832.16
Disclosure

SEC source: 0001529628-18-000054 · wf-form4_152875205081919.xml · nonDerivative · entry 1

WHELAN RONALD P · CIK 0001687143 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,903

F1 · shares: Represents shares withheld for tax purposes upon the vesting of restricted stock granted to the Reporting Person, the vesting of which is based on the Reporting Person's continued employment with or service to the Issuer on the applicable vesting date.

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May 29, 2018 Filed May 30, 2018 14:18 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
PurchaseCommon Stock 30,000 $6.08 $182,400.00
Disclosure

SEC source: 0001529628-18-000044 · wf-form4_152768981712035.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,906

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.075 to $6.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 17, 2018 Filed May 18, 2018 14:55 UTC
NEUMANN SUSAN ESEE REMARKS
SaleCommon Stock 2,900 $7.11 $20,619.00
Disclosure

SEC source: 0001529628-18-000040 · wf-form4_152666974260669.xml · nonDerivative · entry 1

NEUMANN SUSAN E · CIK 0001687108 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,099

F1 · price: 1.The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 15, 2018 Filed May 16, 2018 12:36 UTC
YOUNG CHARLES EDWINDirector · CEO · 10% owner
KEYSTONE CRANBERRY, LLCDirector · 10% owner
PurchaseCommon Stock 15,000 $6.60 $99,000.00
Disclosure

SEC source: 0001529628-18-000030 · wf-form4_152647416954677.xml · nonDerivative · entry 1

YOUNG CHARLES EDWIN · CIK 0001687132 · Director · CEO · 10% owner

KEYSTONE CRANBERRY, LLC · CIK 0001688727 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,906

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.44 to $6.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 15, 2018 Filed May 16, 2018 15:07 UTC
Beckelman Lee EChief Financial Officer
PurchaseCommon Stock 7,600 $6.64 $50,464.00
Disclosure

SEC source: 0001529628-18-000032 · wf-form4_152648317023302.xml · nonDerivative · entry 1

Beckelman Lee E · CIK 0001315758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,867

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.56 to $6.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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May 03, 2018 Filed May 4, 2018 21:47 UTC OtherCommon Stock, par value $0.001 per share 4,997 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-011559 · doc4.xml · nonDerivative · entry 1

Leonard Colin · CIK 0001539165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of restricted stock previously issued to Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P. (CCPII), which vested on March 30, 2018, and were transferred to CCPII on May 3, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.